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Shaker Financial Services, LLC
Period ended Sep 30, 2026 · Latest filing Oct 14, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $303,136,711
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ROYCE SMALL CAP TRUST INC · COM · 780910105 · shares: $8,800,350
- LIBERTY ALL-STAR GROWTH FD I · COM · 529900102 · shares: $8,292,611
- NUVEEN CORE EQUITY ALPHA FD · COM · 67090X107 · shares: $8,051,330
- GABELLI EQUITY TR INC · COM · 362397101 · shares: $7,956,191
- LIBERTY ALL STAR EQUITY FD · SH BEN INT · 530158104 · shares: $7,700,591
- SPECIAL OPPORTUNITIES FD INC · COM · 84741T104 · shares: $7,061,400
- EATON VANCE TAX MNGED BUY WR · COM · 27828X100 · shares: $6,854,641
- GABELLI DIVID & INCOME TR · COM · 36242H104 · shares: $6,307,794
- FIRST TR ENHANCED EQUITY · COM · 337318109 · shares: $6,224,799
- SOURCE CAPITAL · COM SHS OF BEN I · 836144303 · shares: $5,716,639
Reported holdings
144 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPROTT FOCUS TR INC | COM | 85208J109 | — | 76,777 shares | $743,970 |
| FIRST TR INTER DURATN PFD & | COM | 33718W103 | — | 44,551 shares | $713,262 |
| NEUBERGER R/EST SECS INC FD | COM | 64190A103 | — | 272,461 shares | $708,399 |
| ALLSPRING UTILITIES AND HIGH | WF UTILITIES INC | 94987E109 | — | 66,161 shares | $690,912 |
| COHEN & STEERS QUALITY INCOM | COM | 19247L106 | — | 61,196 shares | $667,037 |
| CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | — | 55,669 shares | $651,884 |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | — | 31,596 shares | $644,243 |
| BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | — | 112,343 shares | $632,492 |
| ABRDN AUSTRALIA EQUITY FD IN | COM | 003011111 | — | 46,499 shares | $582,168 |
| FRANKLIN MASTER INTER INCOME | SH BEN INT | 746909100 | — | 190,008 shares | $573,825 |
| NYLIM CBRE GLOBAL | COM | 56064Q107 | — | 40,009 shares | $538,522 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | — | 4,688 shares | $526,210 |
| PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 | — | 34,447 shares | $524,628 |
| EATON VANCE TAX-MANAGED BUY- | COM | 27828Y108 | — | 34,789 shares | $519,052 |
| ADVENT CONV & INCOME FD | COM | 00764C109 | — | 44,505 shares | $510,028 |
| COHEN & STEERS LTD DURATION | COM | 19248C105 | — | 25,568 shares | $494,486 |
| ELLSWORTH GROWTH & INCOME FD | COM | 289074106 | — | 41,527 shares | $486,697 |
| GABELLI CONV & INC SECS FD I | COM | 36240B109 | — | 109,136 shares | $451,824 |
| NEUBERGER HIGH YIELD ST FD I | COM | 64128C106 | — | 78,392 shares | $424,885 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 7,159 shares | $424,588 |
| FRANKLIN UNVL TR | SH BEN INT | 355145103 | — | 60,281 shares | $424,379 |
| RIVERNORTH DOUBLELINE STRATE | COM | 76882G107 | — | 60,800 shares | $420,736 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 549 shares | $406,547 |
| VOYA GLBL ADV & PREM OPP FD | COM | 92912R104 | — | 40,604 shares | $406,447 |
| KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | — | 37,893 shares | $390,298 |
| FLAHERTY & CRUMRINE DYNAMIC | SHS | 33848W106 | — | 20,669 shares | $390,231 |
| CALAMOS DYNAMIC CONV & INCOM | COM | 12811V105 | — | 16,406 shares | $371,104 |
| HANCOCK JOHN FINL OPPTYS | SH BEN INT NEW | 409735206 | — | 10,012 shares | $359,231 |
| WESTERN ASSET EMERGING MKTS | COM | 95766A101 | — | 38,135 shares | $356,944 |
| BANCROFT FD LTD | COM | 059695106 | — | 14,645 shares | $338,007 |
| ABRDN HEALTHCARE OPPORTUNITI | SHS | 879105104 | — | 18,300 shares | $336,720 |
| TEMPLETON EMERGING MKTS FD | COM | 880191101 | — | 13,493 shares | $300,287 |
| MEXICO FD INC | COM | 592835102 | — | 14,588 shares | $297,450 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 | — | 39,609 shares | $296,143 |
| VIRTUS ARTIFICIAL INTELLIGEN | COM | 92838Y100 | — | 11,213 shares | $278,868 |
| EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | — | 56,599 shares | $274,506 |
| VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | — | 2,997 shares | $254,616 |
| VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | — | 29,479 shares | $223,157 |
| BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | — | 22,066 shares | $198,594 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 | — | 30,000 shares | $180,900 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | — | 21,086 shares | $165,315 |
| CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | — | 20,882 shares | $155,989 |
| NUVEEN MULTI-MKT INCOME FD I | COM | 67075J107 | — | 13,415 shares | $74,217 |
| VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | — | 10,850 shares | $67,053 |