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Sigma Planning Corp
Period ended Sep 30, 2026 · Latest filing Oct 23, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $3,883,923,158
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $216,137,715
- APPLE INC · COM · 037833100 · shares: $191,476,826
- NVIDIA CORPORATION · COM · 67066G104 · shares: $123,740,831
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $79,092,436
- AMAZON COM INC · COM · 023135106 · shares: $71,312,951
- MICROSOFT CORP · COM · 594918104 · shares: $66,448,054
- ISHARES TR · S&P 500 GRWT ETF · 464287309 · shares: $58,259,561
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $58,224,191
- ISHARES TR · CORE DIV GRWTH · 46434V621 · shares: $54,738,302
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $47,032,248
Reported holdings
1,325 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| LINEAGE INC | COM | 53566V106 | — | 12,873 shares | $439,227 |
| FRANKLIN TEMPLETON ETF TR | SENIOR LOAN ETF | 35473P595 | — | 19,088 shares | $439,030 |
| TEMPUS AI INC | CL A | 88023B103 | — | 5,343 shares | $437,566 |
| ISHARES TR | ESG OPTIMIZED | 464288802 | — | 2,810 shares | $437,388 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | — | 13,627 shares | $435,374 |
| ULTA BEAUTY INC | COM | 90384S303 | — | 794 shares | $433,737 |
| BLOCK INC | CL A | 852234103 | — | 5,900 shares | $433,234 |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 46137V308 | — | 3,031 shares | $431,404 |
| MPLX LP | COM UNIT REP LTD | 55336V100 | — | 7,637 shares | $430,105 |
| ANTERO MIDSTREAM CORP | COM | 03676B102 | — | 21,315 shares | $429,717 |
| VIKING THERAPEUTICS INC | COM | 92686J106 | — | 13,179 shares | $429,635 |
| INNOVATOR ETFS TRUST | US EQTY ULTRA B | 45782C532 | — | 10,001 shares | $428,266 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | — | 8,728 shares | $428,120 |
| GLOBAL X FDS | RUSSELL 2000 | 37954Y459 | — | 27,667 shares | $428,014 |
| ISHARES TR | TRS FLT RT BD | 46434V860 | — | 8,424 shares | $426,832 |
| ISHARES INC | MSCI CHILE ETF | 464286640 | — | 12,950 shares | $426,829 |
| COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | — | 17,269 shares | $425,692 |
| LUMENTUM HLDGS INC | COM | 55024U109 | — | 625 shares | $425,525 |
| TEXAS ROADHOUSE INC | COM | 882681109 | — | 2,713 shares | $424,144 |
| S&P GLOBAL INC | COM | 78409V104 | — | 1,073 shares | $423,450 |
| GRANITESHARES PLATINUM TR | SHS BEN INT | 38748T103 | — | 25,894 shares | $423,100 |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 02390A101 | — | 19,960 shares | $422,944 |
| MICRON TECHNOLOGY INC | COM | 595112103 | CALL | 1,900 shares | $421,360 |
| GOLDMAN SACHS ETF TR | NASDA 100 ETF | 38149W630 | — | 7,245 shares | $420,037 |
| EZCORP INC | CL A NON VTG | 302301106 | — | 14,031 shares | $417,573 |
| DOVER CORP | COM | 260003108 | — | 2,236 shares | $417,423 |
| NORTHERN LTS FD TR IV | MAIN SECTR ROTN | 66538H591 | — | 5,828 shares | $416,971 |
| CHURCH & DWIGHT CO INC | COM | 171340102 | — | 4,425 shares | $416,933 |
| INVESCO ACTIVELY MANAGED EXC | QQQ INC ADV ETF | 46090A689 | — | 7,293 shares | $416,581 |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 31609A305 | — | 9,223 shares | $415,861 |
| BLACKROCK ETF TRUST II | ISHA GLO USD ETF | 092528835 | — | 8,300 shares | $415,830 |
| INNOVATOR ETFS TRUST | EMRGNG MKT JULY | 45782C714 | — | 13,272 shares | $413,821 |
| FIDELITY COVINGTON TRUST | DIVID ETF RISI | 316092832 | — | 6,036 shares | $411,568 |
| COMFORT SYS USA INC | COM | 199908104 | — | 248 shares | $410,651 |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 316092501 | — | 5,415 shares | $410,045 |
| GOLDMAN SACHS PHYSICAL GOLD | UNIT | 38150K103 | — | 9,976 shares | $408,617 |
| OKLO INC | COM CL A | 02156V109 | — | 11,034 shares | $408,479 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | — | 12,730 shares | $407,985 |
| ISHARES TR | ESG SELECT SCRE | 46436E569 | — | 6,954 shares | $405,443 |
| TE CONNECTIVITY PLC | ORD SHS | G87052109 | — | 1,920 shares | $405,316 |
| SPDR SERIES TRUST | ST STR P400MID | 78464A847 | — | 6,413 shares | $404,257 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 | — | 4,306 shares | $403,443 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C383 | — | 8,202 shares | $401,552 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST UQ EQT | 33740U505 | — | 7,152 shares | $400,727 |
| FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | — | 8,948 shares | $398,810 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA EME | 381430206 | — | 7,784 shares | $397,762 |
| KKR & CO INC | COM | 48251W104 | — | 4,355 shares | $397,589 |
| VICTORY PORTFOLIOS II | CORE BD ETF | 92647N527 | — | 8,894 shares | $397,069 |
| J P MORGAN EXCHANGE TRADED F | BETA CDA ETF NEW | 46641Q225 | — | 3,945 shares | $395,893 |
| SPDR INDEX SHS FDS | ST INTL CAP ETF | 78463X871 | — | 8,628 shares | $393,168 |
| UNIQURE NV | SHS | N90064101 | — | 16,250 shares | $392,600 |
| SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | — | 6,047 shares | $392,261 |
| INNOVATOR ETFS TRUST | US EQTY BUFR FEB | 45782C433 | — | 7,247 shares | $391,755 |
| ISHARES TR | MSCI EURO FL ETF | 464289180 | — | 9,843 shares | $391,539 |
| NNN REIT INC | COM | 637417106 | — | 9,442 shares | $387,985 |
| HECLA MINING COMPANY | COM | 422704106 | — | 22,770 shares | $387,766 |
| D-WAVE QUANTUM INC | COM | 26740W109 | — | 23,366 shares | $387,174 |
| FIRST TR EXCHNG TRADED FD VI | MULTI STRATEGY | 33740F490 | — | 15,529 shares | $383,722 |
| INVESCO EXCHANGE TRADED FD T | INTL DIVI ACHI | 46137V548 | — | 17,931 shares | $383,269 |
| INNOVATOR ETFS TRUST | EQUI DU DI OCTO | 45784N528 | — | 16,652 shares | $382,496 |
| APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | — | 23,507 shares | $379,879 |
| SPDR SERIES TRUST | ST STR SP PHARMA | 78464A722 | — | 5,889 shares | $379,388 |
| ROYAL CARIBBEAN GROUP | COM | V7780T103 | — | 1,426 shares | $379,049 |
| ISHARES TR | CONV BD ETF | 46435G102 | — | 3,356 shares | $378,986 |
| FEDEX FGHT HLDG CO INC | COMMON STOCK | 314352105 | — | 3,463 shares | $378,791 |
| SPDR SERIES TRUST | ST STR SP600SM C | 78464A300 | — | 3,700 shares | $377,986 |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 316092113 | — | 8,713 shares | $377,442 |
| ECOLAB INC | COM | 278865100 | — | 1,368 shares | $375,724 |
| PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | — | 4,144 shares | $374,972 |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 46138E263 | — | 5,980 shares | $373,158 |
| INVESCO EXCHANGE TRADED FD T | AI AND NEXT GEN | 46137V639 | — | 3,626 shares | $368,688 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | — | 1,115 shares | $368,156 |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 45782C508 | — | 7,216 shares | $366,009 |
| VANGUARD INDEX FDS | MRNGSTR SM CP GR | 922908595 | — | 1,083 shares | $365,108 |
| CALAMOS CONV OPPORTUNITIES & | SH BEN INT | 128117108 | — | 31,888 shares | $364,480 |
| TERAWULF INC | COM | 88080T104 | — | 24,611 shares | $364,243 |
| CAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM | 14020Y102 | — | 17,188 shares | $363,874 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | — | 3,564 shares | $360,446 |
| BANK OZK LITTLE ROCK ARK | COM | 06417N103 | — | 7,833 shares | $360,011 |
| ARK ETF TR | NEXT GEN TECH | 00214Q401 | — | 2,155 shares | $359,262 |
| RIOT PLATFORMS INC | COM | 767292105 | — | 17,804 shares | $358,755 |
| ISHARES TR | US INFRASTRUC | 46435U713 | — | 6,512 shares | $357,843 |
| VANGUARD WELLINGTON FD | US MINIMUM | 921935409 | — | 2,526 shares | $357,492 |
| ETFIS SER TR I | VIRTUS NEWFLEET | 26923G707 | — | 16,183 shares | $357,159 |
| ARK ETF TR | AUTNMUS TECHNLGY | 00214Q203 | — | 2,963 shares | $357,143 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 | — | 39,799 shares | $355,407 |
| FLEXSHARES TR | NORTHERN TR STOX | 33939L688 | — | 1,493 shares | $355,200 |
| INNOVATOR ETFS TRUST | US SML CP PWR B | 45782C599 | — | 9,408 shares | $354,760 |
| WW GRAINGER INC | COM | 384802104 | — | 284 shares | $354,238 |
| ISHARES TR | MSCI EAFE SMCP | 46435G839 | — | 8,125 shares | $352,948 |
| FIDELITY COVINGTON TRUST | FUN LAR COR ETF | 316092360 | — | 5,974 shares | $352,849 |
| ISHARES TR | ESG AWRE 1 5 YR | 46435G243 | — | 14,393 shares | $351,624 |
| OPENDOOR TECHNOLOGIES INC | COM | 683712103 | — | 148,300 shares | $351,471 |
| SK HYNIX INC | AMERICAN DEPOSIT | 78392B206 | — | 1,903 shares | $350,460 |
| COGNITION THERAPEUTICS INC | COM | 19243B102 | — | 364,765 shares | $350,174 |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 003264108 | — | 6,104 shares | $349,822 |
| PETROLEO BRASILEIRO S A | SPONSORED ADR | 71654V408 | — | 25,689 shares | $348,105 |
| FIRST TR EXCHNG TRADED FD VI | VEST US EQUITY E | 33740F250 | — | 9,420 shares | $347,622 |
| LISTED FDS TR | HORI KI INFL ETF | 53656F623 | — | 6,905 shares | $346,232 |
| INVESCO EXCH TRADED FD TR II | INVESCO PHLX SM | 46138G615 | — | 3,479 shares | $345,813 |