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INCOME RESEARCH & MANAGEMENT
Period ended Sep 30, 2026 · Latest filing Oct 21, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $163,590,695
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- BOFA FIN LLC · MTNF 0.600% 5/2 · 09709UV70 · shares: $9,593,886
- UBER TECHNOLOGIES INC · NOTE 0.875%12/0 · 90353TAM2 · shares: $8,357,362
- WEC ENERGY GROUP INC · NOTE 3.375% 6/0 · 92939UAT3 · shares: $8,168,460
- BLOCK INC · NOTE 0.250%11/0 · 852234AK9 · shares: $8,129,550
- ALLIANT ENERGY CORP · NOTE 3.250% 5/3 · 018802AE8 · shares: $7,872,047
- CAPITAL SOUTHWEST CORP · NOTE 5.125%11/1 · 140501AE7 · shares: $7,675,805
- ON SEMICONDUCTOR CORP · NOTE 0.500% 3/0 · 682189AU9 · shares: $6,933,920
- MICROCHIP TECHNOLOGY INC. · NOTE 0.750% 6/0 · 595017BG8 · shares: $6,332,229
- EURONET WORLDWIDE INC · NOTE 0.750% 3/1 · 298736AL3 · shares: $6,302,712
- AKAMAI TECHNOLOGIES INC · NOTE 0.375% 9/0 · 00971TAL5 · shares: $6,241,321
Reported holdings
33 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| BOFA FIN LLC | MTNF 0.600% 5/2 | 09709UV70 | — | 6,843,000 shares | $9,593,886 |
| UBER TECHNOLOGIES INC | NOTE 0.875%12/0 | 90353TAM2 | — | 7,310,000 shares | $8,357,362 |
| WEC ENERGY GROUP INC | NOTE 3.375% 6/0 | 92939UAT3 | — | 8,290,000 shares | $8,168,460 |
| BLOCK INC | NOTE 0.250%11/0 | 852234AK9 | — | 8,580,000 shares | $8,129,550 |
| ALLIANT ENERGY CORP | NOTE 3.250% 5/3 | 018802AE8 | — | 7,900,000 shares | $7,872,047 |
| CAPITAL SOUTHWEST CORP | NOTE 5.125%11/1 | 140501AE7 | — | 7,427,000 shares | $7,675,805 |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 682189AU9 | — | 6,560,000 shares | $6,933,920 |
| MICROCHIP TECHNOLOGY INC. | NOTE 0.750% 6/0 | 595017BG8 | — | 6,213,000 shares | $6,332,229 |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | — | 7,212,000 shares | $6,302,712 |
| AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | — | 5,618,000 shares | $6,241,321 |
| ENVISTA HOLDINGS CORPORATION | NOTE 1.750% 8/1 | 29415FAD6 | — | 6,490,000 shares | $6,217,072 |
| GLOBAL PMTS INC | NOTE 1.500% 3/0 | 37940XAU6 | — | 6,930,000 shares | $6,153,840 |
| MERITAGE HOMES CORP | NOTE 1.750% 5/1 | 59001ABF8 | — | 5,715,000 shares | $5,466,879 |
| ETSY INC | NOTE 0.250% 6/1 | 29786AAN6 | — | 5,792,000 shares | $5,292,507 |
| CENTERPOINT ENERGY INC | NOTE 3.000% 8/0 | 15189TBR7 | — | 5,315,000 shares | $5,218,179 |
| DEXCOM INC | NOTE 0.375% 5/1 | 252131AM9 | — | 5,451,000 shares | $5,153,921 |
| SOUTHERN CO | NOTE 3.250% 6/1 | 842587ED5 | — | 5,290,000 shares | $5,133,945 |
| BONDBLOXX ETF TRUST | IR M TAXAWARE | 09789C721 | — | 97,000 shares | $4,835,450 |
| BONDBLOXX ETF TRUST | IR M TAX AWARE | 09789C663 | — | 100,000 shares | $4,788,860 |
| BONDBLOXX ETF TRUST | IR M TAX AWARE | 09789C697 | — | 100,000 shares | $4,737,000 |
| GLADSTONE CAP CORP | NOTE 5.875%10/0 | 376535AG5 | — | 4,830,000 shares | $4,641,630 |
| NEXTERA ENERGY CAP HLDGS INC | NOTE 3.000% 3/0 | 65339KCY4 | — | 4,090,000 shares | $4,635,806 |
| AVNET INC | NOTE 1.750% 9/0 | 053807AZ6 | — | 3,050,000 shares | $4,616,175 |
| EVERGY INC | NOTE 4.500%12/1 | 30034WAD8 | — | 3,242,000 shares | $4,152,179 |
| PINNACLE WEST CAP CORP | NOTE 4.750% 6/1 | 723484AK7 | — | 3,031,000 shares | $3,214,376 |
| FIRSTENERGY CORP | NOTE 3.875% 1/1 | 337932AV9 | — | 2,835,000 shares | $2,926,850 |
| HAEMONETICS CORP MASS | NOTE 2.500% 6/0 | 405024AD2 | — | 2,570,000 shares | $2,919,645 |
| FIRSTENERGY CORP | NOTE 3.625% 1/1 | 337932AT4 | — | 2,755,000 shares | $2,828,008 |
| HARBOR ETF TRUST | DISCI BD ETF | 41151J794 | — | 50,000 shares | $1,949,500 |
| EURONET WORLDWIDE INC | NOTE 0.625%10/0 | 298736AN9 | — | 1,150,000 shares | $980,648 |
| WELLS FARGO & CO | PERP PFD CNV A | 949746804 | — | 803 shares | $864,953 |
| ETSY INC | NOTE 0.125% 9/0 | 29786AAL0 | — | 865,000 shares | $822,848 |
| BANK OF AMER CORP | 7.25%CNV PFD L | 060505682 | — | 355 shares | $433,132 |