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NINE MASTS CAPITAL Ltd
Period ended Sep 30, 2026 · Latest filing Nov 9, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $844,269,194
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ALIBABA GROUP HLDG LTD · NOTE 0.500% 6/0 · 01609WBG6 · principal: $132,394,000
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $128,163,022
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares · CALL: $59,174,312
- NIO INC · NOTE 4.625%10/1 · 62914VAK2 · principal: $52,254,271
- HDFC BANK LTD · SPONSORED ADS · 40415F101 · shares: $42,307,581
- FOX CORP · CL B COM · 35137L204 · shares: $35,777,243
- SILICON LABORATORIES INC · COM · 826919102 · shares: $28,530,419
- UBER TECHNOLOGIES INC · NOTE 5/1 · 90353TAS9 · principal: $25,475,182
- WARNER BROS DISCOVERY INC · COM SER A · 934423104 · shares: $22,042,683
- LYFT INC · NOTE 0.625% 3/0 · 55087PAD6 · principal: $20,667,274
Reported holdings
209 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD | NOTE 0.500% 6/0 | 01609WBG6 | — | 106,000 principal | $132,394,000 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 168,054 shares | $128,163,022 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | CALL | 16,132 shares | $59,174,312 |
| NIO INC | NOTE 4.625%10/1 | 62914VAK2 | — | 55,250 principal | $52,254,271 |
| HDFC BANK LTD | SPONSORED ADS | 40415F101 | — | 1,893,804 shares | $42,307,581 |
| FOX CORP | CL B COM | 35137L204 | — | 635,475 shares | $35,777,243 |
| SILICON LABORATORIES INC | COM | 826919102 | — | 128,759 shares | $28,530,419 |
| UBER TECHNOLOGIES INC | NOTE 5/1 | 90353TAS9 | — | 24,500 principal | $25,475,182 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | — | 712,203 shares | $22,042,683 |
| LYFT INC | NOTE 0.625% 3/0 | 55087PAD6 | — | 20,000 principal | $20,667,274 |
| BARCLAYS PLC | ADR | 06738E204 | — | 492,064 shares | $11,942,393 |
| ASE TECHNOLOGY HLDG CO LTD | SPONSORED ADS | 00215W100 | — | 261,457 shares | $11,624,378 |
| JBT MAREL CORPORATION | NOTE 0.375% 9/1 | 477839AE4 | — | 12,500 principal | $10,950,000 |
| JD.COM INC | SPON ADS CL A | 47215P106 | — | 408,120 shares | $10,855,992 |
| ARROWHEAD PHARMACEUTICALS IN | NOTE 1/1 | 04280AAC4 | — | 10,000 principal | $10,238,974 |
| RIVIAN AUTOMOTIVE INC | NOTE 3.625%10/1 | 76954AAD5 | — | 10,000 principal | $10,080,000 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | — | 1,662,502 shares | $9,359,886 |
| NCL CORP LTD | NOTE 0.750% 9/1 | 62886HBX8 | — | 10,658 principal | $8,984,694 |
| ORACLE CORP | 6.5 DEP CUM SR D | 68389X204 | — | 200,000 principal | $8,848,000 |
| PALO ALTO NETWORKS INC | COM | 697435105 | CALL | 358 shares | $8,489,620 |
| UNIFIRST CORP MASS | COM | 904708104 | — | 29,899 shares | $7,490,297 |
| ROUNDHILL ETF TRUST | MEMORY ETF | 77926X320 | CALL | 2,900 shares | $7,486,500 |
| PENUMBRA INC | COM | 70975L107 | — | 23,264 shares | $7,405,862 |
| TXNM ENERGY INC | COM | 69349H107 | — | 123,162 shares | $7,182,808 |
| NORFOLK SOUTHN CORP | COM | 655844108 | — | 22,426 shares | $6,929,634 |
| VALARIS LTD | CL A | G9460G101 | — | 77,659 shares | $6,097,785 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 69,430 shares | $5,258,628 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | CALL | 964 shares | $4,037,545 |
| TESLA INC | COM | 88160R101 | — | 10,902 shares | $3,868,139 |
| NORTHWESTERN ENERGY GROUP IN | COM NEW | 668074305 | — | 56,449 shares | $3,859,983 |
| APPLOVIN CORP | COM CL A | 03831W108 | PUT | 205 shares | $3,285,650 |
| ZIM INTEGRATED SHIPPING SERV | SHS | M9T951109 | — | 108,166 shares | $3,171,427 |
| KT CORP | SPONSORED ADR | 48268K101 | — | 162,779 shares | $3,084,662 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 44,828 shares | $3,071,166 |
| KIMBERLY-CLARK CORP | COM | 494368103 | — | 30,384 shares | $2,960,313 |
| ESSENTIAL UTILS INC | COM | 29670G102 | — | 74,262 shares | $2,910,328 |
| PDD HOLDINGS INC | SPONSORED ADS | 722304102 | — | 33,050 shares | $2,575,917 |
| NASDAQ INC | COM | 631103108 | — | 27,888 shares | $2,565,975 |
| TESLA INC | COM | 88160R101 | PUT | 511 shares | $2,522,078 |
| VALERO ENERGY CORP | COM | 91913Y100 | CALL | 129 shares | $2,504,115 |
| ALPHABET INC | CAP STK CL A | 02079K305 | CALL | 509 shares | $2,420,295 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 8,378 shares | $2,397,474 |
| ZILLOW GROUP INC | CL C CAP STK | 98954M200 | — | 85,073 shares | $2,308,030 |
| RYANAIR HOLDINGS PLC | SPONSORED ADR | 783513203 | — | 40,224 shares | $2,212,722 |
| ROUNDHILL ETF TRUST | MEMORY ETF | 77926X320 | — | 35,500 shares | $2,142,780 |
| GFL ENVIRONMENTAL INC | SUB VTG SHS | 36168Q104 | — | 49,614 shares | $2,075,354 |
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | — | 460,000 shares | $2,028,600 |
| SANDISK CORP | COM | 80004C200 | PUT | 13 shares | $1,862,900 |
| NVIDIA CORPORATION | COM | 67066G104 | CALL | 488 shares | $1,794,223 |
| DELTA AIR LINES INC | COM NEW | 247361702 | — | 21,091 shares | $1,760,255 |
| NIO INC | SPON ADS | 62914V106 | — | 474,500 shares | $1,627,535 |
| MONGODB INC | CL A | 60937P106 | PUT | 135 shares | $1,608,375 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | CALL | 100 shares | $1,567,250 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | CALL | 592 shares | $1,563,588 |
| COREWEAVE INC | COM CL A | 21873S108 | PUT | 300 shares | $1,524,000 |
| PDD HOLDINGS INC | SPONSORED ADS | 722304102 | PUT | 560 shares | $1,495,400 |
| PATRICK INDS INC | COM | 703343103 | — | 21,716 shares | $1,471,910 |
| MONGODB INC | CL A | 60937P106 | — | 4,212 shares | $1,468,345 |
| QORVO INC | COM | 74736K101 | — | 12,591 shares | $1,441,418 |
| ASTRAZENECA PLC | ORD | G0593M107 | — | 8,400 shares | $1,356,348 |
| ORACLE CORP | COM | 68389X105 | PUT | 420 shares | $1,303,950 |
| ROUNDHILL ETF TRUST | MEMORY ETF | 77926X320 | PUT | 410 shares | $1,281,250 |
| META PLATFORMS INC | CL A | 30303M102 | CALL | 64 shares | $1,275,778 |
| APPLOVIN CORP | COM CL A | 03831W108 | — | 4,348 shares | $1,262,790 |
| WOORI FINL GROUP INC | SPONSORED ADS | 981064108 | — | 16,668 shares | $1,259,101 |
| MICROSOFT CORP | COM | 594918104 | CALL | 190 shares | $1,246,175 |
| DELTA AIR LINES INC | COM NEW | 247361702 | PUT | 750 shares | $1,238,125 |
| NIO INC | SPON ADS | 62914V106 | PUT | 6,500 shares | $1,225,250 |
| WESTERN DIGITAL CORP | COM | 958102105 | PUT | 55 shares | $1,210,550 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | — | 38,297 shares | $1,189,122 |
| FREEPORT MCMORAN INC | CL B | 35671D857 | PUT | 1,155 shares | $1,182,013 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | — | 4,548 shares | $1,155,283 |
| CHEVRON CORPORATION | COM | 166764100 | CALL | 305 shares | $1,150,613 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | PUT | 160 shares | $1,118,800 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 3,299 shares | $1,091,408 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | PUT | 650 shares | $1,040,000 |
| TESLA INC | COM | 88160R101 | CALL | 377 shares | $1,039,790 |
| NEWMONT CORP | COM | 651639106 | CALL | 500 shares | $1,026,250 |
| FREEPORT MCMORAN INC | CL B | 35671D857 | CALL | 646 shares | $986,475 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | PUT | 920 shares | $939,200 |
| SNOWFLAKE INC | COM SHS | 833445109 | PUT | 70 shares | $924,000 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | PUT | 130 shares | $913,575 |
| SALESFORCE INC | COM | 79466L302 | CALL | 219 shares | $897,930 |
| AVANTOR INC | COM | 05352A100 | PUT | 2,000 shares | $840,000 |
| CONOCOPHILLIPS | COM | 20825C104 | CALL | 886 shares | $826,195 |
| CONOCOPHILLIPS | COM | 20825C104 | PUT | 1,000 shares | $807,500 |
| NVIDIA CORPORATION | COM | 67066G104 | PUT | 699 shares | $774,788 |
| MICRON TECHNOLOGY INC | COM | 595112103 | PUT | 30 shares | $771,975 |
| UGI CORP NEW | COM | 902681105 | — | 21,388 shares | $762,910 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | PUT | 1,010 shares | $761,500 |
| WOODSIDE ENERGY GROUP LTD | SPONSORED ADR | 980228308 | — | 34,317 shares | $760,808 |
| JPMORGAN CHASE & CO | COM | 46625H100 | PUT | 190 shares | $757,425 |
| ZSCALER INC | COM | 98980G102 | PUT | 250 shares | $755,625 |
| ALPHABET INC | CAP STK CL A | 02079K305 | PUT | 795 shares | $745,313 |
| APPLOVIN CORP | COM CL A | 03831W108 | CALL | 176 shares | $728,835 |
| INDIVIOR PHARMACEUTICALS INC | COM | 45579U109 | — | 20,000 shares | $717,000 |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 | PUT | 80 shares | $716,000 |
| BROADCOM INC | COM | 11135F101 | CALL | 142 shares | $703,460 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | CALL | 130 shares | $695,500 |
| MICROSOFT CORP | COM | 594918104 | PUT | 185 shares | $692,720 |