← Back to Discover
CALTON & ASSOCIATES, INC.
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $902,668,188
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $45,714,087
- NORTHERN LTS FD TR II · PEAK SECT RO ETF · 66538F140 · shares: $35,886,166
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $28,290,826
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $22,717,985
- FIDELITY COVINGTON TRUST · HIGH DIVID ETF · 316092840 · shares: $20,765,409
- APPLE INC · COM · 037833100 · shares: $18,955,831
- NVIDIA CORPORATION · COM · 67066G104 · shares: $14,800,394
- WISDOMTREE TR · FLOATNG RAT TREA · 97717Y527 · shares: $14,406,299
- INVESCO EXCH TRADED FD TR II · NASDAQ 100 ETF · 46138G649 · shares: $14,311,378
- SCHWAB STRATEGIC TR · US LCAP GR ETF · 808524300 · shares: $13,968,901
Reported holdings
495 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SERVICENOW INC | COM | 81762P102 | — | 2,062 shares | $276,329 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 46137V431 | — | 2,313 shares | $274,831 |
| SPDR INDEX SHS FDS | ST STR NAT ETF | 78463X541 | — | 3,699 shares | $273,615 |
| SEI EXCHANGE TRADED FUNDS | HIGH YIELD BOND | 81589A874 | — | 11,293 shares | $273,404 |
| SPDR SERIES TRUST | ST NUVE HIGH ETF | 78464A284 | — | 11,633 shares | $273,027 |
| TC ENERGY CORP | COM | 87807B107 | — | 4,723 shares | $272,895 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM INTL | 00888H398 | — | 10,952 shares | $272,006 |
| SIXTH STREET SPECIALTY LENDI | COM | 83012A109 | — | 14,998 shares | $270,264 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 808524771 | — | 8,557 shares | $269,289 |
| RAYMOND JAMES FINL INC | COM | 754730109 | — | 1,704 shares | $269,266 |
| TRUIST FINL CORP | COM | 89832Q109 | — | 5,806 shares | $268,818 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | — | 4,971 shares | $268,185 |
| ISHARES INC | MSCI BRAZIL ETF | 464286400 | — | 7,192 shares | $267,902 |
| GRANITESHARES GOLD TR | SHS BEN INT | 38748G101 | — | 6,524 shares | $266,897 |
| CAPITAL GROUP CORE EQUITY ET | SHS CREAT UNIT | 14020V108 | — | 5,981 shares | $266,154 |
| BLACKSTONE INC | COM | 09260D107 | — | 2,370 shares | $265,653 |
| PACER FDS TR | SWAN SOS FLX JAN | 69374H576 | — | 6,457 shares | $264,311 |
| VANGUARD INDEX FDS | MRNGSTR MID CAP | 922908629 | — | 3,303 shares | $259,021 |
| ON HLDG AG | NAMEN AKT A | H5919C104 | — | 8,650 shares | $256,126 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C417 | — | 5,750 shares | $253,287 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C573 | — | 5,519 shares | $251,777 |
| ISHARES TR | IBONDS DEC2026 | 46435GAA0 | — | 10,385 shares | $251,732 |
| ALLIANT ENERGY CORP | COM | 018802108 | — | 3,975 shares | $251,618 |
| NXG NEXTGEN INFRASTR INCM FD | COM | 231647207 | — | 4,625 shares | $251,508 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | — | 9,933 shares | $249,616 |
| AMAZON COM INC | COM | 023135106 | PUT | 1,000 shares | $249,150 |
| INCYTE CORP | COM | 45337C102 | — | 2,033 shares | $246,705 |
| ABBOTT LABORATORIES | COM | 002824100 | — | 2,490 shares | $246,087 |
| INVESCO LTD | SHS | G491BT108 | — | 8,047 shares | $242,698 |
| FIDUS INVT CORP | COM | 316500107 | — | 12,584 shares | $242,494 |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 25434V500 | — | 3,129 shares | $242,247 |
| ISHARES TR | US CONSM STAPLES | 464287812 | — | 3,413 shares | $241,401 |
| US BANCORP | COM NEW | 902973304 | — | 4,176 shares | $241,206 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | — | 830 shares | $239,414 |
| VICTORY PORTFOLIOS II | VCSHS US EQ INCM | 92647N824 | — | 3,345 shares | $239,358 |
| ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | — | 3,499 shares | $238,667 |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP E | 25434V773 | — | 6,506 shares | $235,712 |
| CARDINAL HEALTH INC | COM | 14149Y108 | — | 1,057 shares | $235,182 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C540 | — | 4,963 shares | $233,812 |
| ISHARES INC | MSCI EURZONE ETF | 464286608 | — | 3,467 shares | $233,433 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | — | 2,225 shares | $231,155 |
| BLACKROCK INC | COM | 09290D101 | — | 218 shares | $230,707 |
| FIRST TR EXCHNG TRADED FD VI | SMIT UNCO BD ETF | 33740F888 | — | 9,698 shares | $230,279 |
| ISHARES TR | IBONDS 27 ETF | 46435UAA9 | — | 9,546 shares | $230,250 |
| ISHARES TR | 10-20 YR TRS ETF | 464288653 | — | 2,493 shares | $229,780 |
| EXELON CORP | COM | 30161N101 | — | 5,681 shares | $229,512 |
| ISHARES INC | MSCI GBL MIN VOL | 464286525 | — | 1,868 shares | $229,260 |
| ARK ETF TR | NEXT GEN TECH | 00214Q401 | — | 1,431 shares | $229,160 |
| SPDR SERIES TRUST | ST STR NUVEE ETF | 78468R721 | — | 5,356 shares | $229,076 |
| SPDR SERIES TRUST | ST STR SP AERO | 78464A631 | — | 982 shares | $227,088 |
| ENTREPRENEURSHARES SERIES TR | ERSH PRI PUB ETF | 293828877 | — | 10,555 shares | $225,455 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | — | 1,908 shares | $224,247 |
| INNOVATOR ETFS TRUST | GROW 100 PWR AUG | 45783Y129 | — | 6,700 shares | $223,702 |
| PACER FDS TR | SWAN SOS FLEX | 69374H451 | — | 6,196 shares | $222,808 |
| PINNACLE WEST CAP CORP | COM | 723484101 | — | 2,369 shares | $220,412 |
| PACER FDS TR | METAURUS CAP 400 | 69374H436 | — | 4,800 shares | $219,830 |
| INNOVATOR ETFS TRUST | US EQT ULTRA BF | 45782C839 | — | 5,271 shares | $218,114 |
| KINDER MORGAN INC DEL | COM | 49456B101 | — | 7,222 shares | $217,743 |
| INNOVATOR ETFS TRUST | GRWT100 PWR BUF | 45782C615 | — | 3,375 shares | $217,620 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 | — | 29,125 shares | $216,690 |
| GENERAL MTRS CO | COM | 37045V100 | — | 2,802 shares | $215,754 |
| WELLS FARGO & CO | COM | 949746101 | — | 2,692 shares | $215,495 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 | — | 1,495 shares | $213,142 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 | — | 9,946 shares | $212,745 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | — | 6,219 shares | $211,570 |
| CVS HEALTH CORP | COM | 126650100 | — | 2,464 shares | $211,140 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 3,081 shares | $211,079 |
| FIRST HORIZON CORPORATION | COM | 320517105 | — | 9,117 shares | $209,873 |
| MDU RES GROUP INC | COM | 552690109 | — | 11,259 shares | $208,742 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740U208 | — | 3,408 shares | $208,604 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 7,105 shares | $208,248 |
| VANECK ETF TRUST | REAL ASSETS ETF | 92189F130 | — | 5,224 shares | $208,072 |
| VICTORY PORTFOLIOS II | VCSHS US 500 VOL | 92647N766 | — | 2,143 shares | $205,065 |
| DNP SELECT INCOME FD INC | COM | 23325P104 | — | 21,407 shares | $204,865 |
| VANGUARD INDEX FDS | MRNGSTR MD CP VA | 922908512 | — | 1,036 shares | $202,569 |
| SYNOPSYS INC | COM | 871607107 | — | 461 shares | $200,507 |
| SEI EXCHANGE TRADED FUNDS | QIM US EQUITY FA | 81589A882 | — | 7,849 shares | $200,385 |
| DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | — | 19,709 shares | $197,090 |
| OPERA LTD | SPONSORED ADS | 68373M107 | — | 10,728 shares | $189,027 |
| BLUE OWL CAPITAL INC | COM CL A | 09581B103 | — | 18,832 shares | $171,183 |
| BLACKROCK CAP ALLOCATION TER | COM | 09260U109 | — | 11,993 shares | $164,304 |
| BLACKROCK ESG CAP ALLC TERM | SHS BEN INT | 09262F100 | — | 10,108 shares | $140,097 |
| GOLUB CAP BDC INC | COM | 38173M102 | — | 11,051 shares | $139,574 |
| PENNANTPARK FLOATING RATE CA | COM | 70806A106 | — | 18,035 shares | $124,622 |
| HORIZON TECHNOLOGY FIN CORP | COM | 44045A102 | — | 25,202 shares | $115,677 |
| PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | — | 12,970 shares | $115,433 |
| CRESCENT CAP BDC INC | COM | 225655109 | — | 12,018 shares | $110,325 |
| KAMADA LTD | SHS | M6240T109 | — | 12,108 shares | $102,434 |
| ADAMAS TRUST INC. | COM | 649604840 | — | 10,066 shares | $78,313 |
| JETBLUE AIRWAYS CORP | COM | 477143101 | — | 13,000 shares | $54,990 |
| I-80 GOLD CORP | COM | 44955L106 | — | 32,500 shares | $53,950 |
| UNISYS CORP | COM NEW | 909214306 | — | 16,000 shares | $36,960 |
| ASP ISOTOPES INC | COM | 00218A105 | — | 12,000 shares | $31,800 |
| ALLOGENE THERAPEUTICS INC | COM | 019770106 | — | 17,349 shares | $27,758 |
| BLACKROCK CAP ALLOCATION TER | RIGHT 10/21/2026 | 09260U117 | — | 11,693 shares | $0 |