← Back to Discover
AUA CAPITAL MANAGEMENT, LLC
Period ended Sep 30, 2026 · Latest filing Oct 15, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $211,262,177
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $62,139,092
- APPLE INC · COM · 037833100 · shares: $12,226,163
- ISHARES TR · MSCI EAFE ETF · 464287465 · shares: $11,610,850
- AMAZON COM INC · COM · 023135106 · shares: $8,543,354
- ISHARES TR · SHRT NAT MUN ETF · 464288158 · shares: $6,985,886
- ALTRIA GROUP INC · COM · 02209S103 · shares: $6,220,128
- ISHARES TR · NATIONAL MUN ETF · 464288414 · shares: $5,923,550
- SELECT SECTOR SPDR TR · ST STR TECHN ETF · 81369Y803 · shares: $5,827,478
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $5,539,181
- VANGUARD INDEX FDS · MRNGSTR VAL ETF · 922908744 · shares: $5,372,603
Reported holdings
80 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 81,480 shares | $62,139,092 |
| APPLE INC | COM | 037833100 | — | 36,713 shares | $12,226,163 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | — | 111,761 shares | $11,610,850 |
| AMAZON COM INC | COM | 023135106 | — | 34,290 shares | $8,543,354 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 | — | 66,825 shares | $6,985,886 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 92,369 shares | $6,220,128 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | — | 58,591 shares | $5,923,550 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 29,770 shares | $5,827,478 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 19,933 shares | $5,539,181 |
| VANGUARD INDEX FDS | MRNGSTR VAL ETF | 922908744 | — | 24,863 shares | $5,372,603 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 14,592 shares | $4,972,078 |
| SPDR SERIES TRUST | ST NUVE TERM ETF | 78468R739 | — | 100,099 shares | $4,669,618 |
| META PLATFORMS INC | CL A | 30303M102 | — | 5,952 shares | $4,316,271 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 54,256 shares | $3,903,719 |
| MICROSOFT CORP | COM | 594918104 | — | 7,553 shares | $3,873,934 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 40,057 shares | $3,787,048 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | — | 44,222 shares | $3,590,826 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 7,631 shares | $2,906,190 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 36,069 shares | $2,546,894 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 18,541 shares | $2,522,318 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | — | 4,029 shares | $2,221,873 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | — | 28,971 shares | $2,213,435 |
| ISHARES TR | 3 7 YR TREAS BD | 464288661 | — | 19,271 shares | $2,186,102 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 28,099 shares | $2,170,648 |
| ISHARES TR | US HLTHCARE ETF | 464287762 | — | 28,648 shares | $2,050,051 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 2,229 shares | $2,006,902 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 21,314 shares | $1,920,678 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | — | 7,792 shares | $1,804,861 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 4,880 shares | $1,679,110 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 4,898 shares | $1,620,405 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 6,437 shares | $1,502,042 |
| UNILEVER PLC | SPON ADR NEW | 904767803 | — | 19,539 shares | $1,186,603 |
| EATON CORP PLC | SHS | G29183103 | — | 2,250 shares | $966,848 |
| CATERPILLAR INC | COM | 149123101 | — | 1,170 shares | $948,624 |
| CHEVRON CORPORATION | COM | 166764100 | — | 3,915 shares | $799,482 |
| VALERO ENERGY CORP | COM | 91913Y100 | — | 2,053 shares | $795,763 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 1,565 shares | $779,292 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 2,400 shares | $729,840 |
| ABBVIE INC | COM | 00287Y109 | — | 2,709 shares | $708,647 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | — | 10,051 shares | $705,078 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 750 shares | $682,755 |
| WALMART INC | COM | 931142103 | — | 6,102 shares | $634,120 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 2,363 shares | $625,581 |
| HOME DEPOT INC | COM | 437076102 | — | 2,189 shares | $622,749 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 9,321 shares | $622,550 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 7,713 shares | $604,005 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | — | 3,343 shares | $527,693 |
| STRYKER CORPORATION | COM | 863667101 | — | 1,888 shares | $519,936 |
| CISCO SYS INC | COM | 17275R102 | — | 4,806 shares | $517,270 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | — | 2,100 shares | $498,813 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 8,299 shares | $492,238 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | — | 3,016 shares | $468,198 |
| WW GRAINGER INC | COM | 384802104 | — | 353 shares | $439,753 |
| ECOLAB INC | COM | 278865100 | — | 1,500 shares | $411,870 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | — | 4,616 shares | $356,401 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 775 shares | $353,547 |
| INVESCO DB COMMDY INDX TRCK | UNIT | 46138B103 | — | 10,822 shares | $349,767 |
| RTX CORPORATION | COM | 75513E101 | — | 1,800 shares | $334,170 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 | — | 7,575 shares | $330,649 |
| EOG RES INC | COM | 26875P101 | — | 2,196 shares | $302,521 |
| MERCK & CO INC | COM | 58933Y105 | — | 2,030 shares | $294,979 |
| CHUBB LIMITED | COM | H1467J104 | — | 900 shares | $292,725 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 567 shares | $288,745 |
| AMERIPRISE FINL INC | COM | 03076C106 | — | 577 shares | $284,086 |
| PEPSICO INC | COM | 713448108 | — | 2,220 shares | $281,318 |
| CENCORA INC | COM | 03073E105 | — | 920 shares | $276,230 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | — | 1,500 shares | $275,055 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 1,800 shares | $261,504 |
| INTEL CORP | COM | 458140100 | — | 2,171 shares | $261,019 |
| ARES CAPITAL CORP | COM | 04010L103 | — | 13,390 shares | $255,749 |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | 81369Y308 | — | 3,169 shares | $255,421 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 1,509 shares | $245,590 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | 81369Y605 | — | 4,596 shares | $245,426 |
| MCDONALDS CORP | COM | 580135101 | — | 1,059 shares | $244,565 |
| COCA COLA CO | COM | 191216100 | — | 2,802 shares | $241,196 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 | — | 4,672 shares | $235,329 |
| TJX COS INC NEW | COM | 872540109 | — | 1,680 shares | $222,281 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 660 shares | $219,008 |
| CITIGROUP INC | COM NEW | 172967424 | — | 1,642 shares | $212,606 |
| US BANCORP | COM NEW | 902973304 | — | 3,485 shares | $201,294 |