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PenderFund Capital Management Ltd.

Period ended Jun 30, 2026 · Latest filing Aug 17, 2026

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values
  • Jun 30, 2026: $780,077,010

More quarters will appear as history becomes available.

Top holdings

Top 10 at Jun 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

View top holdings values
  1. NORTHERN OIL & GAS INC · NOTE 3.625% 4/1 · 665531AJ8 · principal: $64,879,683
  2. FLUENCE ENERGY INC · NOTE 2.250% 6/1 · 34379VAB9 · principal: $60,946,795
  3. FIRST MAJESTIC SILVER CORP · NOTE 0.375% 1/1 · 32076VAD5 · principal: $48,375,768
  4. VERTEX INC · NOTE 0.750% 5/0 · 92538JAB2 · principal: $44,800,000
  5. WOLFSPEED INC · NOTE 2.500% 6/1 · 977852AP7 · principal: $40,653,808
  6. SOUTHERN CO · NOTE 4.500% 6/1 · 842587DZ7 · principal: $33,142,500
  7. EVOLENT HEALTH INC · NOTE 3.500%12/0 · 30050BAH4 · principal: $31,475,596
  8. ALIBABA GROUP HLDG LTD · NOTE 0.500% 6/0 · 01609WBG6 · principal: $29,535,417
  9. NIO INC · NOTE 4.625%10/1 · 62914VAK2 · principal: $26,915,093
  10. NIO INC · NOTE 3.875%10/1 · 62914VAJ5 · principal: $25,719,062

Reported holdings

231 reported entries
IssuerClassCUSIPTypeShares / principalReported value (USD)
LAUDER ESTEE COS INCCL A518439104 — 529 shares $41,765
LSI INDS INC OHIOCOM50216C108 — 1,547 shares $41,119
VERISIGN INCCOM92343E102 — 160 shares $40,250
ERO COPPER CORPCOM296006109 — 1,450 shares $38,787
ANTERO RESOURCES CORPCOM03674X106 — 1,037 shares $36,440
MICROCHIP TECHNOLOGY INC.COM595017104 — 397 shares $36,206
URANIUM ENERGY CORPCOM916896103 — 3,300 shares $35,178
ITRON INCCOM465741106 — 402 shares $34,785
GENPACT LIMITEDSHSG3922B107 — 1,196 shares $32,890
FIDELITY NATL FINL INCCOM SHS31620R303 — 629 shares $29,664
BROOKFIELD BUSINESS CORPCL A SUB VTG SH113006100 — 979 shares $29,223
WATERS CORPCOM941848103 — 75 shares $28,128
CAMBRIDGE ACQUISITION CORPUNIT 01/30/2031G1871M124 — 2,558 shares $25,938
COOPER COS INCCOM216648501 — 317 shares $22,732
MILUNA ACQUISITION CORPUSD CL A ORD SHSG6180J100 — 1,410 shares $14,255
AVALANCHE TREAS CORPSHS CL A05338N101 — 15,000 shares $7,506
ATRIUM THERAPEUTICS INCCOM04965N104 — 490 shares $6,591
IDEA ACQUISITION CORPUNIT 01/06/2031G4727U126 — 444 shares $4,462
CHURCHILL CAPITAL CORP IXCL A SHSG21301109 — 380 shares $4,138
DRUGS MADE IN AMER ACQ II CORIGHT 09/16/2030G2851K112 — 49,700 shares $3,613
IDEA ACQUISITION CORP*W EXP 01/06/203G4727U118 — 8,333 shares $2,917
ARMADA ACQUISITION CORP III*W EXP 02/13/203G0R38M119 — 8,000 shares $2,580
ENCORE ENERGY CORPCOM NEW29259W700 — 1,716 shares $2,238
INTERCURE LTDCOM NEWM549GJ111 — 1,977 shares $2,175
REPUBLIC DIGITAL ACQUISITION*W EXP 05/01/203G7515A129 — 2,500 shares $1,165
CHENGHE ACQUISITION III CO*W EXP 09/09/203G2086N121 — 4,990 shares $1,123
CAMBRIDGE ACQUISITION CORP*W EXP 01/30/203G1871M116 — 3,333 shares $1,000
SPARTACUS ACQUISITION CORP I*W EXP 01/30/203G8303R118 — 1,666 shares $870
HUDBAY MINERALS INCCOM443628102 — 8 shares $189
HNI CORPCOM404251100 — 1 shares $40
FULTON FINL CORP PACOM360271100 — 1 shares $24