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Cape Investment Advisory, Inc.
Period ended Sep 30, 2026 · Latest filing Oct 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $388,354,941
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SCHWAB STRATEGIC TR · US BRD MKT ETF · 808524102 · shares: $47,689,020
- SCHWAB STRATEGIC TR · US LCAP VA ETF · 808524409 · shares: $20,139,459
- BLACKROCK ETF TRUST II · ISHA FLEX IN ETF · 092528603 · shares: $11,834,546
- MICROSOFT CORP · COM · 594918104 · shares: $9,387,700
- SCHWAB STRATEGIC TR · US LCAP GR ETF · 808524300 · shares: $9,018,329
- SCHWAB STRATEGIC TR · 1 5YR CORP BD · 808524714 · shares: $8,515,577
- SCHWAB STRATEGIC TR · US MID-CAP ETF · 808524508 · shares: $6,708,531
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $6,521,367
- INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT · 46137V357 · shares: $6,271,775
- SCHWAB STRATEGIC TR · US DIVIDEND EQ · 808524797 · shares: $6,072,336
Reported holdings
2,097 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 1,616,443 shares | $47,377,953 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | — | 600,761 shares | $20,011,349 |
| BLACKROCK ETF TRUST II | ISHA FLEX IN ETF | 092528603 | — | 229,522 shares | $11,657,441 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 247,212 shares | $8,882,334 |
| SCHWAB STRATEGIC TR | 1 5YR CORP BD | 808524714 | — | 353,343 shares | $8,515,577 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | — | 197,194 shares | $6,708,531 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 8,551 shares | $6,521,367 |
| MICROSOFT CORP | COM | 594918104 | — | 12,640 shares | $6,483,147 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 30,150 shares | $6,271,775 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | — | 186,669 shares | $6,072,336 |
| APPLE INC | COM | 037833100 | — | 15,623 shares | $5,202,735 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | — | 123,291 shares | $4,493,949 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | — | 157,318 shares | $4,321,537 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | — | 86,419 shares | $4,196,491 |
| COCA COLA CO | COM | 191216100 | — | 47,270 shares | $4,069,010 |
| UNIFIED SER TR | BALLAST SMLMD CP | 90470L550 | — | 81,520 shares | $3,954,531 |
| CHEVRON CORPORATION | COM | 166764100 | — | 18,478 shares | $3,773,315 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 14,303 shares | $3,266,631 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 9,345 shares | $3,215,337 |
| AMAZON COM INC | COM | 023135106 | — | 12,224 shares | $3,045,572 |
| MICROSOFT CORP | COM | 594918104 | — | 5,663 shares | $2,904,553 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 8,414 shares | $2,866,817 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 2,560 shares | $2,726,336 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 3,438 shares | $2,632,992 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | 78468R663 | — | 28,385 shares | $2,601,201 |
| AMAZON COM INC | COM | 023135106 | — | 10,420 shares | $2,596,143 |
| ISHARES TR | TRUST ISHARE 0-1 | 464288679 | — | 22,367 shares | $2,467,568 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 3,274 shares | $2,422,110 |
| ISHARES TR | MORNINGSTAR GRWT | 464287119 | — | 20,377 shares | $2,383,474 |
| ISHARES TR | CORE UNIVRSL USD | 46434V613 | — | 50,799 shares | $2,239,710 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C748 | — | 50,500 shares | $2,221,495 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 6,348 shares | $2,184,220 |
| SOUTHERN CO | COM | 842587107 | — | 25,478 shares | $2,111,860 |
| META PLATFORMS INC | CL A | 30303M102 | — | 2,674 shares | $1,939,131 |
| METROCITY BANKSHARES INC | COM | 59165J105 | — | 55,756 shares | $1,911,332 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C573 | — | 41,634 shares | $1,899,343 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C656 | — | 40,183 shares | $1,882,975 |
| META PLATFORMS INC | CL A | 30303M102 | — | 2,591 shares | $1,879,118 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C797 | — | 38,650 shares | $1,850,949 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 4,050 shares | $1,847,569 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | — | 36,357 shares | $1,834,925 |
| SCHWAB STRATEGIC TR | INTERNL DIVID | 808524672 | — | 54,677 shares | $1,716,867 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | — | 76,641 shares | $1,689,171 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 2,182 shares | $1,671,095 |
| CHARLES SCHWAB CORP (THE) | COM | 808513105 | — | 16,854 shares | $1,647,310 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | — | 5,300 shares | $1,614,690 |
| INNOVATOR ETFS TRUST | EQUI DUA 15 MARC | 45784N379 | — | 79,661 shares | $1,603,934 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 9,730 shares | $1,583,588 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | — | 46,691 shares | $1,523,526 |
| INNOVATOR ETFS TRUST | EMRGNG MKT JAN | 45782C516 | — | 39,462 shares | $1,466,846 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C318 | — | 33,491 shares | $1,415,169 |
| VISA INC | COM CL A | 92826C839 | — | 3,658 shares | $1,314,429 |
| APPLIED MATLS INC | COM | 038222105 | — | 2,496 shares | $1,276,404 |
| SCHWAB STRATEGIC TR | FUND EM EQUI ETF | 808524730 | — | 30,229 shares | $1,265,683 |
| BOOKING HOLDINGS INC | COM | 09857L108 | — | 7,709 shares | $1,255,873 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | 78468R663 | — | 13,592 shares | $1,245,545 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 1,722 shares | $1,206,990 |
| SPDR SERIES TRUST | ST STR P500ETF | 78464A854 | — | 13,136 shares | $1,179,069 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C417 | — | 26,215 shares | $1,154,771 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 16,175 shares | $1,142,127 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 24,356 shares | $1,117,219 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 4,200 shares | $1,112,006 |
| ELEVANCE HEALTH INC FORMERLY | COM | 036752103 | — | 2,825 shares | $1,098,417 |
| SPDR SERIES TRUST | ST STR SP400VAL | 78464A839 | — | 12,161 shares | $1,076,350 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | — | 7,070 shares | $1,074,852 |
| AES CORP | COM | 00130H105 | — | 70,615 shares | $1,052,163 |
| INNOVATOR ETFS TRUST | EMRGNG MKT JULY | 45782C714 | — | 32,968 shares | $1,027,942 |
| IQVIA HLDGS INC | COM | 46266C105 | — | 3,778 shares | $1,015,715 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | — | 1,801 shares | $993,338 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | — | 20,928 shares | $990,732 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 6,945 shares | $987,996 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 4,492 shares | $987,874 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 14,593 shares | $982,717 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 | — | 10,352 shares | $971,957 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | 09290C103 | — | 13,785 shares | $954,749 |
| DISNEY WALT CO | COM | 254687106 | — | 8,799 shares | $922,971 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 7,708 shares | $878,774 |
| S&P GLOBAL INC | COM | 78409V104 | — | 2,216 shares | $874,146 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 4,417 shares | $864,700 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 2,301 shares | $861,004 |
| INNOVATOR ETFS TRUST | US EQTY PWR BF | 45782C680 | — | 18,375 shares | $857,194 |
| BANK OF AMER CORP | COM | 060505104 | — | 15,557 shares | $846,771 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 2,548 shares | $843,022 |
| BROADCOM INC | COM | 11135F101 | — | 2,382 shares | $836,535 |
| ISHARES TR | TRUST ISHARE 0-1 | 464288679 | — | 7,552 shares | $833,137 |
| GE AEROSPACE | COM NEW | 369604301 | — | 2,651 shares | $827,881 |
| NETFLIX INC. | COM | 64110L106 | — | 11,556 shares | $804,066 |
| ISHARES TR | S&P 500 VAL ETF | 464287408 | — | 3,457 shares | $789,164 |
| AIRBNB INC | COM CL A | 009066101 | — | 4,773 shares | $766,782 |
| HOME DEPOT INC | COM | 437076102 | — | 2,675 shares | $760,915 |
| WALMART INC | COM | 931142103 | — | 7,267 shares | $755,196 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | 922908751 | — | 2,651 shares | $754,087 |
| GALLAGHER ARTHUR J & CO | COM | 363576109 | — | 3,285 shares | $749,341 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 8,275 shares | $745,697 |
| CISCO SYS INC | COM | 17275R102 | — | 6,901 shares | $742,802 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | — | 33,533 shares | $733,367 |
| APPLE INC | COM | 037833100 | — | 2,195 shares | $730,979 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 | — | 4,318 shares | $729,927 |
| SPACE EXPLORATION TECHN CORP | CLASS A COM STK | 84615Q103 | — | 4,825 shares | $727,899 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | 09290C103 | — | 10,435 shares | $722,731 |