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RATIONAL ADVISORS LLC
Period ended Sep 30, 2026 · Latest filing Nov 2, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $1,076,791,508
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- VANGUARD BD INDEX FDS · TOTAL BND MRKT · 921937835 · shares: $71,910,905
- ISHARES TR · CORE US AGGBD ET · 464287226 · shares: $71,868,174
- SCHWAB STRATEGIC TR · US AGGREGATE B · 808524839 · shares: $71,783,275
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $51,745,421
- INVESCO EXCH TRADED FD TR II · NASDAQ 100 ETF · 46138G649 · shares: $48,248,274
- GLOBAL X FDS · GLB X MLP ENRG I · 37954Y293 · shares: $44,833,796
- WISDOMTREE TR · US EFFIC CORE FD · 97717Y790 · shares: $43,423,849
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $41,368,262
- VANGUARD SPECIALIZED FUNDS · DIV APP ETF · 921908844 · shares: $38,965,336
- SELECT SECTOR SPDR TR · ST STR UTIL ETF · 81369Y886 · shares: $34,184,028
Reported holdings
241 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | — | 1,025,102 shares | $71,910,905 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 760,188 shares | $71,868,174 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | — | 3,248,112 shares | $71,783,275 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | — | 158,378 shares | $48,248,274 |
| GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | — | 642,134 shares | $44,833,796 |
| WISDOMTREE TR | US EFFIC CORE FD | 97717Y790 | — | 742,923 shares | $43,423,849 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 167,011 shares | $38,965,336 |
| SELECT SECTOR SPDR TR | ST STR UTIL ETF | 81369Y886 | — | 866,735 shares | $34,184,028 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | — | 1,379,286 shares | $30,399,463 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | — | 492,400 shares | $27,682,728 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 33,800 shares | $25,776,894 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 36,000 shares | $25,230,960 |
| GLOBAL X FDS | US PFD ETF | 37954Y657 | — | 1,330,341 shares | $23,414,002 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 250,499 shares | $19,616,577 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 25,155 shares | $19,264,957 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 174,591 shares | $17,839,708 |
| SPDR SERIES TRUST | ST INTER BD ETF | 78464A375 | — | 519,894 shares | $16,782,178 |
| ISHARES TR | USD INV GRDE ETF | 464288620 | — | 330,868 shares | $16,116,580 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 | — | 318,425 shares | $16,032,699 |
| SPDR SERIES TRUST | ST STR P500ETF | 78464A854 | — | 175,632 shares | $15,764,728 |
| DIMENSIONAL ETF TRUST | CORE FIXE IN ETF | 25434V872 | — | 391,612 shares | $15,711,473 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 20,139 shares | $15,423,453 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 19,635 shares | $15,037,465 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 20,139 shares | $14,114,620 |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 | — | 463,582 shares | $11,728,625 |
| UBER TECHNOLOGIES INC | NOTE 0.875%12/0 | 90353TAM2 | — | 9,679,000 principal | $11,065,788 |
| GLOBAL PMTS INC | NOTE 1.500% 3/0 | 37940XAU6 | — | 12,387,000 principal | $10,999,656 |
| WELLTOWER INC | COM | 95040Q104 | — | 43,800 shares | $10,084,512 |
| ALLIANT ENERGY CORP | NOTE 3.250% 5/3 | 018802AE8 | — | 9,980,000 principal | $9,944,688 |
| BANK OF AMER CORP | 7.25%CNV PFD L | 060505682 | — | 8,048 shares | $9,826,286 |
| ETSY INC | NOTE 0.250% 6/1 | 29786AAN6 | — | 10,430,000 principal | $9,530,533 |
| PPL CAP FDG INC | NOTE 2.875% 3/1 | 69352PAS2 | — | 8,920,000 principal | $9,376,202 |
| HALOZYME THERAPEUTICS INC | NOTE 0.250% 3/0 | 40637HAD1 | — | 6,310,000 principal | $8,983,212 |
| WELLS FARGO & CO | PERP PFD CNV A | 949746804 | — | 8,200 shares | $8,847,718 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 91,014 shares | $8,817,436 |
| MERITAGE HOMES CORP | NOTE 1.750% 5/1 | 59001ABF8 | — | 9,102,000 principal | $8,706,829 |
| SCHWAB STRATEGIC TR | HIGH YIEL BD ETF | 808524631 | — | 310,986 shares | $7,849,287 |
| GUARDANT HEALTH INC | NOTE 11/1 | 40131MAB5 | — | 5,429,000 principal | $7,417,853 |
| NEXTERA ENERGY INC | UNIT 11/01/2027 | 65339F119 | — | 134,900 shares | $6,105,574 |
| SOUTHERN CO | NOTE 4.500% 6/1 | 842587DZ7 | — | 5,980,000 principal | $6,039,800 |
| DATADOG INC | NOTE 12/0 | 23804LAD5 | — | 3,850,000 principal | $5,535,926 |
| ALPHABET INC | DEP SHS RP1/20 A | 02079K404 | — | 111,000 shares | $5,447,880 |
| DRAFTKINGS INC NEW | NOTE 3/1 | 26142RAB0 | — | 5,780,000 principal | $5,367,674 |
| SHIFT4 PMTS INC | NOTE 0.500% 8/0 | 82452JAD1 | — | 5,576,000 principal | $5,366,515 |
| HEWLETT PACKARD ENTERPRISE C | 7.625 MAND CONV | 42824C208 | — | 31,640 shares | $5,175,038 |
| KKR & CO INC | 6.25 CON SER D | 48251W500 | — | 116,300 shares | $4,896,230 |
| CLOUDFLARE INC | NOTE 6/1 | 18915MAF4 | — | 2,953,000 principal | $4,653,550 |
| MOOG INC | CL A | 615394202 | — | 10,800 shares | $4,119,876 |
| OKTA INC | CL A | 679295105 | — | 18,600 shares | $3,889,446 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | — | 86,385 shares | $3,836,358 |
| WEC ENERGY GROUP INC | NOTE 4.375% 6/0 | 92939UAR7 | — | 3,104,000 principal | $3,434,576 |
| ARES MANAGEMENT CORPORATION | 6.75 SE B PFD | 03990B309 | — | 86,700 shares | $3,327,546 |
| WESTERN DIGITAL CORP | COM | 958102105 | — | 7,200 shares | $3,272,112 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 4,218 shares | $3,120,350 |
| ITT INC | COM | 45073V108 | — | 15,200 shares | $3,067,664 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 38,742 shares | $3,033,886 |
| SCHWAB STRATEGIC TR | 5 10YR CORP BD | 808524698 | — | 141,413 shares | $3,031,895 |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 682189AU9 | — | 2,712,000 principal | $2,866,584 |
| META PLATFORMS INC | CL A | 30303M102 | — | 3,700 shares | $2,683,166 |
| ATI INC | COM | 01741R102 | — | 14,100 shares | $2,670,540 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 5,234 shares | $2,606,270 |
| AMAZON COM INC | COM | 023135106 | — | 10,345 shares | $2,577,457 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 5,500 shares | $2,509,045 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 10,550 shares | $2,409,409 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 11,600 shares | $2,270,700 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 6,501 shares | $2,236,864 |
| MICROSOFT CORP | COM | 594918104 | — | 4,350 shares | $2,231,115 |
| META PLATFORMS INC | CL A | 30303M102 | — | 3,000 shares | $2,175,540 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 2,359 shares | $2,147,492 |
| AMAZON COM INC | COM | 023135106 | — | 8,601 shares | $2,142,939 |
| MICROSOFT CORP | COM | 594918104 | — | 4,153 shares | $2,130,074 |
| GOLDMAN SACHS ETF TR | NASDA 100 ETF | 38149W630 | — | 36,300 shares | $2,104,674 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 2,729 shares | $2,081,217 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 2,886 shares | $2,022,682 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 2,637 shares | $2,019,546 |
| TCW ETF TRUST | TRANS SYSTE ETF | 29287L205 | — | 19,000 shares | $1,998,682 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 8,712 shares | $1,989,647 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 5,725 shares | $1,969,858 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 24,255 shares | $1,968,536 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 28,400 shares | $1,945,684 |
| GLOBAL X FDS | DEFENSE TECH ETF | 37960A529 | — | 31,000 shares | $1,862,480 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 5,424 shares | $1,794,422 |
| APPLE INC | COM | 037833100 | — | 5,230 shares | $1,741,695 |
| ELI LILLY & CO | COM | 532457108 | — | 1,500 shares | $1,735,620 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 4,913 shares | $1,674,056 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 7,298 shares | $1,666,717 |
| APPLE INC | COM | 037833100 | — | 4,983 shares | $1,659,439 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | — | 3,370 shares | $1,642,471 |
| NETFLIX INC. | COM | 64110L106 | — | 23,000 shares | $1,600,340 |
| MERCADOLIBRE INC | COM | 58733R102 | — | 895 shares | $1,547,034 |
| MICROSOFT CORP | COM | 594918104 | — | 3,003 shares | $1,540,239 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | — | 5,400 shares | $1,452,762 |
| BROADCOM INC | COM | 11135F101 | — | 4,102 shares | $1,440,581 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 | — | 12,300 shares | $1,427,538 |
| BOEING CO | DEP CONV PFD A | 097023204 | — | 23,700 shares | $1,396,878 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 1,300 shares | $1,384,643 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 8,204 shares | $1,335,201 |
| TWO RDS SHARED TR | SIMP AF WORL ETF | 90214Q105 | — | 26,022 shares | $1,213,406 |
| AMAZON COM INC | COM | 023135106 | — | 4,330 shares | $1,078,820 |
| ELI LILLY & CO | COM | 532457108 | — | 903 shares | $1,044,843 |