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Advisors Asset Management, Inc.
Period ended Sep 30, 2026 · Latest filing Nov 10, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $6,338,481,512
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- MICROSOFT CORP · COM · 594918104 · shares: $70,411,463
- MASTERCARD INCORPORATED · CL A · 57636Q104 · shares: $68,455,626
- AMERICAN EXPRESS CO · COM · 025816109 · shares: $64,871,337
- AMERICAN TOWER CORP · COM · 03027X100 · shares: $60,225,402
- APPLE INC · COM · 037833100 · shares: $57,755,724
- META PLATFORMS INC · CL A · 30303M102 · shares: $57,206,917
- WALMART INC · COM · 931142103 · shares: $54,240,028
- VISA INC · COM CL A · 92826C839 · shares: $52,771,554
- MICRON TECHNOLOGY INC · COM · 595112103 · shares: $52,712,474
- ALPHABET INC · CAP STK CL A · 02079K305 · shares: $51,278,069
Reported holdings
1,385 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| BARCLAYS PLC | ADR | 06738E204 | — | 93,950 shares | $2,513,939 |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 40167F101 | — | 111,119 shares | $2,512,543 |
| BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | — | 394,758 shares | $2,504,956 |
| ENI SPA | SPONSORED ADR | 26874R108 | — | 41,264 shares | $2,497,603 |
| OXFORD INDS INC | COM | 691497309 | — | 277,482 shares | $2,495,999 |
| GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | — | 63,247 shares | $2,495,034 |
| CLEAN HARBORS INC | COM | 184496107 | — | 26,391 shares | $2,489,054 |
| FIDELITY NATL FINL INC | COM SHS | 31620R303 | — | 14,771 shares | $2,477,548 |
| CIENA CORP | COM NEW | 171779309 | — | 11,533 shares | $2,475,318 |
| CAPITAL SOUTHWEST CORP | COM | 140501107 | — | 106,966 shares | $2,474,124 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | — | 12,571 shares | $2,462,553 |
| NISOURCE INC | COM | 65473P105 | — | 90,682 shares | $2,448,702 |
| NUVEEN MUN HIGH INCOME OPPOR | COM | 670682103 | — | 271,892 shares | $2,436,152 |
| TD SYNNEX CORPORATION | COM | 87162W100 | — | 117,401 shares | $2,424,484 |
| COHEN & STEERS LTD DURATION | COM | 19248C105 | — | 123,122 shares | $2,408,817 |
| EQT CORP | COM | 26884L109 | — | 26,269 shares | $2,408,208 |
| AEROVIRONMENT INC | COM | 008073108 | — | 16,626 shares | $2,393,774 |
| GOLD FIELDS LTD | SPONSORED ADR | 38059T106 | — | 30,144 shares | $2,392,272 |
| MARATHON PETE CORP | COM | 56585A102 | — | 11,348 shares | $2,386,608 |
| TEMPLETON EMERGING MKTS INCO | COM | 880192109 | — | 197,949 shares | $2,367,216 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | — | 16,634 shares | $2,358,733 |
| MOODYS CORP | COM | 615369105 | — | 13,133 shares | $2,352,988 |
| PROG HOLDINGS INC | COM NPV | 74319R101 | — | 7,051 shares | $2,348,124 |
| BEST BUY INC | COM | 086516101 | — | 51,421 shares | $2,344,166 |
| FS BANCORP INC | COM | 30263Y104 | — | 261,908 shares | $2,340,155 |
| MARZETTI COMPANY | COM | 513847103 | — | 136,072 shares | $2,320,714 |
| NEUBERGER R/EST SECS INC FD | COM | 64190A103 | — | 834,058 shares | $2,317,907 |
| HESAI GROUP | SPONSORED ADS | 428050108 | — | 57,230 shares | $2,317,331 |
| CONCENTRIX CORP | COM | 20602D101 | — | 74,310 shares | $2,306,535 |
| RIMINI STR INC DEL | COM | 76674Q107 | — | 27,327 shares | $2,303,666 |
| MIDCAP FINANCIAL INVSTMNT CO | COM NEW | 03761U502 | — | 263,419 shares | $2,302,282 |
| ABRDN LIFE SCIENCES INVESTOR | SH BEN INT | 87911K100 | — | 208,932 shares | $2,286,703 |
| RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 | — | 309,154 shares | $2,281,440 |
| CARLYLE SECURED LENDING INC | COM | 872280102 | — | 213,179 shares | $2,278,884 |
| RAMBUS INC DEL | COM | 750917106 | — | 28,740 shares | $2,274,028 |
| LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | — | 33,882 shares | $2,256,089 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 | — | 44,527 shares | $2,250,243 |
| BLACKSTONE INC | COM | 09260D107 | — | 17,562 shares | $2,232,528 |
| TAKEDA PHARMACEUTICAL CO LTD | SPONSORED ADS | 874060205 | — | 61,631 shares | $2,230,188 |
| NEUBERGER ENGY INFRSTR & INC | COM | 64129H104 | — | 27,589 shares | $2,220,969 |
| MARRIOTT INTL INC NEW | CL A | 571903202 | — | 10,020 shares | $2,218,937 |
| AUTOZONE INC | COM | 053332102 | — | 10,773 shares | $2,208,809 |
| ANGLOGOLD ASHANTI PLC | COM SHS | G0378L100 | — | 34,122 shares | $2,207,037 |
| LEAR CORP | COM NEW | 521865204 | — | 28,144 shares | $2,193,285 |
| PAMPA ENERGIA SA | SPONS ADR LVL I | 697660207 | — | 177,284 shares | $2,191,048 |
| MERCADOLIBRE INC | COM | 58733R102 | — | 4,181 shares | $2,185,259 |
| FIRSTENERGY CORP | COM | 337932107 | — | 54,599 shares | $2,174,796 |
| NU HLDGS LTD | ORD SHS CL A | G6683N103 | — | 133,600 shares | $2,149,505 |
| NETEASE COM INC | SPONSORED ADS | 64110W102 | — | 108,549 shares | $2,148,697 |
| SONY GROUP CORP | SPONSORED ADR | 835699307 | — | 67,762 shares | $2,144,640 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | — | 13,019 shares | $2,135,981 |
| HELMERICH & PAYNE INC | COM | 423452101 | — | 71,464 shares | $2,135,771 |
| FIDUS INVT CORP | COM | 316500107 | — | 110,811 shares | $2,135,328 |
| GENUINE PARTS CO | COM | 372460105 | — | 16,949 shares | $2,131,167 |
| WERIDE INC | SPONSORED ADS | 950915108 | — | 44,126 shares | $2,130,019 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 6,351 shares | $2,115,010 |
| TE CONNECTIVITY PLC | ORD SHS | G87052109 | — | 7,959 shares | $2,112,741 |
| LUMENTUM HLDGS INC | COM | 55024U109 | — | 14,191 shares | $2,105,887 |
| ON SEMICONDUCTOR CORP | COM | 682189105 | — | 34,868 shares | $2,098,922 |
| ABM INDS INC | COM | 000957100 | — | 87,169 shares | $2,061,384 |
| HYATT HOTELS CORP | COM CL A | 448579102 | — | 3,426 shares | $2,056,797 |
| BOSTON BEER INC | CL A | 100557107 | — | 3,966 shares | $2,048,717 |
| MP MATERIALS CORP | COM CL A | 553368101 | — | 31,270 shares | $2,004,503 |
| OTIS WORLDWIDE CORP | COM | 68902V107 | — | 34,573 shares | $2,001,473 |
| INCYTE CORP | COM | 45337C102 | — | 32,160 shares | $2,000,496 |
| NORTHWESTERN ENERGY GROUP IN | COM NEW | 668074305 | — | 32,837 shares | $1,998,521 |
| METTLER TOLEDO INTERNATIONAL | COM | 592688105 | — | 18,155 shares | $1,989,376 |
| SUPER MICRO COMPUTER INC | COM NEW | 86800U302 | — | 10,041 shares | $1,978,846 |
| ORMAT TECHNOLOGIES INC | COM | 686688102 | — | 32,515 shares | $1,977,273 |
| OMNICOM GROUP INC | COM | 681919106 | — | 26,945 shares | $1,968,842 |
| OCCIDENTAL PETE CORP | COM | 674599105 | — | 26,837 shares | $1,967,275 |
| ROYCE MICRO-CAP TR INC | COM | 780915104 | — | 145,260 shares | $1,966,685 |
| NUSCALE PWR CORP | CL A COM | 67079K100 | — | 81,122 shares | $1,958,011 |
| NUVEEN MUN CR OPPORTUNITIES | COM | 670663103 | — | 220,202 shares | $1,957,596 |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 | — | 32,986 shares | $1,951,641 |
| TC ENERGY CORP | COM | 87807B107 | — | 22,802 shares | $1,950,958 |
| VICI PPTYS INC | COM | 925652109 | — | 54,841 shares | $1,946,559 |
| CION INVT CORP | COM | 17259U204 | — | 277,068 shares | $1,945,017 |
| SARATOGA INVT CORP | COM NEW | 80349A208 | — | 116,407 shares | $1,939,341 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | — | 40,921 shares | $1,939,210 |
| DARLING INGREDIENTS INC | COM | 237266101 | — | 31,807 shares | $1,931,003 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | — | 17,865 shares | $1,927,665 |
| WILEY JOHN & SONS INC | CL A | 968223206 | — | 73,248 shares | $1,922,396 |
| PTC INC | COM | 69370C100 | — | 14,085 shares | $1,921,500 |
| DIODES INC | COM | 254543101 | — | 10,002 shares | $1,917,471 |
| SYLVAMO CORP | COMMON STOCK | 871332102 | — | 125,880 shares | $1,916,618 |
| EQUINOR ASA | SPONSORED ADR | 29446M102 | — | 15,155 shares | $1,904,568 |
| NYLIM MACKAY DEFINEDTERM MUN | COM | 56064K100 | — | 139,919 shares | $1,904,298 |
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 | — | 209,562 shares | $1,899,040 |
| SABA CAPITAL INCOME & OPRNT | SHS NEW | 78518H202 | — | 271,844 shares | $1,897,752 |
| VIKING HOLDINGS LTD | ORD SHS | G93A5A101 | — | 20,965 shares | $1,897,596 |
| ASCENDIS PHARMA A/S | ORD SHS | K08588103 | — | 26,664 shares | $1,888,477 |
| ROPER TECHNOLOGIES INC | COM | 776696106 | — | 14,255 shares | $1,888,009 |
| TECHNIPFMC PLC | COM | G87110105 | — | 40,864 shares | $1,885,505 |
| WESTERN ASSET EMERGING MKTS | COM | 95766A101 | — | 199,756 shares | $1,881,496 |
| CANADIAN NAT RES LTD MED TER | COM | 136385101 | — | 31,945 shares | $1,874,105 |
| HALLIBURTON CO | COM | 406216101 | — | 57,082 shares | $1,873,949 |
| MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | — | 11,261 shares | $1,863,169 |
| EATON VANCE MUN INCOME TR | SH BEN INT | 27826U108 | — | 201,517 shares | $1,862,017 |
| CLOUDFLARE INC | CL A COM | 18915M107 | — | 11,533 shares | $1,857,596 |