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Joseph P. Lucia & Associates, LLC
Period ended Sep 30, 2026 · Latest filing Oct 30, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $345,537,505
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- VANECK ETF TRUST · SEMICONDUCTR ETF · 92189F676 · shares: $21,551,572
- APPLE INC · COM · 037833100 · shares: $15,480,574
- NVIDIA CORPORATION · COM · 67066G104 · shares: $13,180,042
- SCHWAB STRATEGIC TR · US BRD MKT ETF · 808524102 · shares: $10,667,567
- AMAZON COM INC · COM · 023135106 · shares: $9,264,159
- INVESCO EXCHANGE TRADED FD T · S&P500 EQL TEC · 46137V282 · shares: $9,233,127
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $9,136,696
- PROSHARES TR · S&P 500 DV ARIST · 74348A467 · shares: $8,349,866
- SELECT SECTOR SPDR TR · ST STR TECHN ETF · 81369Y803 · shares: $8,223,036
- SCHWAB STRATEGIC TR · US LCAP GR ETF · 808524300 · shares: $7,916,748
Reported holdings
194 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 | — | 35,388 shares | $21,551,572 |
| APPLE INC | COM | 037833100 | — | 46,485 shares | $15,480,574 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 57,671 shares | $13,180,042 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 363,957 shares | $10,667,567 |
| AMAZON COM INC | COM | 023135106 | — | 37,183 shares | $9,264,159 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | — | 140,193 shares | $9,233,127 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 11,956 shares | $9,136,696 |
| PROSHARES TR | S&P 500 DV ARIST | 74348A467 | — | 154,341 shares | $8,349,866 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 42,008 shares | $8,223,036 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 220,338 shares | $7,916,748 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 10,674 shares | $7,903,761 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 35,323 shares | $7,347,953 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | — | 222,705 shares | $7,244,608 |
| BLACKROCK ETF TRUST II | ISHA FLEX IN ETF | 092528603 | — | 134,246 shares | $6,818,330 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | — | 40,892 shares | $6,218,439 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL FIN | 46137V340 | — | 78,533 shares | $6,078,866 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 62,933 shares | $5,949,704 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | — | 98,637 shares | $5,545,379 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 7,802 shares | $5,468,063 |
| AMPLIFY ETF TR | AMPLIFY CYBERSEC | 032108664 | — | 45,028 shares | $5,459,159 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | 81369Y605 | — | 97,058 shares | $5,182,894 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | 81369Y506 | — | 78,616 shares | $4,834,890 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 46,103 shares | $4,710,798 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 46137V332 | — | 112,240 shares | $4,154,013 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | 81369Y209 | — | 21,704 shares | $3,655,337 |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | 81369Y704 | — | 21,220 shares | $3,543,319 |
| META PLATFORMS INC | CL A | 30303M102 | — | 4,537 shares | $3,290,064 |
| ISHARES TR | ISHARES SEMICDTR | 464287523 | — | 5,399 shares | $3,070,087 |
| SELECT SECTOR SPDR TR | ST STR MATER ETF | 81369Y100 | — | 62,370 shares | $3,037,428 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 12,459 shares | $2,906,718 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | — | 92,582 shares | $2,777,460 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | — | 37,996 shares | $2,768,408 |
| VANGUARD INDEX FDS | MRNGSTR MD CP GR | 922908538 | — | 9,359 shares | $2,733,764 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | — | 83,203 shares | $2,714,914 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL ENR | 46137V365 | — | 25,228 shares | $2,711,032 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL IND | 46137V324 | — | 46,473 shares | $2,691,716 |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | 81369Y886 | — | 67,951 shares | $2,679,999 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | 922908751 | — | 9,399 shares | $2,673,826 |
| ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | — | 36,829 shares | $2,512,119 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 | — | 40,861 shares | $2,503,148 |
| GLOBAL X FDS | NASDAQ 100 COVER | 37954Y483 | — | 131,626 shares | $2,441,671 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H208 | — | 62,025 shares | $2,348,459 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 6,811 shares | $2,343,649 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | — | 68,574 shares | $2,332,891 |
| FRANKLIN ETF TR | SHRT DUR US GOVT | 353506108 | — | 25,267 shares | $2,248,020 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 | — | 18,818 shares | $2,216,196 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 | — | 23,579 shares | $2,141,909 |
| AIM ETF PRODUCTS TRUST | ALLIA US JAN ETF | 00888H802 | — | 44,225 shares | $1,749,523 |
| FRANKLIN TEMPLETON ETF TR | ULTR SHOR BD ETF | 35473P496 | — | 61,359 shares | $1,533,968 |
| GOLDMAN SACHS ETF TR | S&P 500 PREMIUM | 38149W622 | — | 27,032 shares | $1,509,215 |
| MICROSOFT CORP | COM | 594918104 | — | 2,856 shares | $1,465,040 |
| AMERICAN CENTY ETF TR | SHORT DURTN STRG | 025072257 | — | 28,810 shares | $1,456,057 |
| ISHARES TR | US AER DEF ETF | 464288760 | — | 7,004 shares | $1,451,066 |
| VANECK ETF TRUST | PREFERRED SECURT | 92189F429 | — | 82,619 shares | $1,447,489 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL STP | 46137V373 | — | 49,975 shares | $1,434,283 |
| SPDR SERIES TRUST | ST STR NYSE TECH | 78464A102 | — | 3,646 shares | $1,393,465 |
| GLOBAL X FDS | CYBRSCURTY ETF | 37954Y384 | — | 30,106 shares | $1,390,312 |
| ISHARES TR | PFD AND INCM SEC | 464288687 | — | 42,179 shares | $1,244,281 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 | — | 11,017 shares | $1,205,039 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL DIS | 46137V381 | — | 22,554 shares | $1,166,493 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | — | 58,242 shares | $1,151,448 |
| GRAYSCALE BITCOIN TRUST ETF | SHS REP COM UT | 389637109 | — | 17,735 shares | $1,145,504 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | — | 14,315 shares | $1,105,287 |
| BARON ETF TR | TECHNOLOGY ETF | 06829D503 | — | 34,896 shares | $1,080,034 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 4,043 shares | $1,070,384 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H406 | — | 25,340 shares | $1,051,765 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 | — | 9,259 shares | $1,041,668 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 3,004 shares | $1,023,572 |
| AIM ETF PRODUCTS TRUST | ALLIA US JUN ETF | 00888H737 | — | 28,775 shares | $1,003,672 |
| KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | — | 97,273 shares | $1,001,912 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 14,136 shares | $968,457 |
| SCHWAB STRATEGIC TR | HIGH YIEL BD ETF | 808524631 | — | 38,096 shares | $961,543 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 | — | 18,704 shares | $954,839 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 20,016 shares | $918,156 |
| BROADCOM INC | COM | 11135F101 | — | 2,605 shares | $914,820 |
| CONSOLIDATED EDISON INC | COM | 209115104 | — | 8,856 shares | $905,197 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 4,110 shares | $903,858 |
| MANAGED PORTFOLIO SER | KENS HE PREM ETF | 56167N183 | — | 34,135 shares | $886,271 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 | — | 9,746 shares | $878,190 |
| SELECT SECTOR SPDR TR | ST STR SVC ETF | 81369Y852 | — | 7,902 shares | $876,885 |
| BLACKSTONE SECD LENDING FD | COMMON STOCK | 09261X102 | — | 35,090 shares | $865,369 |
| GRAYSCALE BITCOIN MINI TR ET | SHS NEW | 389930207 | — | 23,419 shares | $865,332 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 5,212 shares | $848,211 |
| AIM ETF PRODUCTS TRUST | ALLIA US FEB ETF | 00888H786 | — | 23,325 shares | $847,624 |
| AMERICAN CENTY ETF TR | DIVERSIFID CRP | 025072109 | — | 19,071 shares | $845,996 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | — | 10,681 shares | $830,768 |
| SPDR SERIES TRUST | ST STR SP REGBNK | 78464A698 | — | 11,711 shares | $813,212 |
| RBB FUND TRUST | FIRS EAGL OV ETF | 75526L878 | — | 15,071 shares | $810,368 |
| INVESCO EXCHANGE TRADED FD T | NASDAQ INTERNT | 46137V530 | — | 15,727 shares | $797,960 |
| AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT | 00888H687 | — | 23,415 shares | $793,302 |
| GOLDMAN SACHS ETF TR | NASDA 100 ETF | 38149W630 | — | 13,529 shares | $784,437 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 2,008 shares | $764,727 |
| GLOBAL X FDS | SOCIAL MED ETF | 37950E416 | — | 17,361 shares | $751,558 |
| WISDOMTREE TR | CLOUD COMPUTNG | 97717Y691 | — | 17,573 shares | $713,640 |
| HAEMONETICS CORP MASS | COM | 405024100 | — | 6,759 shares | $711,723 |
| ROUNDHILL ETF TRUST | MEMORY ETF | 77926X320 | — | 11,313 shares | $682,867 |
| TEMA ETF TRUST | ELECTRIFICATION | 87975E834 | — | 19,049 shares | $674,899 |
| GLOBAL X FDS | S&P 500 COVERED | 37954Y475 | — | 16,070 shares | $667,226 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 1,086 shares | $664,475 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 032108409 | — | 14,239 shares | $661,971 |