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PRINCIPAL SECURITIES, INC.
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $8,585,854,562
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- PRINCIPAL EXCHANGE TRADED FD · INTL EQUITY ETF · 74255Y698 · shares: $391,837,537
- PRINCIPAL EXCHANGE TRADED FD · US MEGA CP ETF · 74255Y870 · shares: $365,519,180
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $315,995,099
- PRINCIPAL EXCHANGE TRADED FD · CAP APP SEL ETF · 74255Y680 · shares: $213,012,218
- PRINCIPAL EXCHANGE TRADED FD · PRIN U S SMALL · 74255Y607 · shares: $170,495,396
- PRINCIPAL EXCHANGE TRADED FD · FOCU BLUE CH ETF · 74255Y714 · shares: $161,429,644
- PRINCIPAL EXCHANGE TRADED FD · PRNC INVT GRAD · 74255Y821 · shares: $143,053,226
- GOLDMAN SACHS ETF TR · MARKETBETA US EQ · 381430123 · shares: $130,645,266
- MICROSOFT CORP · COM · 594918104 · shares: $124,558,191
- NVIDIA CORPORATION · COM · 67066G104 · shares: $122,856,706
Reported holdings
1,567 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| AMPLIFY ETF TR | CEF HIGH INCOME | 032108847 | — | 289,597 shares | $3,006,017 |
| FIDELITY COVINGTON TRUST | FUN SMA MID ETF | 316092295 | — | 88,745 shares | $3,002,240 |
| BARON ETF TR | FIRST PRINC ETF | 06829D107 | — | 127,991 shares | $2,998,829 |
| FIRST TR EXCHANGE-TRADED FD | SHS | 337345102 | — | 8,964 shares | $2,955,677 |
| D R HORTON INC | COM | 23331A109 | — | 21,528 shares | $2,941,805 |
| SPDR SERIES TRUST | ST PORT HIGH ETF | 78468R606 | — | 128,740 shares | $2,908,241 |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | 81369Y886 | — | 73,655 shares | $2,904,951 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 13,932 shares | $2,898,050 |
| ISHARES TR | BROAD USD HIGH | 46435U853 | — | 81,072 shares | $2,895,881 |
| J P MORGAN EXCHANGE TRADED F | BET USD HIG ETF | 46641Q878 | — | 65,187 shares | $2,892,347 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | — | 37,274 shares | $2,877,929 |
| VANGUARD WHITEHALL FDS | EM MK GOV BD ETF | 921946885 | — | 45,509 shares | $2,873,011 |
| SANDISK CORP | COM | 80004C200 | — | 1,645 shares | $2,862,119 |
| PIMCO CORPORATE &INCOME OPP | COM | 72201B101 | — | 257,290 shares | $2,832,757 |
| VANGUARD INDEX FDS | MRNGSTR SML CP V | 922908611 | — | 12,243 shares | $2,828,600 |
| TRUIST FINL CORP | COM | 89832Q109 | — | 60,816 shares | $2,815,779 |
| CELESTICA INC | COM | 15101Q207 | — | 7,734 shares | $2,795,300 |
| UNITED PARCEL SVCS INC | CL B | 911312106 | — | 29,881 shares | $2,792,093 |
| DOUBLELINE ETF TRUST | COMMERCIAL REAL | 25861R303 | — | 54,699 shares | $2,790,740 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 | — | 41,724 shares | $2,785,495 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 | — | 160,286 shares | $2,784,168 |
| INNOVATOR ETFS TRUST | LADERD ALCTN PWR | 45783Y814 | — | 51,601 shares | $2,780,262 |
| SPDR SERIES TRUST | ST STR AGGRE ETF | 78464A649 | — | 113,694 shares | $2,769,588 |
| TIDAL TRUST I | FUND GRAN US ETF | 886364231 | — | 99,359 shares | $2,765,166 |
| VANGUARD INDEX FDS | MRNGSTR MD CP GR | 922908538 | — | 9,465 shares | $2,764,703 |
| UNILEVER PLC | SPON ADR NEW | 904767803 | — | 45,346 shares | $2,753,847 |
| INNOVATOR ETFS TRUST | INNOVATOR US EQ | 45783Y475 | — | 74,884 shares | $2,736,261 |
| SPDR SERIES TRUST | ST STR CONV ETF | 78464A359 | — | 27,030 shares | $2,734,943 |
| T ROWE PRICE EXCHANGE-TRADED | CAP APPRECIATION | 87283Q867 | — | 64,425 shares | $2,723,245 |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 31609A107 | — | 65,775 shares | $2,721,118 |
| DOORDASH INC | CL A | 25809K105 | — | 14,806 shares | $2,717,704 |
| HONEYWELL INTL INC | COM | 438516205 | — | 12,858 shares | $2,712,371 |
| ISHARES TR | CORE DIVID ETF | 46435U861 | — | 41,966 shares | $2,707,227 |
| SPDR INDEX SHS FDS | ST INTL CAP ETF | 78463X871 | — | 59,388 shares | $2,706,301 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | — | 98,099 shares | $2,694,771 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 | — | 25,777 shares | $2,694,764 |
| HORIZON FDS | INTL MA RISK ETF | 44053A465 | — | 87,542 shares | $2,687,539 |
| OMNICOM GROUP INC | COM | 681919106 | — | 36,406 shares | $2,680,552 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | — | 10,534 shares | $2,675,910 |
| WASTE MGMT INC DEL | COM | 94106L109 | — | 13,104 shares | $2,672,110 |
| HONEYWELL AEROSPACE INC | COM | 43849R105 | — | 17,089 shares | $2,648,344 |
| ISHARES TR | US CONSUM DISCRE | 464287580 | — | 27,814 shares | $2,636,211 |
| PHILLIPS 66 | COM | 718546104 | — | 10,323 shares | $2,635,649 |
| KIMBERLY-CLARK CORP | COM | 494368103 | — | 27,046 shares | $2,635,096 |
| SUMITOMO MITSUI FIN GRP INC | SPONSORED ADR | 86562M209 | — | 100,904 shares | $2,614,416 |
| CUMMINS INC | COM | 231021106 | — | 5,052 shares | $2,609,944 |
| ROUNDHILL ETF TRUST | MEMORY ETF | 77926X320 | — | 43,096 shares | $2,601,287 |
| WILLIAMS COS INC | COM | 969457100 | — | 37,943 shares | $2,578,980 |
| UNITED RENTALS INC | COM | 911363109 | — | 2,575 shares | $2,577,328 |
| HORIZON FDS | MANAGED RISK ETF | 44053A549 | — | 81,253 shares | $2,574,095 |
| INVESCO EXCHANGE TRADED FD T | DORSEY WRGT INDS | 46137V845 | — | 12,916 shares | $2,555,298 |
| CINTAS CORP | COM | 172908105 | — | 13,070 shares | $2,549,402 |
| AMERICAN CENTY ETF TR | US SML CP VALU | 025072877 | — | 21,499 shares | $2,531,879 |
| PROSHARES TR | S&P MDCP 400 DIV | 74347B680 | — | 29,261 shares | $2,530,491 |
| AUTODESK INC | COM | 052769106 | — | 12,097 shares | $2,528,193 |
| ARGENX SE | SPONSORED ADR | 04016X101 | — | 2,594 shares | $2,487,413 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 9,647 shares | $2,481,908 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | — | 45,514 shares | $2,475,963 |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 025072703 | — | 27,392 shares | $2,468,293 |
| ISHARES TR | DOW JONES US ETF | 464287846 | — | 13,298 shares | $2,465,456 |
| ISHARES TR | US SML CAP EQT | 46434V290 | — | 29,367 shares | $2,453,938 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | — | 45,318 shares | $2,444,923 |
| QUANTA SVCS INC | COM | 74762E102 | — | 3,803 shares | $2,443,471 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | — | 5,035 shares | $2,434,425 |
| DANAHER CORP DEL | COM | 235851102 | — | 10,965 shares | $2,429,338 |
| HEICO CORP NEW | CL A | 422806208 | — | 10,566 shares | $2,412,513 |
| DIAGEO PLC | SPON ADR NEW | 25243Q205 | — | 28,172 shares | $2,411,514 |
| PROFESIONALLY MANAGED PORTFO | CONGR BD ETF | 74316P587 | — | 100,741 shares | $2,407,277 |
| GENERAL MTRS CO | COM | 37045V100 | — | 31,248 shares | $2,406,095 |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | — | 38,569 shares | $2,404,400 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST DEEP ETF | 33740U703 | — | 79,009 shares | $2,399,497 |
| 3M CO | COM | 88579Y101 | — | 14,592 shares | $2,395,279 |
| HOWMET AEROSPACE INC | COM | 443201108 | — | 10,582 shares | $2,393,465 |
| INNOVATOR ETFS TRUST | US SML CP PWR B | 45782C284 | — | 72,633 shares | $2,389,626 |
| MASCO CORP | COM | 574599106 | — | 35,442 shares | $2,388,822 |
| PIMCO HIGH INCOME FD | COM SHS | 722014107 | — | 580,478 shares | $2,379,960 |
| BEST BUY INC | COM | 086516101 | — | 26,949 shares | $2,377,986 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | — | 49,649 shares | $2,376,215 |
| STERLING INFRASTRUCTURE INC | COM | 859241101 | — | 4,829 shares | $2,374,806 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | — | 45,191 shares | $2,372,533 |
| SHELL PLC | SPON ADS | 780259305 | — | 24,919 shares | $2,368,520 |
| MONSTER BEVERAGE CORP NEW | COM | 61174X109 | — | 56,118 shares | $2,335,611 |
| ISHARES INC | MSCI STH KOR ETF | 464286772 | — | 12,762 shares | $2,332,711 |
| INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137V100 | — | 15,072 shares | $2,330,472 |
| PROCURE ETF TRUST II | SPACE ETF | 74280R205 | — | 55,051 shares | $2,329,493 |
| ISHARES SILVER TR | ISHARES | 46428Q109 | — | 42,724 shares | $2,328,885 |
| CLOUDFLARE INC | CL A COM | 18915M107 | — | 6,683 shares | $2,320,872 |
| GENERAL MILLS INC | COM | 370334104 | — | 71,956 shares | $2,314,119 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | — | 12,545 shares | $2,305,849 |
| SPINNAKER ETF SERIES | SELE STO EUR ETF | 84858T772 | — | 54,954 shares | $2,302,023 |
| WW GRAINGER INC | COM | 384802104 | — | 1,843 shares | $2,295,390 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | — | 9,500 shares | $2,292,326 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 8,186 shares | $2,274,750 |
| BANCO SANTANDER SA | ADR | 05964H105 | — | 163,346 shares | $2,259,075 |
| ISHARES INC | MSCI EURZONE ETF | 464286608 | — | 33,542 shares | $2,258,383 |
| PIMCO CORPORATE &INCM STRG | COM | 72200U100 | — | 210,653 shares | $2,247,667 |
| VANGUARD WORLD FD | COMM SRVC ETF | 92204A884 | — | 11,789 shares | $2,246,824 |
| CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 128118106 | — | 173,719 shares | $2,240,980 |
| INNOVATOR ETFS TRUST | EMRGNG MKT JAN | 45782C516 | — | 60,065 shares | $2,232,681 |
| J P MORGAN EXCHANGE TRADED F | BETABUILDERS I | 46641Q373 | — | 28,237 shares | $2,201,909 |