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LPL Financial LLC
Period ended Sep 30, 2026 · Latest filing Nov 6, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Dec 31, 2024: $246,016,245,758
- Mar 31, 2025: $257,147,939,183
- Jun 30, 2025: $299,807,977,402
- Sep 30, 2025: $343,111,257,089
- Dec 31, 2025: $366,181,023,834
- Mar 31, 2026: $376,559,619,414
- Jun 30, 2026: $445,103,712,153
- Sep 30, 2026: $467,881,446,670
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $11,963,012,911
- APPLE INC · COM · 037833100 · shares: $8,249,034,931
- NVIDIA CORPORATION · COM · 67066G104 · shares: $8,121,174,861
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $7,860,906,796
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $7,589,394,050
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $5,826,998,237
- MICROSOFT CORP · COM · 594918104 · shares: $5,698,206,347
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $5,297,921,654
- ISHARES TR · CORE MSCI EAFE · 46432F842 · shares: $5,025,296,658
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $4,876,426,873
Reported holdings
6,298 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| QUANTUM SI INC | COM CL A | 74765K105 | — | 23,985 shares | $25,664 |
| EVERGY INC | NOTE 4.500%12/1 | 30034WAD8 | — | 20,000 principal | $25,643 |
| DOCGO INC | COM | 256086109 | — | 64,100 shares | $25,627 |
| LASER PHOTONICS CORP | COM | 51807Q100 | — | 30,066 shares | $25,616 |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | — | 29,000 principal | $25,502 |
| ENVOY MEDICAL INC | CL A | 29415V109 | — | 36,401 shares | $24,793 |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 3.250%12/1 | 57164YAF4 | — | 25,000 principal | $24,582 |
| AEROVIRONMENT INC | NOTE 7/1 | 008073AA6 | — | 28,000 principal | $24,536 |
| BIOMERICA INC | COM | 09061H406 | — | 10,849 shares | $24,519 |
| WESTPORT FUEL SYSTEMS INC | COM | 960908507 | — | 12,099 shares | $23,714 |
| CERAGON NETWORKS LTD | ORD | M22013102 | — | 11,379 shares | $23,555 |
| XEROX HOLDINGS CORP | *W EXP 02/11/202 | 98421M114 | — | 84,614 shares | $23,335 |
| ROCKY MTN CHOCOLATE FACTORY | COM | 77467X101 | — | 28,652 shares | $23,214 |
| CHEGG INC | COM | 163092109 | — | 31,716 shares | $23,016 |
| UBER TECHNOLOGIES INC | NOTE 0.875%12/0 | 90353TAM2 | — | 20,000 principal | $22,863 |
| BUZZFEED INC | CL A NEW | 12430A300 | — | 19,975 shares | $22,572 |
| FURY GOLD MINES LIMITED | COM | 36117T100 | — | 42,500 shares | $22,525 |
| SOCKET MOBILE INC | COM NEW | 83368E200 | — | 50,425 shares | $22,505 |
| ON SEMICONDUCTOR CORP | NOTE 5/0 | 682189AS4 | — | 15,000 principal | $22,150 |
| WINNEBAGO INDS INC | NOTE 3.250% 1/1 | 974637AF7 | — | 25,000 principal | $22,144 |
| EBANG INTL HLDGS INC | CL A ORD SH NEW | G3R33A205 | — | 11,144 shares | $22,066 |
| LEXINFINTECH HLDGS LTD | ADR | 528877103 | — | 30,359 shares | $21,873 |
| STARFIGHTERS SPACE INC | COMMON STOCK | 85529M104 | — | 11,871 shares | $21,724 |
| BLAIZE HLDGS INC | COM | 092915107 | — | 44,810 shares | $21,370 |
| WEREWOLF THERAPEUTICS INC | COM | 95075A107 | — | 23,069 shares | $21,277 |
| APTERA MOTORS CORP | COM CL B | 03835W104 | — | 10,225 shares | $21,268 |
| ELME COMMUNITIES | SH BEN INT | 939653101 | — | 12,084 shares | $21,026 |
| ORGANOGENESIS HLDGS INC | COM | 68621F102 | — | 14,939 shares | $20,466 |
| EVA LIVE INC | COM NEW | 298892209 | — | 10,905 shares | $20,392 |
| DATADOG INC | NOTE 12/0 | 23804LAD5 | — | 14,000 principal | $20,144 |
| SES AI CORPORATION | CL A COM | 78397Q109 | — | 32,857 shares | $19,714 |
| HERON THERAPEUTICS INC | COM | 427746102 | — | 62,328 shares | $19,540 |
| ZHONGCHAO INC | CL A ORD SHS | G9897X149 | — | 22,450 shares | $19,372 |
| ARBE ROBOTICS LTD | ORDINARY SHARES | M1R95N100 | — | 31,000 shares | $19,220 |
| SNDL INC | COM | 83307B101 | — | 14,498 shares | $18,702 |
| GUIDEWIRE SOFTWARE INC | NOTE 1.250%11/0 | 40171VAC4 | — | 19,000 principal | $18,589 |
| BRIDGELINE DIGITAL INC | COM | 10807Q700 | — | 22,010 shares | $18,070 |
| STEREOTAXIS INC | COM NEW | 85916J409 | — | 13,930 shares | $17,134 |
| SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | — | 15,017 shares | $16,969 |
| WIPRO LTD | SPON ADR 1 SH | 97651M109 | — | 10,216 shares | $16,856 |
| PLAYBOY INC | COM | 72814P109 | — | 16,431 shares | $16,842 |
| ALDEYRA THERAPEUTICS INC | COM | 01438T106 | — | 13,416 shares | $16,502 |
| GOPRO INC | CL A | 38268T103 | CALL | 12,500 shares | $16,125 |
| AEYE INC | CL A NEW | 008183204 | — | 13,222 shares | $15,866 |
| SOLITARIO RESOURCES CORP | COM | 8342EP107 | — | 26,000 shares | $14,976 |
| BARNWELL INDS INC | COM | 068221100 | — | 16,000 shares | $14,720 |
| DYADIC INTL INC DEL | COM | 26745T101 | — | 33,038 shares | $14,689 |
| HERTZ GLOBAL HLDGS INC | *W EXP 06/30/205 | 42806J148 | — | 16,605 shares | $14,446 |
| APREA THERAPEUTICS INC | COM NEW | 03836J201 | — | 19,052 shares | $14,289 |
| STREAMEX CORP | COM | 09073N300 | — | 22,200 shares | $14,275 |
| VERTICAL AEROSPACE LTD | SHS NEW | G9471C206 | — | 23,491 shares | $14,078 |
| DIGINEX LTD | ORD SHS | G28687112 | — | 11,903 shares | $13,927 |
| ALLIANT ENERGY CORP | NOTE 3.250% 5/3 | 018802AE8 | — | 14,000 principal | $13,843 |
| ADC THERAPEUTICS SA | SHS | H0036K147 | — | 10,565 shares | $12,889 |
| DARE BIOSCIENCE INC | COM NEW | 23666P200 | — | 14,889 shares | $12,705 |
| BIOMARIN PHARMACEUTICAL INC | NOTE 1.250% 5/1 | 09061GAK7 | — | 13,000 principal | $12,678 |
| GOLDMINING INC | COM | 38149E101 | — | 13,249 shares | $12,632 |
| INSPIREMD INC | COM | 45779A846 | — | 18,621 shares | $12,435 |
| NETCAPITAL INC | COM NEW | 64113L202 | — | 10,000 shares | $12,400 |
| ZEVIA PBC | CL A | 98955K104 | — | 10,290 shares | $12,142 |
| WESTWATER RES INC | COM NEW | 961684206 | — | 23,001 shares | $11,960 |
| TIZIANA LIFE SCIENCES LTD | COMMON SHARES | G88912103 | — | 10,500 shares | $11,655 |
| UPEXI INC | COM NEW | 39959A205 | — | 10,067 shares | $11,476 |
| AI FINL CORP | COM | 47089W104 | — | 23,550 shares | $11,396 |
| REKOR SYSTEMS INC | COM | 759419104 | — | 30,593 shares | $11,292 |
| FRACTYL HEALTH INC | COM | 35168W103 | — | 20,425 shares | $11,119 |
| MIND C T I LTD | ORD | M70240102 | — | 10,900 shares | $11,009 |
| RUBICO INC | COM NEW | Y1250N131 | — | 10,000 shares | $10,700 |
| AGEAGLE AERIAL SYS INC NEW | COM SHS | 00848K309 | — | 10,856 shares | $10,367 |
| HYPERFINE INC | COM CL A | 44916K106 | — | 12,525 shares | $10,120 |
| NEIGHBORHOOD INTELLIGENCE IN | *W EXP 10/07/202 | 690370127 | — | 22,994 shares | $10,114 |
| SOUTHERN CO | NOTE 3.250% 6/1 | 842587ED5 | — | 10,000 principal | $9,644 |
| VENHUB GLOBAL INC | COM SHS | 92267L108 | — | 20,000 shares | $9,490 |
| ACTUATE THERAPEUTICS INC | COM | 005083100 | — | 11,915 shares | $9,290 |
| KARTOON STUDIOS INC. | COM NEW | 37229T509 | — | 15,630 shares | $9,259 |
| KNIGHTSCOPE INC | CL A NEW | 49907V201 | — | 11,512 shares | $8,924 |
| ELECTRA BATTERY MATERIALS CO | COM | 28474P706 | — | 15,281 shares | $7,578 |
| INNVENTURE INC | COM | 45784M108 | — | 13,045 shares | $7,476 |
| TENAYA THERAPEUTICS INC | COM | 87990A106 | — | 11,953 shares | $7,215 |
| LARGO INC | COM | 517097101 | — | 14,350 shares | $6,977 |
| PRAIRIE OPER CO | COM | 739650109 | — | 14,706 shares | $6,051 |
| INNOVIZ TECHNOLOGIES LTD | SHS | M5R635108 | — | 15,932 shares | $5,786 |
| FATHOM HOLDINGS INC | COM | 31189V109 | — | 13,138 shares | $5,719 |
| MERCER INTL INC | COM | 588056101 | — | 16,500 shares | $5,122 |
| ABRDN GLOBAL INFRA INCOME FU | RIGHT 10/15/2026 | 00326W114 | — | 355,796 shares | $4,446 |
| ACCURAY INC DEL | COM | 004397105 | — | 15,892 shares | $4,292 |
| FRANKLIN STR PPTYS CORP | COM | 35471R106 | — | 10,000 shares | $3,769 |
| AEON BIOPHARMA INC | CL A NEW | 00791X209 | — | 11,500 shares | $3,450 |
| OPENDOOR TECHNOLOGIES INC | *W EXP 11/20/202 | 683712129 | — | 26,206 shares | $3,169 |
| NUVEEN MUN CR OPPORTUNITIES | RIGHT 10/07/2026 | 670663111 | — | 120,004 shares | $3,000 |
| ATLASCLEAR HOLDINGS INC | COM SHS | 128745205 | — | 10,955 shares | $2,196 |
| ALGORHYTHM HLDGS INC | COM NEW | 829322502 | — | 12,524 shares | $2,044 |
| OPENDOOR TECHNOLOGIES INC | *W EXP 11/20/202 | 683712145 | — | 24,042 shares | $1,909 |
| OPENDOOR TECHNOLOGIES INC | *W EXP 11/20/202 | 683712137 | — | 24,093 shares | $1,829 |
| MEDICUS PHARMA LTD | COM | 58471K202 | — | 11,012 shares | $1,773 |
| PSYENCE BIOMEDICAL LTD | *W EXP 01/22/202 | 74449F118 | — | 79,095 shares | $1,661 |
| PRESIDIO PPTY TR INC | *W EXP 01/24/202 | 74102L113 | — | 11,892 shares | $121 |
| ALGOMA STL GROUP INC | *W EXP 10/19/202 | 015658115 | — | 12,100 shares | $61 |