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K2 PRINCIPAL FUND, L.P.
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Dec 31, 2024: $900,620,519
- Mar 31, 2025: $788,186,181
- Jun 30, 2025: $725,229,989
- Sep 30, 2025: $1,231,447,683
- Dec 31, 2025: $1,241,204,705
- Mar 31, 2026: $1,432,158,045
- Jun 30, 2026: $1,364,900,286
- Sep 30, 2026: $1,204,524,978
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- VANECK ETF TRUST · GOLD MINERS ETF · 92189F106 · shares · PUT: $33,364,001
- SPDR GOLD TR · GOLD SHS · 78463V107 · shares · CALL: $19,346,672
- AVNET INC · NOTE 1.750 9/0 · 053807AZ6 · principal: $18,213,600
- STRATEGY INC · NOTE 0.625 9/1 · 594972AQ4 · principal: $17,925,000
- CHEESECAKE FACTORY INC · NOTE 2.000 3/1 · 163072AC5 · principal: $17,218,730
- CLOUDFLARE INC · NOTE 6/1 · 18915MAF4 · principal: $15,771,000
- PAR TECHNOLOGY CORP · 4.000 03/15/31 CVT · 698884AK9 · principal: $15,128,343
- GAMESTOP CORP · NOTE 4/0 · 36467WAE9 · principal: $15,101,800
- RUBRIK INC. · NOTE 6/1 · 781154AD1 · principal: $14,324,400
- GUARDANT HEALTH INC · NOTE 11/1 · 40131MAB5 · principal: $13,689,000
Reported holdings
468 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| IRON DOME ACQUISITION I CORP | CL A ORD SHS | G4949K104 | — | 128,091 shares | $1,278,348 |
| MERCATOR ACQUISITION CORP | ORD USD CL A | G6004M107 | — | 128,624 shares | $1,268,233 |
| VIKING THERAPEUTICS INC | COM | 92686J106 | — | 38,424 shares | $1,252,622 |
| BITZERO HOLDINGS INC | COM | 09175N109 | — | 300,804 shares | $1,251,345 |
| OAKTREE ACQUISITION CORP III | SHS CL A | G6717R104 | — | 114,779 shares | $1,233,874 |
| GAMESTOP CORP | CL A | 36467W109 | CALL | 50,000 shares | $1,232,500 |
| GRAN TIERRA ENERGY INC | COM | 38500T200 | — | 119,225 shares | $1,175,558 |
| RICE ACQUISITION CORP 3 | ORD SHS CL A | G7553X106 | — | 108,628 shares | $1,159,061 |
| ZOOMINFO TECHNOLOGIES INC | COMMON STOCK | 98980F104 | — | 299,717 shares | $1,135,927 |
| KEYSIGHT TECHNOLOGIES INC | COM | 49338L103 | — | 3,100 shares | $1,128,524 |
| AMERICAN EXCEPTIONALISM ACQU | ORD CL A | G0273J101 | CALL | 100,000 shares | $1,114,000 |
| CATALYST ACQUISITION CORP | CL A ORD SHS | G1955J104 | — | 109,902 shares | $1,077,040 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 2,350 shares | $1,072,047 |
| ENTEGRIS INC | COM | 29362U104 | — | 6,839 shares | $1,053,616 |
| ZSCALER INC | COM | 98980G102 | — | 5,233 shares | $1,043,565 |
| ENBRIDGE INC | COM | 29250N105 | — | 22,200 shares | $1,032,078 |
| EQV VENTURES AC CORP. II | ORD SHS CL A | G3106Q102 | — | 100,000 shares | $1,032,000 |
| CANTOR EQUITY PARTNERS V INC | SHS CL A S | G1828S109 | — | 100,000 shares | $1,030,000 |
| CHURCHILL CAP CORP XIII | CL A ORD SHS | G2132G104 | — | 100,000 shares | $1,026,000 |
| QUALCOMM INC | COM | 747525103 | — | 5,553 shares | $1,021,974 |
| COLOMBIER ACQUISITION CORP I | ORD SHS CL A | G2284A103 | — | 100,000 shares | $1,020,000 |
| LUMENTUM HLDGS INC | COM | 55024U109 | — | 1,045 shares | $1,014,967 |
| ALUSSA ENERGY ACQUISIT CORP | ORD SHS CL A | G0233J100 | — | 100,000 shares | $1,014,000 |
| VINE HILL CAP INVTS CORP II | CL A | G9709D109 | — | 100,000 shares | $1,007,000 |
| INFLECTION POINT ACQUISITION | UNIT 08/28/2031 | G47918126 | — | 100,000 shares | $1,006,000 |
| FORTINET INC | COM | 34959E109 | — | 5,600 shares | $1,001,056 |
| KEYSTONE ACQUISITION CORP | CL A | G52539106 | — | 100,000 shares | $995,000 |
| OSPREY ACQUISITION CORP III | UNIT 06/15/2031 | G6841G123 | — | 100,000 shares | $995,000 |
| FREEDOM METALS ACQUISITION | UNIT 07/01/2031 | G25507123 | — | 100,000 shares | $992,000 |
| OCEANLIGHT ACQUISITION CORP | ORD SHS | G8280M108 | — | 100,000 shares | $990,000 |
| JONES VENTURES INTL ACQUISIT | CL A ORD SHS | G51776105 | — | 100,000 shares | $982,000 |
| SNOW ROTHSCHILD ACQUISITION | CL A ORD SHS | G8251A109 | — | 99,994 shares | $980,941 |
| CHAMPION IRON CANADA INC | 7.875 07/15/32 '28 | 15853BAA9 | — | 1,000 principal | $968,785 |
| SAILPOINT INC | COM | 78781J109 | — | 47,325 shares | $963,537 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | — | 11,579 shares | $900,615 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | CALL | 10,000 shares | $878,000 |
| VIKING ACQUISITION CORP II | ORD SHS CL A | G9601D108 | — | 86,171 shares | $846,199 |
| COINSHARES ETF TR | BITCOIN MING DIG | 91917A207 | — | 18,600 shares | $835,698 |
| RITHM ACQUISITION CORP | CL A | G75751100 | — | 77,657 shares | $818,505 |
| PILGRIMS PRIDE CORP | COM | 72147K108 | — | 30,271 shares | $817,620 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 4,000 shares | $783,000 |
| QORVO INC | COM | 74736K101 | — | 6,702 shares | $767,245 |
| CANTOR EQUITY PARTNERS VI IN | CL A ORD SHS | G1828R101 | — | 75,000 shares | $765,000 |
| QUANTUMSPHERE ACQUISITION CO | ORD SHS | G7387B106 | — | 72,990 shares | $755,447 |
| ELECTROVAYA INC | COM NEW | 28617B606 | — | 111,100 shares | $724,372 |
| SPACE ASSET ACQUISITION CORP | USD CL A ORD SHS | G8375S101 | — | 71,965 shares | $723,248 |
| F5 INC | COM | 315616102 | — | 1,600 shares | $712,288 |
| VISTRA CORP | COM | 92840M102 | PUT | 5,000 shares | $691,750 |
| FRESHPET INC | COM | 358039105 | CALL | 12,000 shares | $690,720 |
| TIC SOLUTIONS INC | COM | 00510N102 | — | 82,347 shares | $685,127 |
| ELASTIC N V | ORD SHS | N14506104 | — | 7,325 shares | $671,702 |
| SPDR SERIES TRUST | ST STR CONV ETF | 78464A359 | PUT | 6,400 shares | $647,552 |
| NETSKOPE INC | CL A | 64119N608 | — | 36,829 shares | $642,298 |
| ISHARES INC | MSCI STH KOR ETF | 464286772 | PUT | 3,500 shares | $639,730 |
| CHEESECAKE FACTORY INC | COM | 163072101 | PUT | 6,000 shares | $631,440 |
| COMPASS PATHWAYS PLC | SPONSORED ADS | 20451W101 | CALL | 50,000 shares | $622,000 |
| PIONEER ACQUISITION I CORP | CL A ORD SHS | G7117W107 | — | 59,707 shares | $619,162 |
| PENSKE AUTOMOTIVE GRP INC | COM | 70959W103 | — | 3,011 shares | $603,224 |
| LAM RESEARCH CORP | COM NEW | 512807306 | — | 1,800 shares | $591,318 |
| SYNAPTICS INC | COM | 87157D109 | — | 5,600 shares | $567,784 |
| D BORAL ACQUISITION I CORP | ORD SHS CL A | G2616T101 | — | 53,031 shares | $530,840 |
| ART TECHNOLOGY ACQUISITION C | USD CL A ORD SHS | G0579E103 | — | 52,385 shares | $523,326 |
| INSPIRE MED SYS INC | COM | 457730109 | PUT | 7,400 shares | $513,264 |
| KENSINGTON CAP ACQUISITION | UNIT 99/99/9999 | G5235S131 | — | 49,600 shares | $497,488 |
| INSPIRE MED SYS INC | COM | 457730109 | CALL | 7,000 shares | $485,520 |
| TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | CALL | 25,000 shares | $476,000 |
| REGAL REXNORD CORPORATION | COM | 758750103 | — | 3,000 shares | $465,330 |
| CANNABIST CO HLDGS INC | 9.250 12/31/28 | 13766HAA7 | — | 1,151 principal | $460,400 |
| ARCHIMEDES TECH SPAC PARTNER | W EXP 10/15/202 | G04537125 | — | 394,325 shares | $453,474 |
| PUTNAM ETF TRUST | BDC INCOME ETF | 746729508 | — | 16,035 shares | $431,662 |
| ELEMENTAL RTY CORP | COM NEW | 28620K106 | — | 14,927 shares | $407,656 |
| NOKIA CORP | SPONSORED ADR | 654902204 | — | 39,400 shares | $399,516 |
| CHURCHILL CAP CORP XI | W EXP 12/10/203 | G2131A116 | — | 72,526 shares | $398,893 |
| VERSABANK NEW | COM | 92512J106 | — | 17,280 shares | $383,962 |
| PROTO LABS INC | COM | 743713109 | — | 4,000 shares | $379,400 |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | — | 14,520 shares | $372,728 |
| XOMETRY INC | CLASS A COM | 98423F109 | — | 3,500 shares | $359,975 |
| EVOLV TECHNOLOGIES HLDNGS IN | COM CL A | 30049H102 | — | 73,413 shares | $341,370 |
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 | CALL | 42,400 shares | $337,928 |
| VISHAY PRECISION GROUP INC | COM | 92835K103 | — | 4,525 shares | $329,148 |
| AMBARELLA INC | SHS | G037AX101 | — | 4,615 shares | $320,789 |
| ROYCE SMALL CAP TRUST INC | COM | 780910105 | — | 18,503 shares | $316,956 |
| BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | — | 33,284 shares | $312,870 |
| GORES HLDGS X INC | SHS CL A | G4002F109 | — | 28,993 shares | $302,977 |
| BROOKFIELD INFRASTRUCTURE PA | LP INT UNIT | G16252101 | — | 8,500 shares | $302,175 |
| DESTRA MULTI-ALTERNATIVE FD | COMMON SHARES | 25065A502 | — | 39,663 shares | $299,059 |
| COHEN STEERS TAX ADVAN PFD | COM | 19249X108 | — | 17,119 shares | $297,699 |
| BLACKROCK SCIENCE TECHNOLO | SHS BEN INT | 09260K101 | — | 10,000 shares | $294,200 |
| ELLSWORTH GROWTH INCOME FD | COM | 289074106 | — | 24,619 shares | $288,535 |
| XPONENTIAL FITNESS INC | COM CL A | 98422X101 | CALL | 61,000 shares | $274,500 |
| KF GROWTH ACQUISITION CORP | SHS CL A | G52258111 | — | 25,243 shares | $269,595 |
| CSLM DIGITA ASSET ACQ CORP I | USD CL A ORD SHS | G2584S101 | — | 25,888 shares | $265,870 |
| OUSTER INC | COM NEW | 68989M202 | — | 6,555 shares | $264,429 |
| WILLOW LANE ACQUISITION CRP | W EXP 12/31/203 | G9675K111 | — | 358,280 shares | $261,544 |
| BAIN CAP GSS INVT CORP | W EXP 01/01/202 | G0R78B114 | — | 400,721 shares | $260,469 |
| BERTO ACQUISITION CORP | W EXP 05/01/203 | G1051H119 | — | 405,280 shares | $259,379 |
| FASTLY INC | CL A | 31188V100 | — | 10,000 shares | $256,700 |
| COHEN CIRCLE ACQUISIT CORP I | W EXP 07/01/203 | G2254C113 | — | 460,194 shares | $253,107 |
| TEAMSHARES INC | COM | 87821B109 | — | 34,488 shares | $250,383 |
| DWS MUN INCOME TR | COM | 233368109 | — | 29,100 shares | $235,710 |