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Focused Wealth Management, Inc
Period ended Sep 30, 2026 · Latest filing Oct 30, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $1,173,919,353
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $191,510,688
- VANGUARD INDEX FDS · MRNGSTR VAL ETF · 922908744 · shares: $159,248,303
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $141,936,564
- VANGUARD SCOTTSDALE FDS · INT-TERM CORP · 92206C870 · shares: $55,507,995
- APPLE INC · COM · 037833100 · shares: $38,068,619
- VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF · 922042858 · shares: $36,095,268
- VANGUARD WHITEHALL FDS · HIGH DIV YLD · 921946406 · shares: $33,941,227
- VANGUARD WHITEHALL FDS · INTL DVD ETF · 921946810 · shares: $22,183,399
- NVIDIA CORPORATION · COM · 67066G104 · shares: $21,172,026
- ALPHABET INC · CAP STK CL A · 02079K305 · shares: $19,694,670
Reported holdings
244 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ORACLE CORP | COM | 68389X105 | — | 5,356 shares | $735,339 |
| BOEING CO | COM | 097023105 | — | 3,857 shares | $717,595 |
| LINDE PLC | SHS | G54950103 | — | 1,501 shares | $712,452 |
| FREEPORT MCMORAN INC | CL B | 35671D857 | — | 10,070 shares | $704,921 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 9,295 shares | $703,997 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 19,485 shares | $700,094 |
| MONGODB INC | CL A | 60937P106 | PUT | 2,000 shares | $697,220 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 9,812 shares | $692,838 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 2,918 shares | $680,906 |
| CORNING INC | COM | 219350105 | — | 4,388 shares | $674,641 |
| TERADYNE INC | COM | 880770102 | — | 1,627 shares | $652,281 |
| TESLA INC | COM | 88160R101 | CALL | 1,800 shares | $638,658 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | 6706EW100 | — | 34,099 shares | $630,486 |
| CHEVRON CORPORATION | COM | 166764100 | — | 3,045 shares | $621,891 |
| SOLITARIO RESOURCES CORP | COM | 8342EP107 | — | 1,064,900 shares | $613,382 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 559 shares | $594,873 |
| ISHARES TR | IBONDS 27 TRM TS | 46436E841 | — | 25,695 shares | $573,519 |
| REALTY INCOME CORP | COM | 756109104 | — | 10,486 shares | $569,415 |
| PROLOGIS INC. | COM | 74340W103 | — | 4,374 shares | $567,928 |
| BROADCOM INC | COM | 11135F101 | CALL | 1,600 shares | $561,904 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 6,834 shares | $554,685 |
| HONEYWELL INTL INC | COM | 438516205 | — | 2,570 shares | $542,087 |
| CLOUDFLARE INC | CL A COM | 18915M107 | — | 1,537 shares | $533,769 |
| NETFLIX INC. | COM | 64110L106 | — | 7,582 shares | $527,556 |
| SPDR SERIES TRUST | ST STR SP500DIV | 78468R788 | — | 11,583 shares | $525,537 |
| VANGUARD WORLD FD | FINANCIALS ETF | 92204A405 | — | 4,021 shares | $523,038 |
| HOME DEPOT INC | COM | 437076102 | — | 1,811 shares | $515,274 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | — | 1,443 shares | $514,387 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 4,430 shares | $505,098 |
| ISHARES TR | S&P 100 ETF | 464287101 | — | 1,290 shares | $492,772 |
| UNION PAC CORP | COM | 907818108 | — | 1,797 shares | $488,990 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | — | 7,811 shares | $487,436 |
| NUSHARES ETF TR | NUVEEN ESG LRGCP | 67092P201 | — | 4,187 shares | $476,040 |
| AFLAC INC | COM | 001055102 | — | 4,091 shares | $457,264 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 2,312 shares | $452,516 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 | — | 487 shares | $448,962 |
| CONSOLIDATED EDISON INC | COM | 209115104 | — | 4,384 shares | $448,086 |
| VANGUARD INDEX FDS | MRNGSTR MID CAP | 922908629 | — | 5,493 shares | $430,727 |
| KULICKE & SOFFA INDS INC | COM | 501242101 | — | 4,358 shares | $410,754 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | 81369Y209 | — | 2,428 shares | $408,928 |
| KIMBERLY-CLARK CORP | COM | 494368103 | — | 4,166 shares | $405,919 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | — | 12,327 shares | $402,233 |
| ARCHER AVIATION INC | COM CL A | 03945R102 | — | 80,449 shares | $399,832 |
| HONEYWELL AEROSPACE INC | COM | 43849R105 | — | 2,524 shares | $391,144 |
| SPACE EXPLORATION TECHN CORP | CLASS A COM STK | 84615Q103 | — | 2,586 shares | $390,132 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 | — | 2,917 shares | $377,619 |
| DELTA AIR LINES INC | COM NEW | 247361702 | — | 4,496 shares | $375,242 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | — | 7,124 shares | $375,060 |
| NBT BANCORP INC | COM | 628778102 | — | 7,418 shares | $372,095 |
| ONEOK INC NEW | COM | 30609A109 | — | 4,358 shares | $371,592 |
| SPDR SERIES TRUST | ST STR CONV ETF | 78464A359 | — | 3,623 shares | $366,596 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | — | 1,889 shares | $364,667 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 | — | 3,206 shares | $360,675 |
| WELLTOWER INC | COM | 95040Q104 | — | 1,528 shares | $351,871 |
| SPDR SERIES TRUST | ST STR P500VAL | 78464A508 | — | 5,535 shares | $338,349 |
| CITIGROUP INC | COM NEW | 172967424 | PUT | 2,600 shares | $336,648 |
| VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 | — | 6,853 shares | $329,134 |
| STRYKER CORPORATION | COM | 863667101 | — | 1,191 shares | $327,870 |
| AON PLC | SHS CL A | G0403H108 | — | 1,184 shares | $327,696 |
| CATERPILLAR INC | COM | 149123101 | PUT | 400 shares | $324,316 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | — | 4,160 shares | $323,565 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 702 shares | $320,287 |
| MCDONALDS CORP | COM | 580135101 | — | 1,367 shares | $315,803 |
| RTX CORPORATION | COM | 75513E101 | — | 1,644 shares | $305,213 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | — | 3,873 shares | $302,481 |
| US BANCORP | COM NEW | 902973304 | — | 5,175 shares | $298,881 |
| LOWES COS INC | COM | 548661107 | — | 1,621 shares | $298,785 |
| OCCIDENTAL PETE CORP | COM | 674599105 | — | 5,368 shares | $296,948 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 437 shares | $294,715 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | — | 1,416 shares | $293,820 |
| DUCOMMUN INC DEL | COM | 264147109 | — | 1,659 shares | $284,585 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 742 shares | $282,678 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | — | 8,460 shares | $281,808 |
| AIRBNB INC | COM CL A | 009066101 | — | 1,727 shares | $277,443 |
| THE CIGNA GROUP | COM | 125523100 | — | 1,014 shares | $275,762 |
| BLOOM ENERGY CORP | COM CL A | 093712107 | — | 992 shares | $274,764 |
| PRUDENTIAL FINL INC | COM | 744320102 | — | 2,360 shares | $268,042 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | — | 2,130 shares | $266,834 |
| INVESCO EXCH TRADED FD TR II | ESG NASDAQ 100 | 46138G540 | — | 5,058 shares | $262,164 |
| UNITY SOFTWARE INC | COM | 91332U101 | — | 6,303 shares | $257,982 |
| NUVEEN TAXABLE MUNICPAL INM | COM | 67074C103 | — | 18,002 shares | $257,249 |
| SALESFORCE INC | COM | 79466L302 | — | 1,120 shares | $257,021 |
| WARBY PARKER INC | CL A COM | 93403J106 | — | 9,197 shares | $255,493 |
| BANK OF NY MELLON CORP | COM | 064058100 | — | 1,759 shares | $254,419 |
| M & T BK CORP | COM | 55261F104 | — | 1,165 shares | $253,401 |
| TRUIST FINL CORP | COM | 89832Q109 | — | 5,399 shares | $249,986 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | — | 6,789 shares | $247,474 |
| SPDR SERIES TRUST | ST STR PR SP1500 | 78464A805 | — | 2,682 shares | $246,893 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 3,374 shares | $242,785 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | — | 595 shares | $241,945 |
| VALERO ENERGY CORP | COM | 91913Y100 | — | 622 shares | $241,093 |
| VANGUARD INSTL INDEX FD | 0 3 MO TR BI ETF | 922040845 | — | 3,153 shares | $238,766 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 928 shares | $238,756 |
| PEPSICO INC | COM | 713448108 | — | 1,883 shares | $238,661 |
| PHILLIPS 66 | COM | 718546104 | — | 934 shares | $238,503 |
| POWELL INDS INC | COM | 739128106 | — | 1,293 shares | $238,477 |
| MONDELEZ INTL INC | CL A | 609207105 | — | 4,057 shares | $234,556 |
| COCA COLA CO | COM | 191216100 | — | 2,698 shares | $232,246 |
| S&P GLOBAL INC | COM | 78409V104 | — | 588 shares | $232,005 |
| AMPHENOL CORP | CL A | 032095101 | — | 2,749 shares | $231,715 |