← Back to Discover
Kozak & Associates, Inc.
Period ended Sep 30, 2026 · Latest filing Oct 29, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $552,705,520
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF · ETF · 46431W648 · shares: $49,271,344
- STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF · ETF · 78464A409 · shares: $48,123,936
- STATE STREET SPDR S&P 500 ETF · ETF · 78462F103 · shares: $46,712,967
- INVESCO QQQ TRUST SERIES I · ETF · 46090E103 · shares: $44,606,782
- INVESCO S&P 500 REVENUE ETF · ETF · 46138G698 · shares: $42,367,259
- PGIM JENNISON FOCUSED VALUE ETF · ETF · 69344A867 · shares: $25,066,523
- APPLE INC COM · Stock · 037833100 · shares: $24,933,978
- NVIDIA CORPORATION COM · Stock · 67066G104 · shares: $24,749,804
- MICROSOFT CORP COM · Stock · 594918104 · shares: $24,635,517
- ISHARES S&P MID-CAP 400 GROWTH ETF · ETF · 464287606 · shares: $24,542,543
Reported holdings
392 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF | ETF | 46431W648 | — | 446,906 shares | $49,271,344 |
| STATE STREET SPDR PORTFOLIO S&P 500 GROWTH ETF | ETF | 78464A409 | — | 396,637 shares | $48,123,936 |
| STATE STREET SPDR S&P 500 ETF | ETF | 78462F103 | — | 60,485 shares | $46,712,967 |
| INVESCO QQQ TRUST SERIES I | ETF | 46090E103 | — | 61,475 shares | $44,606,782 |
| INVESCO S&P 500 REVENUE ETF | ETF | 46138G698 | — | 315,162 shares | $42,367,259 |
| PGIM JENNISON FOCUSED VALUE ETF | ETF | 69344A867 | — | 244,862 shares | $25,066,523 |
| APPLE INC COM | Stock | 037833100 | — | 72,518 shares | $24,933,978 |
| NVIDIA CORPORATION COM | Stock | 67066G104 | — | 114,912 shares | $24,749,804 |
| MICROSOFT CORP COM | Stock | 594918104 | — | 46,394 shares | $24,635,517 |
| ISHARES S&P MID-CAP 400 GROWTH ETF | ETF | 464287606 | — | 225,037 shares | $24,542,543 |
| ISHARES US FINANCIAL SERVICES ETF | ETF | 464287770 | — | 251,856 shares | $23,639,160 |
| VANECK SEMICONDUCTOR ETF | ETF | 92189F676 | — | 35,284 shares | $20,029,810 |
| AMAZON COM INC COM | Stock | 023135106 | — | 74,475 shares | $18,961,335 |
| ISHARES U.S. INDUSTRIALS ETF | ETF | 464287754 | — | 118,611 shares | $18,719,257 |
| PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND | ETF | 72201R585 | — | 633,737 shares | $16,198,310 |
| COSTCO WHOLESALE CORPORATION COM | Stock | 22160K105 | — | 13,031 shares | $12,805,852 |
| ISHARES MSCI EMERGING MARKETS EX CHINA ETF | ETF | 46434G764 | — | 120,231 shares | $11,358,261 |
| STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | ETF | 78467X109 | — | 19,223 shares | $10,086,116 |
| ALPHABET INC CAP STK CL C | Stock | 02079K107 | — | 25,813 shares | $8,309,056 |
| SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF | ETF | 808524730 | — | 167,923 shares | $6,903,324 |
| VANECK URANIUM AND NUCLEAR ETF | ETF | 92189F601 | — | 71,503 shares | $6,863,573 |
| JPMORGAN CHASE & CO COM | Stock | 46625H100 | — | 7,488 shares | $2,540,831 |
| BROADCOM INC COM | Stock | 11135F101 | — | 7,101 shares | $2,498,268 |
| CHARLES SCHWAB CORP (THE) COM | Stock | 808513105 | — | 24,109 shares | $2,139,950 |
| VISA INC COM CL A | Stock | 92826C839 | — | 4,161 shares | $1,666,815 |
| LOCKHEED MARTIN CORP COM | Stock | 539830109 | — | 2,590 shares | $1,631,342 |
| CATERPILLAR INC COM | Stock | 149123101 | — | 1,896 shares | $1,352,415 |
| ALPHABET INC CAP STK CL A | Stock | 02079K305 | — | 3,468 shares | $1,126,592 |
| CHEVRON CORPORATION COM | Stock | 166764100 | — | 4,573 shares | $1,048,079 |
| DEERE & CO COM | Stock | 244199105 | — | 1,385 shares | $887,625 |
| EXXONMOBIL HOLDINGS CORP COM SHS | Stock | 30233Q108 | — | 4,788 shares | $871,546 |
| CSX CORP COM | Stock | 126408103 | — | 16,213 shares | $842,772 |
| INVESCO S&P SMALLCAP MOMENTUM ETF | ETF | 46137V498 | — | 10,176 shares | $831,716 |
| NETFLIX INC. COM | Stock | 64110L106 | — | 12,911 shares | $800,353 |
| SERVICENOW INC COM | Stock | 81762P102 | — | 5,320 shares | $798,692 |
| MARRIOTT INTL INC NEW CL A | Stock | 571903202 | — | 1,901 shares | $749,705 |
| AMERICAN EXPRESS CO COM | Stock | 025816109 | — | 2,238 shares | $711,400 |
| BLACKSTONE INC COM | Stock | 09260D107 | — | 5,725 shares | $670,192 |
| VALERO ENERGY CORP COM | Stock | 91913Y100 | — | 1,692 shares | $657,286 |
| GE VERNOVA INC COM | Stock | 36828A101 | — | 705 shares | $619,086 |
| DARDEN RESTAURANTS INC COM | Stock | 237194105 | — | 2,624 shares | $568,239 |
| CISCO SYS INC COM | Stock | 17275R102 | — | 4,905 shares | $540,990 |
| GE AEROSPACE COM NEW | Stock | 369604301 | — | 1,777 shares | $535,144 |
| ABBVIE INC COM | Stock | 00287Y109 | — | 1,777 shares | $508,181 |
| WORKDAY INC CL A | Stock | 98138H101 | — | 2,416 shares | $493,734 |
| MCDONALDS CORP COM | Stock | 580135101 | — | 1,917 shares | $480,290 |
| FIRST SOLAR INC COM | Stock | 336433107 | — | 2,650 shares | $467,195 |
| META PLATFORMS INC CL A | Stock | 30303M102 | — | 743 shares | $454,965 |
| INTERNATIONAL BUSINESS MACHS COM | Stock | 459200101 | — | 1,762 shares | $446,273 |
| NEXTERA ENERGY INC COM | Stock | 65339F101 | — | 5,318 shares | $430,866 |
| GOLDMAN SACHS GROUP INC COM | Stock | 38141G104 | — | 463 shares | $427,922 |
| ISHARES CORE S&P 500 ETF | ETF | 464287200 | — | 550 shares | $426,720 |
| CAPITAL ONE FINL CORP COM | Stock | 14040H105 | — | 2,015 shares | $412,763 |
| ISHARES NATIONAL MUNI BOND ETF | ETF | 464288414 | — | 3,961 shares | $410,993 |
| HOME DEPOT INC COM | Stock | 437076102 | — | 1,215 shares | $385,729 |
| ISHARES HIGH YIELD MUNI ACTIVE ETF | ETF | 092528843 | — | 8,208 shares | $385,366 |
| SHELL PLC SPON ADS | ADR | 780259305 | — | 3,599 shares | $378,588 |
| QUALCOMM INC COM | Stock | 747525103 | — | 2,061 shares | $377,150 |
| COCA COLA CO COM | Stock | 191216100 | — | 3,737 shares | $342,805 |
| BLACKROCK INC COM | Stock | 09290D101 | — | 291 shares | $337,464 |
| JOHNSON & JOHNSON COM | Stock | 478160104 | — | 1,215 shares | $329,442 |
| WILLIAMS COS INC COM | Stock | 969457100 | — | 4,069 shares | $302,198 |
| SHOPIFY INC CL A SUB VTG SHS | Stock | 82509L107 | — | 1,759 shares | $295,899 |
| SALESFORCE INC COM | Stock | 79466L302 | — | 1,051 shares | $254,412 |
| BANK OF AMER CORP COM | Stock | 060505104 | — | 4,958 shares | $252,129 |
| ORACLE CORP COM | Stock | 68389X105 | — | 1,734 shares | $250,573 |
| XCEL ENERGY INC COM | Stock | 98389B100 | — | 3,071 shares | $237,026 |
| LAM RESEARCH CORP COM NEW | Stock | 512807306 | — | 932 shares | $236,551 |
| ROPER TECHNOLOGIES INC COM | Stock | 776696106 | — | 512 shares | $225,507 |
| ISHARES MSCI EAFE ETF | ETF | 464287465 | — | 2,065 shares | $214,073 |
| PROCTER & GAMBLE CO COM | Stock | 742718109 | — | 1,346 shares | $213,054 |
| DELTA AIR LINES INC COM NEW | Stock | 247361702 | — | 2,614 shares | $210,023 |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | Stock | 084670702 | — | 378 shares | $204,249 |
| ADVANCED MICRO DEVICES INC COM | Stock | 007903107 | — | 338 shares | $195,513 |
| MADRIGAL PHARMACEUTICALS INC COM | Stock | 558868105 | — | 424 shares | $182,744 |
| TESLA INC COM | Stock | 88160R101 | — | 446 shares | $180,282 |
| AMGEN INC COM | Stock | 031162100 | — | 388 shares | $175,179 |
| RTX CORPORATION COM | Stock | 75513E101 | — | 816 shares | $159,712 |
| MORGAN STANLEY COM NEW | Stock | 617446448 | — | 830 shares | $157,795 |
| ONTERRIS INC COM | Stock | 615111101 | — | 10,000 shares | $145,500 |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | ETF | 46137V563 | — | 5,913 shares | $141,822 |
| ROYAL BK CDA COM | Stock | 780087102 | — | 671 shares | $137,401 |
| MERCK & CO INC COM | Stock | 58933Y105 | — | 963 shares | $135,675 |
| AT&T INC COM | Stock | 00206R102 | — | 6,528 shares | $135,140 |
| EATON CORP PLC SHS | Stock | G29183103 | — | 330 shares | $129,650 |
| AMERIPRISE FINL INC COM | Stock | 03076C106 | — | 259 shares | $126,723 |
| ALTRIA GROUP INC COM | Stock | 02209S103 | — | 1,723 shares | $125,753 |
| DISNEY WALT CO COM | Stock | 254687106 | — | 1,149 shares | $125,273 |
| ISHARES RUSSELL 1000 ETF | ETF | 464287622 | — | 285 shares | $120,190 |
| CITIGROUP INC COM NEW | Stock | 172967424 | — | 950 shares | $117,850 |
| WALMART INC COM | Stock | 931142103 | — | 953 shares | $113,180 |
| CORNING INC COM | Stock | 219350105 | — | 855 shares | $112,176 |
| MICRON TECHNOLOGY INC COM | Stock | 595112103 | — | 112 shares | $109,998 |
| CUMMINS INC COM | Stock | 231021106 | — | 206 shares | $109,541 |
| ABBOTT LABORATORIES COM | Stock | 002824100 | — | 1,063 shares | $109,057 |
| DUKE ENERGY CORP NEW COM NEW | Stock | 26441C204 | — | 852 shares | $105,281 |
| AUTODESK INC COM | Stock | 052769106 | — | 431 shares | $104,466 |
| UNITEDHEALTH GROUP INC COM | Stock | 91324P102 | — | 256 shares | $104,172 |
| SCHWAB U.S. SMALL-CAP ETF | ETF | 808524607 | — | 3,118 shares | $103,398 |
| TEXAS INSTRS INC COM | Stock | 882508104 | — | 331 shares | $102,657 |