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PATHSTONE FAMILY OFFICE, LLC
Period ended Sep 30, 2023 · Latest filing Nov 8, 2023
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2023: $13,115,259,982
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2023. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $1,022,166,147
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $979,346,406
- MICROSOFT CORP · COM · 594918104 · shares: $583,100,912
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $519,786,775
- SPDR S&P MIDCAP 400 ETF TR · UTSER1 S&PDCRP · 78467Y107 · shares: $439,795,715
- APPLE INC · COM · 037833100 · shares: $360,705,637
- ISHARES TR · CORE S&P MCP ETF · 464287507 · shares: $358,338,061
- ISHARES TR · RUS 1000 ETF · 464287622 · shares: $274,903,687
- VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT · 921943858 · shares: $206,915,050
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $202,112,544
Reported holdings
1,659 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| HONEST CO INC | COM | 438333106 | — | 64,860 shares | $81,724 |
| NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | — | 20,319 shares | $81,682 |
| ORASURE TECHNOLOGIES INC | COM | 68554V108 | — | 13,526 shares | $80,209 |
| ABCELLERA BIOLOGICS INC | COM | 00288U106 | — | 17,390 shares | $79,994 |
| OATLY GROUP AB | SPONSORED ADS | 67421J108 | — | 88,489 shares | $79,295 |
| PITNEY BOWES INC | COM | 724479100 | — | 24,689 shares | $74,560 |
| ESS TECH INC | COMMON STOCK | 26916J106 | — | 39,658 shares | $74,557 |
| PAYONEER GLOBAL INC | COM | 70451X104 | — | 12,182 shares | $74,554 |
| LANZATECH GLOBAL INC | COM | 51655R101 | — | 15,331 shares | $71,596 |
| BAOZUN INC | SPONSORED ADR | 06684L103 | — | 22,748 shares | $70,519 |
| LESLIES INC | COM | 527064109 | — | 12,228 shares | $69,211 |
| INFINERA CORP | COM | 45667G103 | — | 15,869 shares | $66,332 |
| THE ARENA GROUP HOLDINGS INC | COM | 040044109 | — | 15,345 shares | $65,678 |
| LENDINGCLUB CORP | COM NEW | 52603A208 | — | 10,605 shares | $64,691 |
| UP FINTECH HLDG LTD | SPONSORED ADS | 91531W106 | — | 12,562 shares | $64,317 |
| SHARECARE INC | COM CL A | 81948W104 | — | 68,224 shares | $64,158 |
| DESKTOP METAL INC | COM CL A | 25058X105 | — | 43,067 shares | $62,877 |
| BUTTERFLY NETWORK INC | COM CL A | 124155102 | — | 52,833 shares | $62,343 |
| IQIYI INC | SPONSORED ADS | 46267X108 | — | 12,992 shares | $61,582 |
| AMPRIUS TECHNOLOGIES INC | COMMON STOCK | 03214Q108 | — | 12,750 shares | $60,435 |
| GAMESQUARE HLDGS INC | COM | 364934109 | — | 27,600 shares | $60,168 |
| SEER INC | COM CL A | 81578P106 | — | 27,110 shares | $59,914 |
| INOVIO PHARMACEUTICALS INC | COM NEW | 45773H201 | — | 148,392 shares | $57,724 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | — | 26,090 shares | $55,572 |
| OLAPLEX HLDGS INC | COM | 679369108 | — | 26,287 shares | $51,260 |
| TELEFONICA S A | SPONSORED ADR | 879382208 | — | 12,325 shares | $50,163 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | — | 10,519 shares | $47,861 |
| AMERICAN WELL CORP | CL A | 03044L105 | — | 40,442 shares | $47,317 |
| PERSONALIS INC | COM | 71535D106 | — | 37,081 shares | $44,868 |
| QUANTUM SI INC | COM CL A | 74765K105 | — | 26,039 shares | $43,225 |
| ABRDN ASIA PACIFIC INCOME FU | COM | 003009107 | — | 16,944 shares | $41,513 |
| FORIAN INC | COM | 34630N106 | — | 17,640 shares | $39,339 |
| FUBOTV INC | COM | 35953D104 | — | 14,185 shares | $37,874 |
| MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | — | 11,881 shares | $37,188 |
| WHEELS UP EXPERIENCE INC | COM CL A | 96328L205 | — | 17,711 shares | $36,662 |
| BLADE AIR MOBILITY INC | CL A COM | 092667104 | — | 14,032 shares | $36,344 |
| LUMEN TECHNOLOGIES INC | COM | 550241103 | — | 24,303 shares | $34,962 |
| NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | — | 19,243 shares | $33,098 |
| BLINK CHARGING CO | COM | 09354A100 | — | 10,516 shares | $32,179 |
| PAGAYA TECHNOLOGIES LTD | CL A SHS | M7S64L115 | — | 20,200 shares | $31,916 |
| DENISON MINES CORP | COM | 248356107 | — | 19,300 shares | $31,845 |
| CERUS CORP | COM | 157085101 | — | 18,450 shares | $29,889 |
| GERON CORP | COM | 374163103 | — | 12,200 shares | $25,864 |
| VIZSLA SILVER CORP | COM NEW | 92859G202 | — | 21,644 shares | $22,425 |
| CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 | — | 20,683 shares | $22,338 |
| TALKSPACE INC | COM | 87427V103 | — | 10,476 shares | $20,428 |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 | — | 10,000 shares | $20,300 |
| VICARIOUS SURGICAL INC | COM CL A | 92561V109 | — | 34,236 shares | $20,224 |
| RIGETTI COMPUTING INC | COMMON STOCK | 76655K103 | — | 13,500 shares | $17,955 |
| ELEDON PHARMACEUTICALS INC | COM | 28617K101 | — | 13,029 shares | $17,850 |
| KRONOS BIO INC | COM | 50107A104 | — | 12,034 shares | $15,644 |
| X4 PHARMACEUTICALS INC | COM | 98420X103 | — | 12,637 shares | $13,774 |
| CLENE INC | COMMON STOCK | 185634102 | — | 25,230 shares | $12,512 |
| LUMIRADX LTD | SHS | G5709L109 | — | 45,738 shares | $10,753 |
| PRECISION BIOSCIENCES INC | COM | 74019P108 | — | 26,450 shares | $9,027 |
| QUANTUM CORP | COM NEW | 747906501 | — | 10,254 shares | $6,255 |
| MARIN SOFTWARE INC | COM NEW | 56804T205 | — | 14,262 shares | $6,061 |
| NAVIDEA BIOPHARMACEUTICALS I | COM NEW | 63937X202 | — | 10,043 shares | $900 |
| SWVL HOLDINGS CORP | *W EXP 03/31/202 | G86302117 | — | 16,666 shares | $163 |