← Back to Discover
Empirical Asset Management, LLC
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $453,881,797
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $22,502,719
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $11,158,519
- NVIDIA CORPORATION · COM · 67066G104 · shares: $9,680,305
- ETFS GOLD TR · PHYSCL GOLD SHS · 00326A104 · shares: $9,623,999
- ISHARES TR · U.S. TECH ETF · 464287721 · shares: $8,298,143
- MICROSOFT CORP · COM · 594918104 · shares: $7,878,241
- USCF ETF TR · SUMMERHAVEN K1 · 90290T809 · shares: $6,232,064
- META PLATFORMS INC · CL A · 30303M102 · shares: $5,987,762
- AMAZON COM INC · COM · 023135106 · shares: $4,906,615
- ELI LILLY & CO · COM · 532457108 · shares: $4,882,468
Reported holdings
446 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| DBX ETF TR | XTRACK MSCI EAFE | 233051200 | — | 11,529 shares | $633,492 |
| NYLIM ACTIVE ETF TR | WINSLOW LAR CAP | 45409F769 | — | 11,004 shares | $632,415 |
| STMICROELECTRONICS N V | NY REGISTRY | 861012102 | — | 11,805 shares | $629,915 |
| ISHARES TR | U.S. BAS MTL ETF | 464287838 | — | 3,467 shares | $617,577 |
| VIKING HOLDINGS LTD | ORD SHS | G93A5A101 | — | 7,819 shares | $612,462 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | — | 17,124 shares | $609,796 |
| PEPSICO INC | COM | 713448108 | — | 4,713 shares | $597,200 |
| SERVICENOW INC | COM | 81762P102 | — | 4,442 shares | $595,272 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 7,671 shares | $592,622 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | — | 19,700 shares | $591,014 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 8,795 shares | $587,413 |
| ZACKS TRUST | EARNGS CONSTANT | 98888G105 | — | 15,828 shares | $587,381 |
| ARCBEST CORP | COM | 03937C105 | — | 4,601 shares | $586,351 |
| PROGRESSIVE CORP | COM | 743315103 | — | 2,823 shares | $585,327 |
| ASML HLDG NV | N Y REGISTRY SHS | N07059210 | — | 323 shares | $585,276 |
| ELEVANCE HEALTH INC FORMERLY | COM | 036752103 | — | 1,476 shares | $573,904 |
| QUANTA SVCS INC | COM | 74762E102 | — | 889 shares | $571,272 |
| HELEN OF TROY LTD | COM | G4388N106 | — | 20,740 shares | $568,483 |
| SELECT SECTOR SPDR TR | ST STR DISCR ETF | 81369Y407 | — | 5,217 shares | $567,803 |
| WISDOMTREE TR | DYNAMIC INTL EQT | 97717X263 | — | 12,377 shares | $564,769 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | — | 4,747 shares | $557,877 |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | 81369Y308 | — | 6,885 shares | $554,926 |
| PROSHARES TR | SHOR S&P 500 NEW | 74349Y753 | — | 16,812 shares | $544,709 |
| UNION PAC CORP | COM | 907818108 | — | 1,997 shares | $543,511 |
| STARBUCKS CORP | COM | 855244109 | — | 5,731 shares | $538,481 |
| GEN DIGITAL INC | COM | 668771108 | — | 24,328 shares | $535,703 |
| WISDOMTREE TR | US LARGECAP DIVD | 97717W307 | — | 5,506 shares | $535,206 |
| SPDR SERIES TRUST | SST SPDR BLOOMBE | 78464A334 | — | 19,944 shares | $534,238 |
| M & T BK CORP | COM | 55261F104 | — | 2,432 shares | $529,153 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL FIN | 46137V340 | — | 6,812 shares | $527,283 |
| MONOLITHIC PWR SYS INC | COM | 609839105 | — | 386 shares | $519,787 |
| ATLASSIAN CORPORATION | CL A | 049468101 | — | 2,864 shares | $513,487 |
| BLOOM ENERGY CORP | COM CL A | 093712107 | — | 1,834 shares | $507,981 |
| FLEXSHARES TR | NORTHERN TR US Q | 33939L746 | — | 5,575 shares | $507,133 |
| BLACKROCK ETF TRUST | ISHA IN CTRY ETF | 09290C764 | — | 13,908 shares | $505,542 |
| APPLE INC | CALL | 037833900 | CALL | 1,500 principal | $499,530 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | — | 2,244 shares | $498,719 |
| RTX CORPORATION | COM | 75513E101 | — | 2,686 shares | $498,672 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 | — | 1,386 shares | $494,545 |
| INVESCO ACTIVELY MANAGED EXC | AAA CLO FLTNG RT | 46090A721 | — | 19,241 shares | $492,371 |
| NUCOR CORP | COM | 670346105 | — | 2,093 shares | $489,161 |
| SELECT SECTOR SPDR TR | ST STR MATER ETF | 81369Y100 | — | 10,024 shares | $488,176 |
| INVESCO EXCH TRD SLF IDX FD | INTL DEV DYNAMIC | 46138J437 | — | 14,571 shares | $486,952 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 2,185 shares | $480,533 |
| SMUCKER J M CO | COM NEW | 832696405 | — | 4,034 shares | $479,631 |
| COLUMBIA ETF TR I | RESH ENHNC COR | 19761L706 | — | 10,536 shares | $475,063 |
| PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | — | 11,109 shares | $472,021 |
| CVS HEALTH CORP | COM | 126650100 | — | 5,444 shares | $466,499 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | — | 5,947 shares | $464,461 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 2,227 shares | $463,279 |
| CAPITAL GROUP GROWTH ETF | SHS CREAT UNIT | 14020G101 | — | 9,725 shares | $461,269 |
| TAPESTRY INC | COM | 876030107 | — | 3,977 shares | $457,474 |
| ERIE INDTY CO | CL A | 29530P102 | — | 2,080 shares | $455,737 |
| STATE STR SPDR DOW JONES IND | UT SER 1 | 78467X109 | — | 895 shares | $455,260 |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 46137V241 | — | 5,370 shares | $451,478 |
| BLACKROCK ETF TRUST | ISHA SYST AL ETF | 09290C665 | — | 15,105 shares | $451,035 |
| APA CORPORATION | COM | 03743Q108 | — | 10,798 shares | $448,539 |
| CHARLES RIV LABS INTL INC | COM | 159864107 | — | 1,519 shares | $448,120 |
| STANLEY BLACK & DECKER INC | COM | 854502101 | — | 5,026 shares | $445,212 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | — | 2,408 shares | $442,619 |
| VIRTUS ETF TR II | VIRTUS US QLTY | 92790A504 | — | 9,813 shares | $441,860 |
| BLACKROCK ETF TRUST II | ISH HIG MUN ETF | 092528843 | — | 9,520 shares | $434,874 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 1,861 shares | $434,251 |
| SYSCO CORP | COM | 871829107 | — | 5,542 shares | $432,021 |
| ISHARES TR | U.S. UTILITS ETF | 464287697 | — | 4,260 shares | $429,578 |
| INVESCO EXCH TRADED FD TR II | EQUAL WEGT 0-30 | 46138E107 | — | 16,963 shares | $428,480 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | — | 4,809 shares | $418,335 |
| CENTENE CORP DEL | COM | 15135B101 | — | 6,715 shares | $417,136 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | — | 11,322 shares | $412,702 |
| SPDR SERIES TRUST | ST STR P500VAL | 78464A508 | — | 6,745 shares | $412,324 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US L | 808524771 | — | 13,066 shares | $411,182 |
| JABIL INC | COM | 466313103 | — | 1,432 shares | $410,675 |
| ETF SER SOLUTIONS | US DIVERSIFIED | 26922A511 | — | 12,925 shares | $406,620 |
| US BANCORP | COM NEW | 902973304 | — | 6,883 shares | $397,554 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | — | 1,304 shares | $397,341 |
| WISDOMTREE TR | US VALUE FD | 97717W547 | — | 3,830 shares | $392,336 |
| VULCAN MATLS CO | COM | 929160109 | — | 1,595 shares | $390,087 |
| BLACKROCK ETF TRUST II | ISHA GLO USD ETF | 092528835 | — | 7,765 shares | $389,026 |
| INVESCO ACTIVELY MANAGED EXC | VAR RATE INVT | 46090A879 | — | 15,221 shares | $380,896 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 1,143 shares | $379,351 |
| PFIZER INC | COM | 717081103 | — | 13,176 shares | $375,793 |
| SALESFORCE INC | COM | 79466L302 | — | 1,633 shares | $374,956 |
| LOWES COS INC | COM | 548661107 | — | 2,029 shares | $373,994 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | 78467Y107 | — | 564 shares | $370,700 |
| UNUM GROUP | COM | 91529Y106 | — | 4,211 shares | $369,431 |
| NEWS CORP NEW | CL A | 65249B109 | — | 12,644 shares | $362,259 |
| BP PLC | SPONSORED ADR | 055622104 | — | 8,235 shares | $362,243 |
| ISHARES TR | GLOB INDSTRL ETF | 464288729 | — | 1,889 shares | $357,512 |
| SPDR SERIES TRUST | ST STR AGGRE ETF | 78464A649 | — | 14,409 shares | $351,005 |
| ECOLAB INC | COM | 278865100 | — | 1,277 shares | $350,731 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | — | 1,326 shares | $350,416 |
| ASTRONICS CORP | COM | 046433108 | — | 5,186 shares | $349,640 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | — | 722 shares | $346,338 |
| ALAMOS GOLD INC | COM CL A | 011532108 | — | 10,615 shares | $343,820 |
| ONESPAN INC | COM | 68287N100 | — | 19,150 shares | $342,976 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | 78463X889 | — | 6,829 shares | $342,881 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | — | 4,298 shares | $341,189 |
| SPDR SERIES TRUST | ST STR FTSE ETF | 78464A490 | — | 8,908 shares | $339,845 |
| BONDBLOXX ETF TRUST | BLOOMBERG TEN YR | 09789C812 | — | 8,010 shares | $339,450 |
| SPDR SERIES TRUST | ST LON TREAS ETF | 78464A664 | — | 14,209 shares | $338,890 |