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FNY Investment Advisers, LLC
Period ended Sep 30, 2026 · Latest filing Oct 16, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $402,476
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES 20 PLS YEAR TREASURY BND ETF · COM · 464287432 · shares: $36,535
- MODERNA ORD · COM · 60770K107 · shares: $20,722
- WARNER BROS. DISCOVERY SRS A ORD · COM · 934423104 · shares: $15,070
- BOEING ORD · COM · 097023105 · shares: $7,499
- ADVANCED MICRO DEVICES ORD · COM · 007903107 · shares: $7,328
- LUMENTUM HOLDINGS ORD · COM · 55024U109 · shares: $6,332
- CODERE ONLINE LUXEMBOURG ORD · COM · L18268109 · shares: $6,318
- ROKU CL A ORD · COM · 77543R102 · shares: $6,091
- INTEL ORD · COM · 458140100 · shares: $5,929
- MICRON TECHNOLOGY ORD · COM · 595112103 · shares: $5,796
Filing totals differ
The filing summary reports $402,476, while the holdings entries total $402,067.
Reported holdings
1,073 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| DIREXION NASDAQ 100 EQL WGT INDX ETF | COM | 25459Y207 | — | 65 shares | $7 |
| MCKINLEY ACQUISITION CL A ORD | COM | G6005T101 | — | 751 shares | $7 |
| MDU RESOURCES GROUP ORD | COM | 552690109 | — | 400 shares | $7 |
| NUVEEN REAL ASSET INCOME AND GRO CF | COM | 67074Y105 | — | 700 shares | $7 |
| PIMCO INCOME STRATEGY II CF | COM | 72201J104 | — | 1,200 shares | $7 |
| PROSHARES ULTRASHORT QQQ ETF | COM | 74349Y829 | — | 600 shares | $7 |
| SILO PHARMA ORD | COM | 82711P300 | — | 5,000 shares | $7 |
| SILVIA ORD | COM | 74277P105 | — | 2,000 shares | $7 |
| STOCK YARDS BANCORP ORD | COM | 861025104 | — | 100 shares | $7 |
| ZILLOW GROUP CL C ORD | COM | 98954M200 | — | 282 shares | $7 |
| ACTUATE THERAPEUTICS ORD | COM | 005083100 | — | 8,280 shares | $6 |
| BLUE OWL CAPITAL ORD | COM | 69121K104 | — | 600 shares | $6 |
| CONSTELLATION ENERGY ORD | COM | 21037T109 | — | 25 shares | $6 |
| CURIS ORD | COM | 231269408 | — | 7,685 shares | $6 |
| DEEP FISSION ORD | COM | 243927100 | — | 1,201 shares | $6 |
| FIRST FINANCIAL BANKSHARES ORD | COM | 32020R109 | — | 200 shares | $6 |
| IMPERIAL OIL ORD | COM | 453038408 | — | 50 shares | $6 |
| NAVITAS SEMICONDUCTOR ORD | COM | 63942X106 | — | 565 shares | $6 |
| NEWS CL A ORD | COM | 65249B109 | — | 210 shares | $6 |
| PIMCO MUNICIPAL INCOME II CF | COM | 72200W106 | — | 1,000 shares | $6 |
| VIVMARK RESIDENTIAL ORD | COM | 29476L107 | — | 108 shares | $6 |
| AMBARELLA ORD | COM | G037AX101 | — | 80 shares | $5 |
| BNY MELLON STRATEGIC MUNICPLS NAV CF | COM | 05588W108 | — | 1,000 shares | $5 |
| CONNECT BIOPHARMA HOLDINGS ORD | COM | G23549101 | — | 5,000 shares | $5 |
| FIGURE TECHNOLOGY SOLUTIONS CL A ORD | COM | 349381103 | — | 200 shares | $5 |
| M3 BRIGADE ACQUISITION VI CL A ORD | COM | G63221108 | — | 500 shares | $5 |
| MARYGOLD COMPANIES ORD | COM | 57403M104 | — | 2,623 shares | $5 |
| NUVEEN CORE PLUS IMPACT CF | COM | 67080D103 | — | 600 shares | $5 |
| NUVEEN DYNAMIC MUNICI OPPORT CF | COM | 67079X102 | — | 600 shares | $5 |
| NUVEEN GLOBAL HIGH INCOME CF | COM | 67075G103 | — | 500 shares | $5 |
| PNC FINANCIAL SERVICES GROUP ORD | COM | 693475105 | — | 25 shares | $5 |
| POLARIS ORD | COM | 731068102 | — | 100 shares | $5 |
| QNITY ELECTRONICS ORD | COM | 74743L100 | — | 40 shares | $5 |
| SCOTTS MIRACLE GRO ORD | COM | 810186106 | — | 100 shares | $5 |
| AI FINANCIAL ORD | COM | 47089W104 | — | 9,300 shares | $4 |
| ALLSPRING UTILITIES AND HGH INCM CF | COM | 94987E109 | — | 400 shares | $4 |
| ASTRONICS CL B ORD | COM | 046433207 | — | 67 shares | $4 |
| AXIOM INTELLIGNCE ACQUSTN 1 CL A ORD | COM | G0750N104 | — | 414 shares | $4 |
| CDN NATURAL RESOURCE ORD | COM | 136385101 | — | 100 shares | $4 |
| DHT HOLDINGS ORD | COM | Y2065G121 | — | 200 shares | $4 |
| INVSC QQQ TRUST SRS 1 ETF | COM | 46090E103 | PUT | 800 shares | $4 |
| IRON HORSE ACQUISITION II UNT | COM | 46283H202 | — | 430 shares | $4 |
| MP MATERIALS CL A ORD | COM | 553368101 | — | 90 shares | $4 |
| MSC INDUSTRIAL CL A ORD | COM | 553530106 | — | 36 shares | $4 |
| NUVEEN CALIFORNIA MUNICIPAL VALUE CF | COM | 67062C107 | — | 500 shares | $4 |
| NUVEEN NEW YORK QLTY MNCPL INCM CF | COM | 67066X107 | — | 500 shares | $4 |
| PETROLEO BRASILEIRO ADR REPSTG 2 PRF | SPONSORED ADR | 71654V101 | — | 240 shares | $4 |
| QUANTUM SI CL A ORD | COM | 74765K105 | — | 4,000 shares | $4 |
| SERITAGE GROWTH PROPERTIES CL A ORD | COM | 81752R100 | — | 3,000 shares | $4 |
| STAAR SURGICAL ORD | COM | 852312305 | — | 190 shares | $4 |
| XTEND AI ROBOTICS ORD | COM | 98387C100 | — | 1,166 shares | $4 |
| AEHR TEST SYSTEMS ORD | COM | 00760J108 | — | 40 shares | $3 |
| AMERICAN DRIVE ACQUISITION UNT | COM | G0R91M105 | — | 320 shares | $3 |
| ATLAS CRITICAL MINERALS ORD | COM | G5211G200 | — | 1,255 shares | $3 |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | COM | 06748M196 | — | 182 shares | $3 |
| BNY MELLON MNCPL BND INFRSTR NAV CF | COM | 09662W109 | — | 400 shares | $3 |
| CORE SCIENTIFIC ORD | COM | 21874A106 | — | 204 shares | $3 |
| DIREXION SEMICONDUCTOR BULL 3X ETF | COM | 25459W458 | CALL | 750 shares | $3 |
| DUTCH BROS CL A ORD | COM | 26701L100 | — | 100 shares | $3 |
| HIVE DIGITAL TECHNOLOGIES ORD | COM | 433921103 | — | 1,118 shares | $3 |
| KOCHAV DEFENSE ACQUISITION CL A ORD | COM | G5304D106 | — | 290 shares | $3 |
| NUSCALE POWER CL A ORD | COM | 67079K100 | — | 500 shares | $3 |
| NUVEEN MUNICIPAL VALUE CF | COM | 670928100 | — | 400 shares | $3 |
| ORGANIGRAM GLOBAL ORD | COM | 68617J100 | — | 3,150 shares | $3 |
| PIMCO INCOME STRATEGY CF | COM | 72201H108 | — | 500 shares | $3 |
| SOFI TECHNOLOGIES ORD | COM | 83406F102 | — | 250 shares | $3 |
| SOLVENTUM ORD | COM | 83444M101 | — | 40 shares | $3 |
| TRINITY PLACE HOLDINGS ORD | COM | 89656D101 | — | 108,930 shares | $3 |
| URANIUM ENERGY ORD | COM | 916896103 | — | 370 shares | $3 |
| VITESSE ENERGY ORD | COM | 92852X103 | — | 200 shares | $3 |
| XAI FLOATING RATE AND ALTE INCOME CF | COM | 98400T304 | — | 200 shares | $3 |
| XPLR INFRASTRUCTURE ORD | COM | 65341B106 | — | 380 shares | $3 |
| ALGOMA STEEL GROUP ORD | COM | 015658107 | — | 700 shares | $2 |
| ATRIUM THERAPEUTICS ORD | COM | 04965N104 | — | 330 shares | $2 |
| CALISA ACQUISITION ORD | COM | G1771C101 | — | 201 shares | $2 |
| CARVER BANCORP ORD | COM | 146875604 | — | 1,600 shares | $2 |
| COHEN CIRCLE ACQUISITION CORP. II | COM | G2254C105 | — | 205 shares | $2 |
| COLUMBIA FINANCIAL ORD | COM | 197914104 | — | 204 shares | $2 |
| FEDERAT HERMES PREMIR MUNICI INCM CF | COM | 31423P108 | — | 300 shares | $2 |
| FEDEX FREIGHT HOLDING COMPANY INC | COM | 314352105 | — | 23 shares | $2 |
| HALL CHADWICK ACQUISITION CL A ORD | COM | G42386105 | — | 280 shares | $2 |
| HCM III ACQUISITION UNT | COM | G4365E129 | — | 200 shares | $2 |
| INSPIRE 100 ETF | COM | 66538H534 | — | 50 shares | $2 |
| INVSC QQQ TRUST SRS 1 ETF | COM | 46090E103 | PUT | 652 shares | $2 |
| KODIAK ROBOTICS INC WRT | COM | 500081112 | — | 9,000 shares | $2 |
| L3HARRIS TECHNOLOGIES ORD | COM | 502431109 | — | 11 shares | $2 |
| MANCHESTER UNITED CL A ORD | COM | G5784H106 | — | 100 shares | $2 |
| NUVEEN NEW YORK MUNICIPAL VALUE CF | COM | 67062M105 | — | 300 shares | $2 |
| NUVEEN SELECT TAX-FREE INCOME CF | COM | 67062F100 | — | 200 shares | $2 |
| PIMCO GLOBAL STOCKSPLUS INCOME CF | COM | 722011103 | — | 300 shares | $2 |
| PIMCO STRATEGIC INCOME CF | COM | 72200X104 | — | 500 shares | $2 |
| RITHM CAPITAL ORD | COM | 64828T201 | — | 300 shares | $2 |
| SOLID POWER CL A ORD | COM | 83422N105 | — | 1,000 shares | $2 |
| SOUNDHOUND AI CL A ORD | COM | 836100107 | — | 467 shares | $2 |
| TESLA ORD | COM | 88160R101 | CALL | 52 shares | $2 |
| WARNER BROS. DISCOVERY SRS A ORD | COM | 934423104 | CALL | 1,250 shares | $2 |
| X-ENERGY CL A ORD | COM | 98386P102 | — | 170 shares | $2 |
| AON CL A ORD | COM | G0403H108 | — | 6 shares | $1 |
| BRIGHTHOUSE FINANCIAL ORD | COM | 10922N103 | CALL | 1,238 shares | $1 |
| COHEN CIRCLE ACQUISITION II CL A ORD | COM | G2254C121 | — | 100 shares | $1 |