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Advisors Asset Management, Inc.
Period ended Sep 30, 2026 · Latest filing Nov 10, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $6,338,481,512
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- MICROSOFT CORP · COM · 594918104 · shares: $70,411,463
- MASTERCARD INCORPORATED · CL A · 57636Q104 · shares: $68,455,626
- AMERICAN EXPRESS CO · COM · 025816109 · shares: $64,871,337
- AMERICAN TOWER CORP · COM · 03027X100 · shares: $60,225,402
- APPLE INC · COM · 037833100 · shares: $57,755,724
- META PLATFORMS INC · CL A · 30303M102 · shares: $57,206,917
- WALMART INC · COM · 931142103 · shares: $54,240,028
- VISA INC · COM CL A · 92826C839 · shares: $52,771,554
- MICRON TECHNOLOGY INC · COM · 595112103 · shares: $52,712,474
- ALPHABET INC · CAP STK CL A · 02079K305 · shares: $51,278,069
Reported holdings
1,385 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| MICROSOFT CORP | COM | 594918104 | — | 314,892 shares | $70,411,463 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | — | 279,639 shares | $68,455,626 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 295,599 shares | $64,871,337 |
| AMERICAN TOWER CORP | COM | 03027X100 | — | 311,253 shares | $60,225,402 |
| APPLE INC | COM | 037833100 | — | 312,734 shares | $57,755,724 |
| META PLATFORMS INC | CL A | 30303M102 | — | 231,317 shares | $57,206,917 |
| WALMART INC | COM | 931142103 | — | 458,381 shares | $54,240,028 |
| VISA INC | COM CL A | 92826C839 | — | 292,753 shares | $52,771,554 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 77,417 shares | $52,712,474 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 290,319 shares | $51,278,069 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 960,978 shares | $51,260,648 |
| AT&T INC | COM | 00206R102 | — | 793,898 shares | $47,342,096 |
| PALO ALTO NETWORKS INC | COM | 697435105 | — | 148,433 shares | $46,656,836 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 373,447 shares | $46,518,297 |
| COMCAST CORP NEW | CL A | 20030N101 | — | 488,461 shares | $42,641,954 |
| PAYPAL HLDGS INC | COM | 70450Y103 | — | 128,943 shares | $42,455,144 |
| CHEVRON CORPORATION | COM | 166764100 | — | 219,635 shares | $41,449,833 |
| MERCK & CO INC | COM | 58933Y105 | — | 335,174 shares | $40,954,528 |
| TEXAS INSTRS INC | COM | 882508104 | — | 883,304 shares | $40,900,407 |
| AMGEN INC | COM | 031162100 | — | 179,004 shares | $40,554,532 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | — | 97,689 shares | $39,295,166 |
| UNITED PARCEL SVCS INC | CL B | 911312106 | — | 564,133 shares | $37,207,157 |
| T-MOBILE US INC | COM | 872590104 | — | 342,474 shares | $34,197,478 |
| BROADCOM INC | COM | 11135F101 | — | 147,956 shares | $34,034,884 |
| AMAZON COM INC | COM | 023135106 | — | 195,717 shares | $33,572,505 |
| COCA COLA CO | COM | 191216100 | — | 324,748 shares | $32,505,183 |
| CROWN CASTLE INC | COM | 22822V101 | — | 293,013 shares | $32,484,697 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 183,628 shares | $31,851,472 |
| HOME DEPOT INC | COM | 437076102 | — | 164,674 shares | $31,462,210 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 211,779 shares | $30,340,186 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 311,218 shares | $30,048,479 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 263,227 shares | $29,254,641 |
| AMPHENOL CORP | CL A | 032095101 | — | 228,317 shares | $28,731,944 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 318,729 shares | $28,292,894 |
| PARKER-HANNIFIN CORP | COM | 701094104 | — | 53,331 shares | $28,257,626 |
| QUANTA SVCS INC | COM | 74762E102 | — | 75,391 shares | $26,882,504 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | — | 187,321 shares | $26,632,631 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 229,666 shares | $26,519,426 |
| ROCKWELL AUTOMATION INC | COM | 773903109 | — | 190,355 shares | $26,478,910 |
| ABBVIE INC | COM | 00287Y109 | — | 133,738 shares | $25,611,385 |
| CORNING INC | COM | 219350105 | — | 155,407 shares | $25,388,573 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 323,158 shares | $25,020,458 |
| PFIZER INC | COM | 717081103 | — | 780,185 shares | $24,773,970 |
| CISCO SYS INC | COM | 17275R102 | — | 279,057 shares | $24,052,714 |
| FEDEX CORP | COM | 31428X106 | — | 105,150 shares | $23,750,380 |
| GE VERNOVA INC | COM | 36828A101 | — | 102,208 shares | $23,609,498 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | — | 114,182 shares | $23,296,771 |
| DOORDASH INC | CL A | 25809K105 | — | 113,769 shares | $23,165,947 |
| MORGAN STANLEY | COM NEW | 617446448 | — | 255,504 shares | $22,825,997 |
| BLACKROCK MUNIHLDNGS CALI | COM | 09254L107 | — | 2,302,197 shares | $22,446,421 |
| ELI LILLY & CO | COM | 532457108 | — | 70,191 shares | $22,074,121 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 65,926 shares | $21,963,015 |
| RTX CORPORATION | COM | 75513E101 | — | 130,057 shares | $21,955,068 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 105,260 shares | $21,914,742 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | — | 80,091 shares | $21,647,208 |
| CATERPILLAR INC | COM | 149123101 | — | 73,642 shares | $21,279,775 |
| NUVEEN CA DIVI ADV MUN | COM | 67066Y105 | — | 2,020,794 shares | $20,713,139 |
| LAM RESEARCH CORP | COM NEW | 512807306 | — | 72,712 shares | $20,133,991 |
| VERSANT MEDIA GROUP INC | COM CL A | 925283103 | — | 246,053 shares | $20,059,254 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | — | 379,300 shares | $19,511,131 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | — | 97,984 shares | $19,370,938 |
| QUALCOMM INC | COM | 747525103 | — | 165,967 shares | $18,570,023 |
| CUMMINS INC | COM | 231021106 | — | 105,050 shares | $17,627,728 |
| VALERO ENERGY CORP | COM | 91913Y100 | — | 185,235 shares | $17,548,154 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | 6706EW100 | — | 1,016,122 shares | $17,302,789 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 60,540 shares | $17,291,137 |
| GILEAD SCIENCES INC | COM | 375558103 | — | 237,816 shares | $17,075,643 |
| GE AEROSPACE | COM NEW | 369604301 | — | 67,613 shares | $17,037,850 |
| FEDEX FGHT HLDG CO INC | COMMON STOCK | 314352105 | — | 88,679 shares | $16,462,852 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 67,923 shares | $16,297,994 |
| ARISTA NETWORKS INC | COM SHS | 040413205 | — | 110,852 shares | $16,103,492 |
| VIRTUS CONVERTIBLE & INC FD | COM NEW | 92838U801 | — | 1,039,077 shares | $15,306,579 |
| GABELLI DIVID & INCOME TR | COM | 36242H104 | — | 577,972 shares | $15,119,614 |
| EMCOR GROUP INC | COM | 29084Q100 | — | 37,388 shares | $15,119,451 |
| OSHKOSH CORP | COM | 688239201 | — | 389,730 shares | $14,900,364 |
| ATI INC | COM | 01741R102 | — | 84,832 shares | $14,898,930 |
| HP INC | COM | 40434L105 | — | 495,859 shares | $14,639,240 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 95,795 shares | $14,601,890 |
| NUVEEN CALIF AMT FREE MUNI I | COM | 670651108 | — | 1,378,536 shares | $14,515,984 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 407,865 shares | $14,493,771 |
| BANK OF AMER CORP | COM | 060505104 | — | 299,130 shares | $14,176,701 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | — | 75,409 shares | $14,134,297 |
| DOW HLDGS INC | COM | 260557103 | — | 615,695 shares | $13,931,733 |
| ROBERT HALF INC. | COM | 770323103 | — | 679,039 shares | $13,889,560 |
| SOUTHERN CO | COM | 842587107 | — | 234,203 shares | $13,790,820 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | — | 517,688 shares | $13,788,545 |
| UNITED RENTALS INC | COM | 911363109 | — | 19,598 shares | $13,674,820 |
| ORACLE CORP | COM | 68389X105 | — | 96,352 shares | $13,635,250 |
| TUTOR PERINI CORP | COM | 901109108 | — | 164,998 shares | $13,615,635 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 54,979 shares | $13,573,836 |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | — | 640,494 shares | $13,501,953 |
| BLOCK INC | CL A | 852234103 | — | 145,156 shares | $13,436,235 |
| MSC INDL DIRECT INC | CL A | 553530106 | — | 314,462 shares | $13,431,095 |
| SERVICENOW INC | COM | 81762P102 | — | 79,377 shares | $13,398,002 |
| GRANITE CONSTR INC | COM | 387328107 | — | 95,429 shares | $13,369,581 |
| PRIMORIS SVCS CORP | COM | 74164F103 | — | 113,791 shares | $13,337,179 |
| ELEVANCE HEALTH INC FORMERLY | COM | 036752103 | — | 227,647 shares | $13,290,912 |
| PEPSICO INC | COM | 713448108 | — | 143,396 shares | $13,290,183 |
| TJX COS INC NEW | COM | 872540109 | — | 135,547 shares | $13,285,757 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 60,201 shares | $13,176,062 |