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SHUFRO ROSE & CO LLC
Period ended Sep 30, 2026 · Latest filing Nov 10, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $1,560,083,592
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · IBONDS DEC 29 · 46436E205 · shares: $188,964,889
- ALPS ETF TR · SMITH CORE PLUS · 00162Q346 · shares: $129,326,734
- DOUBLELINE ETF TRUST · COMMERCIAL REAL · 25861R303 · shares: $79,225,624
- CORNING INC · COM · 219350105 · shares: $70,320,087
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $68,016,692
- APPLE INC · COM · 037833100 · shares: $64,248,471
- MICROSOFT CORP · COM · 594918104 · shares: $54,129,122
- ELI LILLY & CO · COM · 532457108 · shares: $52,009,589
- VANGUARD INDEX FDS · MRNGSTR MID CAP · 922908629 · shares: $39,626,604
- THERMO FISHER SCIENTIFIC INC · COM · 883556102 · shares: $37,713,695
Reported holdings
150 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES TR | IBONDS DEC 29 | 46436E205 | — | 8,328,113 shares | $188,964,889 |
| ALPS ETF TR | SMITH CORE PLUS | 00162Q346 | — | 5,270,038 shares | $129,326,734 |
| DOUBLELINE ETF TRUST | COMMERCIAL REAL | 25861R303 | — | 1,552,835 shares | $79,225,624 |
| CORNING INC | COM | 219350105 | — | 457,337 shares | $70,320,087 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 88,812 shares | $68,016,692 |
| APPLE INC | COM | 037833100 | — | 192,927 shares | $64,248,471 |
| MICROSOFT CORP | COM | 594918104 | — | 105,535 shares | $54,129,122 |
| ELI LILLY & CO | COM | 532457108 | — | 44,949 shares | $52,009,589 |
| VANGUARD INDEX FDS | MRNGSTR MID CAP | 922908629 | — | 505,312 shares | $39,626,604 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 55,868 shares | $37,713,695 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 107,755 shares | $35,648,583 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO 30 CORP | 46138J460 | — | 2,152,974 shares | $34,749,001 |
| TEXAS INSTRS INC | COM | 882508104 | — | 119,143 shares | $33,370,800 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 64,544 shares | $32,139,479 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 148,097 shares | $30,807,035 |
| VANECK MERK GOLD ETF | GOLD SHS | 921078101 | — | 696,948 shares | $27,808,206 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 39,331 shares | $27,565,525 |
| QUALCOMM INC | COM | 747525103 | — | 147,630 shares | $27,169,888 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 63,163 shares | $24,054,864 |
| COHERENT CORP | COM | 19247G107 | — | 81,330 shares | $23,407,591 |
| AVERY DENNISON CORP | COM | 053611109 | — | 118,564 shares | $20,235,307 |
| AMAZON COM INC | COM | 023135106 | — | 79,210 shares | $19,735,140 |
| INVESCO EXCH TRD SLF IDX FD | BULETSHS 2029 | 46138J577 | — | 1,050,380 shares | $19,116,917 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | — | 83,958 shares | $18,658,927 |
| TOUCHSTONE ETF TRUST | SANDS CAP US ETF | 89157W806 | — | 591,058 shares | $17,534,608 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 46138J643 | — | 802,568 shares | $16,151,683 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 72,236 shares | $15,886,827 |
| JOHNSON CONTROLS INTERNATION | SHS | G51502105 | — | 100,672 shares | $14,965,074 |
| AMGEN INC | COM | 031162100 | — | 35,471 shares | $14,951,268 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 38,531 shares | $14,419,770 |
| ISHARES TR | IBONDS DEC 2030 | 46436E726 | — | 656,688 shares | $13,882,383 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 178,159 shares | $13,762,798 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | — | 201,025 shares | $11,570,982 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 145,874 shares | $11,423,412 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | — | 128,558 shares | $11,287,374 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 | — | 32,299 shares | $10,249,677 |
| VANGUARD SCOTTSDALE FDS | INTER TERM TREAS | 92206C706 | — | 175,668 shares | $9,953,356 |
| VANGUARD INDEX FDS | MRNGSTR SML CP V | 922908611 | — | 41,743 shares | $9,643,816 |
| PALO ALTO NETWORKS INC | COM | 697435105 | — | 22,344 shares | $8,877,316 |
| KLA CORP | COM NEW | 482480100 | — | 39,542 shares | $7,707,981 |
| EVERPURE INC | CL A | 74624M102 | — | 58,200 shares | $7,611,396 |
| DIMENSIONAL ETF TRUST | INTL CORE EQUITY | 25434V799 | — | 184,625 shares | $6,943,735 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 41,524 shares | $6,758,031 |
| ISHARES TR | 0-3 MTH TREASURY | 46436E718 | — | 63,941 shares | $6,437,580 |
| ISHARES TR | ULTRA SHORT DUR | 46434V878 | — | 126,274 shares | $6,364,221 |
| ECOLAB INC | COM | 278865100 | — | 21,226 shares | $5,828,194 |
| UNILEVER PLC | SPON ADR NEW | 904767803 | — | 91,204 shares | $5,538,829 |
| CHEVRON CORPORATION | COM | 166764100 | — | 27,072 shares | $5,528,427 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 19,696 shares | $5,214,402 |
| SENECA FOODS CORP NEW | CL A | 817070501 | — | 28,100 shares | $5,001,800 |
| SALESFORCE INC | COM | 79466L302 | — | 21,388 shares | $4,910,081 |
| LENNAR CORP | CL A | 526057104 | — | 57,338 shares | $4,678,228 |
| ISHARES TR | MSCI INTL MOMENT | 46434V449 | — | 86,232 shares | $4,538,383 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 18,312 shares | $4,182,187 |
| PEPSICO INC | COM | 713448108 | — | 29,873 shares | $3,785,507 |
| METLIFE INC | COM | 59156R108 | — | 39,573 shares | $3,726,209 |
| AMERICAN CENTY ETF TR | INTL SMCP VLU | 025072802 | — | 33,654 shares | $3,681,092 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 37,769 shares | $3,659,039 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 14,109 shares | $3,629,964 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 24,171 shares | $3,288,168 |
| DIMENSIONAL ETF TRUST | EMERGING MKTS CO | 25434V732 | — | 82,119 shares | $3,261,760 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | — | 21,858 shares | $3,170,285 |
| AMERICAN CENTY ETF TR | INTERNATIONAL LR | 025072364 | — | 36,868 shares | $2,935,768 |
| AON PLC | CALL | G0403H108 | CALL | 10,000 principal | $2,767,700 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 32,664 shares | $2,650,973 |
| REALTY INCOME CORP | COM | 756109104 | — | 47,635 shares | $2,586,581 |
| KEURIG DR PEPPER INC | COM | 49271V100 | — | 81,600 shares | $2,475,744 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 | — | 26,732 shares | $2,435,792 |
| BANK OF AMER CORP | COM | 060505104 | — | 44,493 shares | $2,421,754 |
| INTEL CORP | COM | 458140100 | — | 20,100 shares | $2,416,623 |
| NEW YORK TIMES CO MTN BE | CL A | 650111107 | — | 37,165 shares | $2,367,411 |
| PERMA-PIPE INTL HLDGS INC | COM | 714167103 | — | 70,000 shares | $2,153,200 |
| MERCK & CO INC | COM | 58933Y105 | — | 13,862 shares | $2,014,290 |
| ENBRIDGE INC | COM | 29250N105 | — | 41,324 shares | $1,921,167 |
| VERISK ANALYTICS INC | COM | 92345Y106 | — | 11,052 shares | $1,855,079 |
| AMERICAN CENTY ETF TR | EMERGING MKT VAL | 025072372 | — | 26,325 shares | $1,714,578 |
| ISHARES INC | MSCI EQUAL WEITE | 464286681 | — | 15,145 shares | $1,686,245 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 | — | 33,000 shares | $1,684,650 |
| ISHARES TR | PFD AND INCM SEC | 464288687 | — | 56,950 shares | $1,680,025 |
| CISCO SYS INC | COM | 17275R102 | — | 15,578 shares | $1,676,607 |
| NUTRIEN LTD | COM | 67077M108 | — | 23,020 shares | $1,617,155 |
| YUM BRANDS INC | COM | 988498101 | — | 11,708 shares | $1,596,269 |
| SPROTT ASSET MANAGEMENT LP | PHYSICAL GOLD AN | 85208R101 | — | 37,713 shares | $1,566,582 |
| ISHARES U S ETF TR | SHOR DURA BD ETF | 46431W507 | — | 30,396 shares | $1,515,559 |
| JACOBS SOLUTIONS INC | COM | 46982L108 | — | 11,077 shares | $1,498,386 |
| SHELL PLC | SPON ADS | 780259305 | — | 15,650 shares | $1,487,533 |
| BANK OF NY MELLON CORP | COM | 064058100 | — | 10,155 shares | $1,468,718 |
| ALASKA AIR GROUP INC | COM | 011659109 | — | 36,500 shares | $1,412,550 |
| PEOPLE INC | COM NEW | 44891N208 | — | 33,350 shares | $1,399,366 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 | — | 17,533 shares | $1,298,311 |
| ISHARES TR | MSCI USA MIN ETF | 46429B697 | — | 12,914 shares | $1,258,374 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 VAL | 921932844 | — | 11,695 shares | $1,249,962 |
| INVESCO EXCH TRD SLF IDX FD | INVSCO 28 HYCORP | 46138J452 | — | 56,400 shares | $1,207,857 |
| ALPHABET INC | DEP SHS RP1/20 A | 02079K404 | — | 24,500 shares | $1,202,460 |
| COHEN & STEERS REIT & PFD & | COM | 19247X100 | — | 62,250 shares | $1,160,963 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 16,413 shares | $1,158,922 |
| WALMART INC | COM | 931142103 | — | 11,038 shares | $1,147,024 |
| UMH PPTYS INC | COM | 903002103 | — | 73,950 shares | $1,138,830 |
| WALKER & DUNLOP INC | COM | 93148P102 | — | 32,011 shares | $1,123,918 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | — | 122,393 shares | $1,072,163 |