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PRINCIPAL SECURITIES, INC.
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $8,585,854,562
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- PRINCIPAL EXCHANGE TRADED FD · INTL EQUITY ETF · 74255Y698 · shares: $391,837,537
- PRINCIPAL EXCHANGE TRADED FD · US MEGA CP ETF · 74255Y870 · shares: $365,519,180
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $315,995,099
- PRINCIPAL EXCHANGE TRADED FD · CAP APP SEL ETF · 74255Y680 · shares: $213,012,218
- PRINCIPAL EXCHANGE TRADED FD · PRIN U S SMALL · 74255Y607 · shares: $170,495,396
- PRINCIPAL EXCHANGE TRADED FD · FOCU BLUE CH ETF · 74255Y714 · shares: $161,429,644
- PRINCIPAL EXCHANGE TRADED FD · PRNC INVT GRAD · 74255Y821 · shares: $143,053,226
- GOLDMAN SACHS ETF TR · MARKETBETA US EQ · 381430123 · shares: $130,645,266
- MICROSOFT CORP · COM · 594918104 · shares: $124,558,191
- NVIDIA CORPORATION · COM · 67066G104 · shares: $122,856,706
Reported holdings
1,567 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| XCEL ENERGY INC | COM | 98389B100 | — | 24,211 shares | $1,706,411 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | — | 28,600 shares | $1,702,008 |
| COOPER COS INC | COM | 216648501 | — | 30,054 shares | $1,698,933 |
| ENTERGY CORP NEW | COM | 29364G103 | — | 17,097 shares | $1,697,090 |
| INTUIT | COM | 461202103 | — | 6,152 shares | $1,696,296 |
| JOHN HANCOCK DIVERSIFIED INC | COM | 47804L102 | — | 150,950 shares | $1,683,092 |
| TAPESTRY INC | COM | 876030107 | — | 14,622 shares | $1,682,129 |
| RIVERNORTH OPPORTUNITIES FD | COM | 76881Y109 | — | 162,619 shares | $1,681,480 |
| ZOETIS INC | CL A | 98978V103 | — | 23,764 shares | $1,659,425 |
| NOVO-NORDISK A S | ADR | 670100205 | — | 43,521 shares | $1,649,888 |
| MOODYS CORP | COM | 615369105 | — | 3,622 shares | $1,644,769 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | — | 6,113 shares | $1,644,677 |
| FIRST TR EXCHANGE TRADED FD | BUYWRIT INCM ETF | 33738R308 | — | 69,712 shares | $1,644,517 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 | — | 9,686 shares | $1,639,882 |
| FIRST TR EXCHANGE-TRADED FD | SHS | 33734H106 | — | 34,809 shares | $1,632,888 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | — | 13,711 shares | $1,626,647 |
| FABRINET | SHS | G3323L100 | — | 3,829 shares | $1,624,530 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 | — | 10,071 shares | $1,618,800 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 | — | 37,083 shares | $1,618,651 |
| WARNER MUSIC GROUP CORP | COM CL A | 934550203 | — | 57,596 shares | $1,590,234 |
| TERADYNE INC | COM | 880770102 | — | 3,957 shares | $1,586,313 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | — | 24,048 shares | $1,583,801 |
| FIRST TR EXCH TRD ALPHDX FD | EMERG MKT ALPH | 33737J182 | — | 49,132 shares | $1,582,542 |
| GLOBAL X FDS | US PFD ETF | 37954Y657 | — | 89,684 shares | $1,578,441 |
| FIDELITY COVINGTON TRUST | MSCI MATLS INDEX | 316092881 | — | 28,248 shares | $1,574,544 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST US EQT | 33740F748 | — | 27,347 shares | $1,568,897 |
| T-MOBILE US INC | COM | 872590104 | — | 9,599 shares | $1,565,340 |
| BIO RAD LABS INC | CL A | 090572207 | — | 4,142 shares | $1,564,475 |
| ETF SER SOLUTIONS | AAM TRANS ETF | 26922B683 | — | 26,440 shares | $1,562,604 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | — | 14,462 shares | $1,555,282 |
| ISHARES INC | MSCI JAPAN ETF | 46434G822 | — | 15,902 shares | $1,549,809 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 | — | 13,729 shares | $1,544,476 |
| APPLOVIN CORP | COM CL A | 03831W108 | — | 5,309 shares | $1,541,812 |
| GLOBUS MED INC | CL A | 379577208 | — | 20,505 shares | $1,535,825 |
| INVESCO EXCH TRADED FD TR II | S&P 500 MOMNTM | 46138E339 | — | 10,130 shares | $1,535,492 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | — | 17,569 shares | $1,528,313 |
| INNOVATOR ETFS TRUST | US EQTY BUFR JUL | 45782C789 | — | 27,571 shares | $1,527,979 |
| PROSHARES TR | SP500 EX TECH | 74347B557 | — | 14,229 shares | $1,523,499 |
| IRON MTN INC DEL | COM | 46284V101 | — | 13,690 shares | $1,518,861 |
| MARSH &MCLENNAN COS INC | COM | 571748102 | — | 8,895 shares | $1,518,641 |
| FERGUSON ENTERPRISES INC | COMMON STOCK NEW | 31488V107 | — | 6,789 shares | $1,511,315 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 | — | 79,672 shares | $1,504,995 |
| ENSIGN GROUP INC | COM | 29358P101 | — | 8,744 shares | $1,504,012 |
| ABRDN PLATINUM ETF TRUST | PHYSCL PLATM SHS | 003260106 | — | 97,488 shares | $1,502,296 |
| VANGUARD WORLD FD | UTILITIES ETF | 92204A876 | — | 8,760 shares | $1,497,966 |
| SPDR SERIES TRUST | ST STR SP DIV | 78464A763 | — | 10,133 shares | $1,484,293 |
| FOX CORP | CL A COM | 35137L105 | — | 23,660 shares | $1,482,274 |
| INVESCO EXCH TRD SLF IDX FD | RUSL 1000 DYNM | 46138J619 | — | 21,133 shares | $1,473,181 |
| FIDELITY COVINGTON TRUST | ENH MID COR ETF | 31609A503 | — | 36,453 shares | $1,471,969 |
| ISHARES TR | PFD AND INCM SEC | 464288687 | — | 49,782 shares | $1,468,576 |
| ATI INC | COM | 01741R102 | — | 7,713 shares | $1,460,842 |
| SLB LIMITED | COM STK | 806857108 | — | 29,869 shares | $1,455,224 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST NASD ETF | 33740U752 | — | 35,744 shares | $1,448,347 |
| ISHARES TR | S&P MC 400GR ETF | 464287606 | — | 13,154 shares | $1,441,776 |
| WILLIAMS SONOMA INC | COM | 969904101 | — | 6,320 shares | $1,440,589 |
| POPULAR INC | COM NEW | 733174700 | — | 9,220 shares | $1,433,249 |
| SPDR SERIES TRUST | STATE STRET SPDR | 78468R861 | — | 78,633 shares | $1,431,910 |
| COSTAR GROUP INC | COM | 22160N109 | — | 52,030 shares | $1,425,622 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | — | 9,164 shares | $1,422,654 |
| ISHARES GOLD TRUST MICRO | SHS REPSTG UN TR | 46436F103 | — | 34,239 shares | $1,418,176 |
| CORTEVA INC | COM | 22052L104 | — | 18,214 shares | $1,414,332 |
| NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | — | 18,598 shares | $1,410,110 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 | — | 12,141 shares | $1,409,084 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | — | 2,886 shares | $1,406,335 |
| INNOVATOR ETFS TRUST | INTRNL DEV JULY | 45782C722 | — | 38,899 shares | $1,405,392 |
| INNOVATOR ETFS TRUST | EMRGNG MKT JULY | 45782C714 | — | 44,611 shares | $1,390,971 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | — | 27,522 shares | $1,389,048 |
| GLOBAL X FDS | ARTIFICIAL ETF | 37954Y632 | — | 21,267 shares | $1,385,750 |
| AFLAC INC | COM | 001055102 | — | 12,306 shares | $1,375,540 |
| GENUINE PARTS CO | COM | 372460105 | — | 10,903 shares | $1,370,955 |
| TIDAL TRUST III | FUND GRA MID ETF | 45259A258 | — | 46,440 shares | $1,367,194 |
| VULCAN MATLS CO | COM | 929160109 | — | 5,562 shares | $1,360,703 |
| MILLICOM INTL CELLULAR S A | COM STK | L6388F110 | — | 15,520 shares | $1,352,389 |
| ENTEGRIS INC | COM | 29362U104 | — | 8,760 shares | $1,349,627 |
| YUM BRANDS INC | COM | 988498101 | — | 9,896 shares | $1,349,289 |
| INVESCO EXCHANGE TRADED FD T | FOOD &BEVERAGE | 46137V753 | — | 30,066 shares | $1,346,415 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 45,921 shares | $1,345,936 |
| GARTNER INC | COM | 366651107 | — | 7,196 shares | $1,342,342 |
| FIRST TR EXCHANGE-TRADED FD | DJ GLBL DIVID | 33734X200 | — | 40,449 shares | $1,341,707 |
| CAPITAL GROUP CONSERVATIVE E | SHS | 14020U100 | — | 41,741 shares | $1,339,067 |
| VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | — | 8,411 shares | $1,327,676 |
| NORFOLK SOUTHN CORP | COM | 655844108 | — | 4,283 shares | $1,323,428 |
| SEI EXCHANGE TRADED FUNDS | QIM US EQUITY FA | 81589A882 | — | 51,632 shares | $1,318,040 |
| ATMOS ENERGY CORP | COM | 049560105 | — | 8,418 shares | $1,316,971 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 | — | 28,315 shares | $1,313,516 |
| FIFTH THIRD BANCORP | COM | 316773100 | — | 25,794 shares | $1,304,657 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 | — | 31,605 shares | $1,303,706 |
| SPDR SERIES TRUST | ST STR RATE ETF | 78468R200 | — | 42,156 shares | $1,300,099 |
| ISHARES TR | US HLTHCARE ETF | 464287762 | — | 18,065 shares | $1,292,702 |
| MUELLER INDS INC | COM | 624756102 | — | 21,312 shares | $1,291,726 |
| CURTISS WRIGHT CORP | COM | 231561101 | — | 2,371 shares | $1,289,436 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | — | 5,178 shares | $1,283,768 |
| AON PLC | SHS CL A | G0403H108 | — | 4,637 shares | $1,283,498 |
| SEMPRA | COM | 816851109 | — | 16,453 shares | $1,282,642 |
| HASBRO INC | COM | 418056107 | — | 14,617 shares | $1,281,634 |
| LAMAR ADVERTISING CO | CL A | 512816109 | — | 8,885 shares | $1,280,365 |
| PACER FDS TR | ARIST HIGH ETF | 69374H428 | — | 27,475 shares | $1,275,917 |
| PACER FDS TR | US SM CAP CA ETF | 69374H857 | — | 23,939 shares | $1,275,455 |
| PGIM ETF TR | PGIM ULTRA SH BD | 69344A107 | — | 25,511 shares | $1,261,754 |
| SYNOPSYS INC | COM | 871607107 | — | 2,890 shares | $1,256,977 |