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Institute for Wealth Management, LLC.
Period ended Sep 30, 2026 · Latest filing Nov 6, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $1,129,203,064
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- NVIDIA CORPORATION · COM · 67066G104 · shares: $167,507,598
- APPLE INC · COM · 037833100 · shares: $38,586,841
- MICROSOFT CORP · COM · 594918104 · shares: $27,646,621
- LAM RESEARCH CORP · COM NEW · 512807306 · shares: $23,748,932
- AMAZON COM INC · COM · 023135106 · shares: $22,064,618
- ALPHABET INC · CAP STK CL A · 02079K305 · shares: $20,357,638
- META PLATFORMS INC · CL A · 30303M102 · shares: $19,646,227
- ADVANCED MICRO DEVICES INC · COM · 007903107 · shares: $16,417,783
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $15,694,396
- VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS · 92206C102 · shares: $11,836,713
Reported holdings
551 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANECK ETF TRUST | MORTGAGE REIT | 92189F452 | — | 26,455 shares | $222,487 |
| INVESCO EXCHANGE TRADED FD T | FINL PFD ETF | 46137V621 | — | 17,407 shares | $221,766 |
| SPDR INDEX SHS FDS | ST INTL CAP ETF | 78463X871 | — | 4,862 shares | $221,562 |
| NUSHARES ETF TR | NUVEEN ESG MIDVL | 67092P508 | — | 5,229 shares | $221,344 |
| AUTOLIV INC | COM | 052800109 | — | 1,964 shares | $219,745 |
| WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | — | 755 shares | $217,670 |
| WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 | — | 1,936 shares | $216,774 |
| SPDR SERIES TRUST | ST STR SP500FF | 78468R796 | — | 3,460 shares | $216,181 |
| PARAMOUNT SKYDANCE CORP | COM CL B | 69932A204 | — | 20,851 shares | $215,387 |
| FIRST TR EXCHANGE-TRADED FD | FT VEST S&P 500 | 33739Q705 | — | 4,473 shares | $215,331 |
| RALPH LAUREN CORP | CL A | 751212101 | — | 606 shares | $215,265 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 | — | 4,968 shares | $215,126 |
| ALLEGION PLC | ORD SHS | G0176J109 | — | 1,399 shares | $215,097 |
| ARCHROCK INC | COM | 03957W106 | — | 7,086 shares | $214,649 |
| FISERV INC | COM | 337738108 | — | 4,733 shares | $213,845 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | — | 478 shares | $213,189 |
| UNITED AIRLS HLDGS INC | COM | 910047109 | — | 1,912 shares | $212,137 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | — | 5,954 shares | $212,039 |
| FLEXSHARES TR | NRTRN TR HGH YLD | 33939L662 | — | 5,457 shares | $212,020 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | — | 6,610 shares | $211,205 |
| SHELL PLC | SPON ADS | 780259305 | — | 2,205 shares | $209,612 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | — | 36,309 shares | $209,501 |
| IDEXX LABS INC | COM | 45168D104 | — | 398 shares | $207,623 |
| WEYERHAEUSER CO | COM NEW | 962166104 | — | 10,822 shares | $206,162 |
| DOLLAR TREE INC | COM | 256746108 | — | 1,800 shares | $205,221 |
| BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 09260K101 | — | 6,975 shares | $205,205 |
| VANECK ETF TRUST | IG FLOA RATE ETF | 92189F486 | — | 8,000 shares | $204,720 |
| FACTSET RESH SYS INC | COM | 303075105 | — | 754 shares | $203,627 |
| SPDR SERIES TRUST | ST STR CONV ETF | 78464A359 | — | 2,005 shares | $202,866 |
| FLEXSHARES TR | NRTRN TR INTL QL | 33939L837 | — | 5,835 shares | $200,724 |
| INVESCO EXCH TRADED FD TR II | DORSEY WRGT DVLP | 46138E875 | — | 3,772 shares | $200,067 |
| ABRDN WORLD HEALTHCARE FUND | BEN INT SHS | 87911L108 | — | 14,333 shares | $186,903 |
| TCW STRATEGIC INCOME FD INC | COM | 872340104 | — | 38,028 shares | $163,522 |
| NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | — | 13,804 shares | $139,697 |
| INVESCO TR INVT GRADE MUNS | COM | 46131M106 | — | 15,100 shares | $130,615 |
| INVESCO MUNICIPAL TRUST | COM | 46131J103 | — | 15,400 shares | $130,592 |
| STATE STR SPDR DOW JONES IND | UT SER 1 | 78467X109 | PUT | 200 principal | $101,710 |
| PROSPECT CAP CORP | COM | 74348T102 | — | 48,737 shares | $101,373 |
| COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | — | 18,530 shares | $98,395 |
| AMAZON COM INC | COM | 023135106 | PUT | 300 principal | $74,745 |
| GABELLI MULTIMEDIA TR INC | COM | 36239Q109 | — | 12,482 shares | $49,679 |
| ORACLE CORP | COM | 68389X105 | PUT | 300 principal | $41,190 |
| UNITED STS OIL FD LP | UNITS | 91232N207 | CALL | 200 principal | $29,132 |
| CROWN CRAFTS INC | COM | 228309100 | — | 10,000 shares | $24,900 |
| AMTD DIGITAL INC | SPONSORED ADS | 00180N101 | — | 12,500 shares | $22,375 |
| ISHARES TR | EXPANDED TECH | 464287515 | PUT | 200 principal | $21,296 |
| WALMART INC | COM | 931142103 | PUT | 200 principal | $20,784 |
| READY CAPITAL CORP | COM | 75574U101 | — | 16,416 shares | $19,043 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | PUT | 300 principal | $14,202 |
| ISHARES BITCOIN TRUST ETF | SHS BEN INT | 46438F101 | CALL | 200 principal | $9,468 |
| ABRDN GLOBAL INFRA INCOME FU | RIGHT 10/15/2026 *A* | 00326W114 | — | 12,295 shares | $154 |