HARBOUR INVESTMENTS, INC.

Period ended Sep 30, 2026 · Latest filing Nov 9, 2026

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values

Sep 30, 2026: $6,750,183,681

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

Rank by

View top holdings values

VANGUARD S&P 500 ETF · ETF · 922908363 · shares: $266,835,822
INVESCO QQQ TRUST SERIES I · ETF · 46090E103 · shares: $210,552,596
FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETF · ETF · 33741X102 · shares: $161,592,229
APPLE INC COM · Stock · 037833100 · shares: $118,607,210
AVANTIS EMERGING MARKETS EQUITY ETF · ETF · 025072604 · shares: $117,968,904
FIRST TRUST SMITH UNCONSTRAINED BOND ETF · ETF · 33740F888 · shares: $103,723,639
FT VEST LADDERED BUFFER ETF · ETF · 33740F755 · shares: $94,284,241
ISHARES CORE S&P MID-CAP ETF · ETF · 464287507 · shares: $93,907,086
STATE STREET SPDR S&P 500 ETF · ETF · 78462F103 · shares: $80,099,888
CAPITAL GROUP CORE PLUS INCOME ETF · ETF · 14020Y102 · shares: $75,757,436

Reported holdings

4,631 reported entries

Issuer	Class	CUSIP	Type	Shares / principal	Reported value (USD)
STATE STREET SPDR S&P DIVIDEND ETF	ETF	78464A763	—	25,730 shares	$3,768,918
INNOVATOR EQUITY MANAGED FLOOR ETF	ETF	45783Y673	—	96,715 shares	$3,767,048
FIRST TRUST DEVELOPED MARKETS EX-US ALPHADEX FUND	ETF	33737J174	—	40,080 shares	$3,755,134
ISHARES CORE HIGH DIVIDEND ETF	ETF	46429B663	—	133,827 shares	$3,741,797
ISHARES GLOBAL 100 ETF	ETF	464287572	—	25,879 shares	$3,726,854
QUANTA SVCS INC COM	Stock	74762E102	—	5,776 shares	$3,710,938
ISHARES ESG AWARE 1-5 YEAR USD CORPORATE BOND ETF	ETF	46435G243	—	151,674 shares	$3,705,385
FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND	ETF	33737M300	—	31,788 shares	$3,665,839
FT VEST BUFFERED ALLOCATION DEFENSIVE ETF	ETF	33740U760	—	138,749 shares	$3,660,795
VANGUARD FTSE ALL-WORLD EX-US INDEX FUND	ETF	922042775	—	44,070 shares	$3,656,491
MARATHON PETE CORP COM	Stock	56585A102	—	9,219 shares	$3,645,505
U.S. VECTOR EQUITY PORTFOLIO: ETF CLASS SHARES	ETF	25239Y154	—	54,205 shares	$3,637,664
FT VEST US EQUITY DEEP BUFFER ETF - MARCH	ETF	33740F615	—	79,507 shares	$3,635,060
SPROTT ASSET MANAGEMENT LP PHYSICAL SILVER	CEF	85207K107	—	186,517 shares	$3,612,834
REPUBLIC SVCS INC COM	Stock	760759100	—	17,207 shares	$3,611,262
GLOBAL X SILVER MINERS ETF	ETF	37954Y848	—	41,842 shares	$3,598,853
FRANKLIN INTERNATIONAL LOW VOLATILITY HIGH DIVIDEND INDEX ETF	ETF	52468L505	—	86,229 shares	$3,596,630
GE AEROSPACE COM NEW	Stock	369604301	—	11,483 shares	$3,586,042
ALTRIA GROUP INC COM	Stock	02209S103	—	52,778 shares	$3,554,057
VANGUARD INTERMEDIATE-TERM BOND ETF	ETF	921937819	—	48,718 shares	$3,549,602
WISDOMTREE U.S. QUALITY GROWTH FUND	ETF	97717Y477	—	51,675 shares	$3,549,014
INTERNATIONAL BUSINESS MACHS COM	Stock	459200101	—	16,113 shares	$3,543,745
CAPITAL GROUP INTERNATIONAL EQUITY ETF	ETF	14021M107	—	95,889 shares	$3,519,610
FIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND	ETF	33738D101	—	85,839 shares	$3,518,557
FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND	ETF	33739H101	—	114,657 shares	$3,507,346
WISDOMTREE JAPAN HEDGED EQUITY FUND	ETF	97717W851	—	19,346 shares	$3,492,982
PROLOGIS INC. COM	REIT	74340W103	—	26,731 shares	$3,470,781
PACER US LARGE CAP CASH COWS GROWTH LEADERS ETF	ETF	69374H360	—	86,237 shares	$3,439,144
FT VEST U.S. EQUITY DEEP BUFFER ETF - FEBRUARY	ETF	33740F771	—	66,363 shares	$3,425,003
NORTHROP GRUMMAN CORP COM	Stock	666807102	—	7,058 shares	$3,412,241
SPROTT ASSET MANAGEMENT LP PHYSICAL GOLD TR	CEF	85207H104	—	109,076 shares	$3,410,807
FIRST TRUST MID CAP CORE ALPHADEX FUND	ETF	33735B108	—	25,151 shares	$3,392,605
STATE STREET SPDR BLOOMBERG ENHANCED ROLL YIELD COMMODITY STRATEGY NO K-1 E	ETF	78468R440	—	85,849 shares	$3,366,996
FT VEST U.S. EQUITY DEEP BUFFER ETF - MAY	ETF	33740F730	—	69,505 shares	$3,332,911
ISHARES ESG AWARE MSCI EM ETF	ETF	46434G863	—	61,533 shares	$3,332,604
ISHARES 3-7 YEAR TREASURY BOND ETF	ETF	464288661	—	29,357 shares	$3,330,237
ISHARES MSCI USA QUALITY FACTOR ETF	ETF	46432F339	—	14,941 shares	$3,320,429
PHILIP MORRIS INTL INC COM	Stock	718172109	—	17,335 shares	$3,307,858
JPMORGAN HEDGED EQUITY LADDERED OVERLAY ETF	ETF	46654Q724	—	47,808 shares	$3,306,895
LOCKHEED MARTIN CORP COM	Stock	539830109	—	6,491 shares	$3,305,344
CAPITAL GROUP NEW GEOGRAPHY EQUITY ETF	ETF	14021N105	—	90,202 shares	$3,287,852
INNOVATOR EQUITY DEFINED PROTECTION ETF - 1 YR FEBRUARY	ETF	45784N775	—	124,017 shares	$3,270,936
HONEYWELL INTL INC COM	Stock	438516205	—	15,490 shares	$3,267,428
ISHARES MSCI USA MIN VOL FACTOR ETF	ETF	46429B697	—	33,235 shares	$3,238,421
ENERGY TRANSFER L P COM UT LTD PTN	Stock	29273V100	—	163,737 shares	$3,237,089
PROSHARES ULTRA S&P 500	ETF	74347R107	—	46,555 shares	$3,227,691
VANGUARD MORNINGSTAR MID-CAP GROWTH ETF	ETF	922908538	—	11,031 shares	$3,222,216
INNOVATOR EQUITY DUAL DIRECTIONAL 15 BUFFER ETF - JULY TRUST UNITS	ETF	45784N536	—	148,639 shares	$3,215,805
VANECK URANIUM AND NUCLEAR ETF	ETF	92189F601	—	31,056 shares	$3,213,093
INVESCO S&P MIDCAP LOW VOLATILITY ETF	ETF	46138E198	—	50,463 shares	$3,177,664
FT VEST US EQUITY DEEP BUFFER ETF - JANUARY	ETF	33740F631	—	68,013 shares	$3,174,159
FT VEST U.S. EQUITY ENHANCE & MODERATE BUFFER ETF - APRIL	ETF	33740U596	—	82,118 shares	$3,169,736
STATE STREET SPDR NUVEEN ICE MUNICIPAL BOND ETF	ETF	78468R721	—	73,941 shares	$3,162,476
NEXTERA ENERGY INC COM	Stock	65339F101	—	41,743 shares	$3,161,609
NUCOR CORP COM	Stock	670346105	—	13,461 shares	$3,146,412
GLOBAL X S&P 500 QUALITY DIVIDEND ETF	ETF	37954Y616	—	82,260 shares	$3,145,221
PACER NASDAQ INTERNATIONAL PATENT LEADERS ETF	ETF	69374H311	—	87,854 shares	$3,133,738
FT VEST NASDAQ-100 BUFFER ETF - JUNE	ETF	33740F557	—	91,326 shares	$3,131,412
CAPITAL GROUP INTERNATIONAL CORE EQUITY ETF	ETF	14021T102	—	86,774 shares	$3,122,116
STATE STREET BRIDGEWATER ALL WEATHER ETF	ETF	78470P630	—	109,136 shares	$3,118,013
FIRST TRUST INTERMEDIATE GOVERNMENT OPPORTUNITIES ETF	ETF	33738D838	—	163,845 shares	$3,117,970
FIRST TRUST CLOUD COMPUTING ETF	ETF	33734X192	—	18,932 shares	$3,104,666
FT VEST U.S. EQUITY DEEP BUFFER ETF - OCTOBER	ETF	33740F672	—	64,345 shares	$3,091,462
STATE STREET SPDR S&P INTERNATIONAL SMALL CAP ETF	ETF	78463X871	—	67,565 shares	$3,078,943
STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND INDEX ETF	ETF	78464A375	—	95,377 shares	$3,078,782
VANGUARD LONG-TERM BOND ETF	ETF	921937793	—	49,037 shares	$3,076,087
STATE STREET SPDR PORTFOLIO LONG TERM TREASURY INDEX ETF	ETF	78464A664	—	128,919 shares	$3,074,719
PALO ALTO NETWORKS INC COM	Stock	697435105	—	7,667 shares	$3,046,366
PACER SWAN SOS FUND OF FUNDS ETF	ETF	69374H568	—	86,310 shares	$3,030,344
FIRST TRUST UTILITIES ALPHADEX FUND	ETF	33734X184	—	68,994 shares	$3,030,220
INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - OCTOBER	ETF	45782C631	—	80,005 shares	$3,021,789
CASEYS GEN STORES INC COM	Stock	147528103	—	4,960 shares	$3,018,141
BERKSHIRE HATHAWAY INC DEL CL A	Stock	084670108	—	4 shares	$2,988,020
STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF	ETF	81369Y407	—	27,419 shares	$2,984,308
FIRST TRUST TACTICAL HIGH YIELD ETF	ETF	33738D408	—	75,363 shares	$2,960,261
BLUEROCK PVT REAL ESTATE FD COM	CEF	09631P102	—	233,632 shares	$2,929,742
CONSTELLATION ENERGY CORP COM	Stock	21037T109	—	11,478 shares	$2,915,555
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF	ETF	92206C870	—	37,116 shares	$2,906,582
FIRST TRUST LARGE CAP VALUE ALPHADEX FUND	ETF	33735J101	—	30,443 shares	$2,901,271
WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND	ETF	97717W760	—	33,036 shares	$2,880,445
VICTORYSHARES CORE INTERMEDIATE BOND ETF	ETF	92647N527	—	63,848 shares	$2,850,398
REALTY INCOME CORP COM	REIT	756109104	—	52,332 shares	$2,841,626
CALAMOS CONV OPPORTUNITIES & I SH BEN INT	CEF	128117108	—	247,092 shares	$2,824,260
CONOCOPHILLIPS COM	Stock	20825C104	—	22,565 shares	$2,824,015
ISHARES A.I. INNOVATION AND TECH ACTIVE ETF	ETF	09290C780	—	59,699 shares	$2,817,180
ISHARES MSCI ACWI EX U.S. ETF	ETF	464288240	—	37,226 shares	$2,815,056
FIDELITY ENHANCED LARGE CAP GROWTH ETF	ETF	31609A305	—	62,397 shares	$2,813,473
BP PLC SPONSORED ADR	ADR	055622104	—	63,848 shares	$2,808,665
ISHARES MSCI EAFE VALUE ETF	ETF	464288877	—	35,376 shares	$2,799,670
ISHARES CORE S&P US VALUE ETF	ETF	464287663	—	25,340 shares	$2,794,533
COHEN & STEERS REIT & PFD & COM	CEF	19247X100	—	149,479 shares	$2,787,779
FT VEST U.S. EQUITY BUFFER ETF - NOVEMBER	ETF	33740F847	—	45,834 shares	$2,757,364
BANK OF AMER CORP COM	Stock	060505104	—	50,549 shares	$2,751,362
INNOVATOR EQUITY DUAL DIRECTIONAL 15 BUFFER ETF - MAY	ETF	45784N338	—	133,783 shares	$2,740,143
ASML HLDG NV N Y REGISTRY SHS	ADR	N07059210	—	1,509 shares	$2,733,351
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF	ETF	032108409	—	58,694 shares	$2,728,697
XTRACKERS MSCI EAFE HEDGED EQUITY ETF	ETF	233051200	—	49,646 shares	$2,728,022
TEXAS INSTRS INC COM	Stock	882508104	—	9,714 shares	$2,720,803
GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF	ETF	37954Y632	—	41,734 shares	$2,719,359
USCF SUMMERHAVEN DYNAMIC COMMODITY STRATEGY NO K-1 FUND	ETF	90290T809	—	86,023 shares	$2,683,914