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Sigma Planning Corp
Period ended Sep 30, 2026 · Latest filing Oct 23, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $3,883,923,158
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $216,137,715
- APPLE INC · COM · 037833100 · shares: $191,476,826
- NVIDIA CORPORATION · COM · 67066G104 · shares: $123,740,831
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $79,092,436
- AMAZON COM INC · COM · 023135106 · shares: $71,312,951
- MICROSOFT CORP · COM · 594918104 · shares: $66,448,054
- ISHARES TR · S&P 500 GRWT ETF · 464287309 · shares: $58,259,561
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $58,224,191
- ISHARES TR · CORE DIV GRWTH · 46434V621 · shares: $54,738,302
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $47,032,248
Reported holdings
1,325 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| GE AEROSPACE | COM NEW | 369604301 | — | 12,323 shares | $3,847,039 |
| ALPS ETF TR | ALERIAN MLP | 00162Q452 | — | 73,976 shares | $3,837,124 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | — | 64,235 shares | $3,824,403 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 | — | 40,633 shares | $3,813,366 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 | — | 76,609 shares | $3,789,868 |
| ISHARES TR | RUS MDCP VAL ETF | 464287473 | — | 23,528 shares | $3,781,859 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000IDX | 92206C730 | — | 10,963 shares | $3,771,155 |
| TIDAL TRUST III | MRP SYNTHEQUITY | 45259A548 | — | 126,779 shares | $3,739,977 |
| J P MORGAN EXCHANGE TRADED F | ACTIVE BOND ETF | 46654Q716 | — | 73,022 shares | $3,732,895 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | — | 44,880 shares | $3,723,702 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | — | 34,716 shares | $3,704,518 |
| VANGUARD INDEX FDS | MRNGSTR MD CP VA | 922908512 | — | 18,811 shares | $3,678,041 |
| ARISTA NETWORKS INC | COM SHS | 040413205 | — | 17,796 shares | $3,618,384 |
| TEXAS INSTRS INC | COM | 882508104 | — | 12,794 shares | $3,578,697 |
| REALTY INCOME CORP | COM | 756109104 | — | 65,690 shares | $3,573,210 |
| ISHARES TR | TIPS BD ETF | 464287176 | — | 34,266 shares | $3,565,071 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 6,979 shares | $3,553,855 |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 09789C788 | — | 70,465 shares | $3,541,175 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | 78467Y107 | — | 5,349 shares | $3,504,995 |
| HP INC | COM | 40434L105 | — | 111,036 shares | $3,473,200 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 | — | 124,240 shares | $3,455,117 |
| MARATHON PETE CORP | COM | 56585A102 | — | 8,794 shares | $3,433,801 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | — | 9,590 shares | $3,418,930 |
| ISHARES TR | NATIONAL MUN ETF | 464288414 | — | 33,625 shares | $3,399,603 |
| CME GROUP INC | COM | 12572Q105 | — | 12,915 shares | $3,383,777 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 808524755 | — | 62,942 shares | $3,383,147 |
| NORTHERN LTS FD TR II | WEITZ CORE PLUS | 664925880 | — | 139,428 shares | $3,376,240 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | — | 66,835 shares | $3,373,218 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 | — | 66,366 shares | $3,355,466 |
| UNITED PARCEL SVCS INC | CL B | 911312106 | — | 36,067 shares | $3,329,503 |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | 81369Y308 | — | 41,263 shares | $3,325,405 |
| QUALCOMM INC | COM | 747525103 | — | 18,068 shares | $3,325,212 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 | — | 65,931 shares | $3,322,211 |
| PACER FDS TR | ARIST HIGH ETF | 69374H428 | — | 71,244 shares | $3,308,580 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | — | 22,273 shares | $3,303,516 |
| CELESTICA INC | COM | 15101Q207 | — | 9,092 shares | $3,286,080 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 316092840 | — | 53,924 shares | $3,274,796 |
| ARES CAPITAL CORP | COM | 04010L103 | — | 171,321 shares | $3,272,231 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | — | 46,415 shares | $3,270,273 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | — | 7,998 shares | $3,255,212 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | — | 5,694 shares | $3,229,635 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 45,535 shares | $3,216,544 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | — | 68,141 shares | $3,196,993 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 92206C680 | — | 24,745 shares | $3,190,393 |
| PARKER-HANNIFIN CORP | COM | 701094104 | — | 3,331 shares | $3,179,748 |
| SOUTHERN CO | COM | 842587107 | — | 38,293 shares | $3,174,388 |
| TJX COS INC NEW | COM | 872540109 | — | 23,909 shares | $3,164,906 |
| PRUDENTIAL FINL INC | COM | 744320102 | — | 29,901 shares | $3,157,823 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | — | 31,616 shares | $3,152,112 |
| ISHARES TR | CORE S&P US GWT | 464287671 | — | 16,246 shares | $3,147,599 |
| AT&T INC | COM | 00206R102 | — | 128,511 shares | $3,141,724 |
| CARDINAL HEALTH INC | COM | 14149Y108 | — | 14,076 shares | $3,125,443 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | — | 63,101 shares | $3,105,822 |
| FIRST TR EXCHANGE-TRADED FD | INDXX NEXTG ETF | 33737K205 | — | 20,147 shares | $3,101,618 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | — | 39,791 shares | $3,098,006 |
| NEOS ETF TRUST | NEOS S&P 500 HI | 78433H303 | — | 58,104 shares | $3,089,414 |
| FIRST TR EXCHNG TRADED FD VI | ACTV FCTR LGCP | 33740F821 | — | 70,339 shares | $3,074,486 |
| CREDO TECHNOLOGY GROUP HOLDI | ORDINARY SHARES | G25457105 | — | 15,734 shares | $3,064,864 |
| SELECT SECTOR SPDR TR | ST STR DISCR ETF | 81369Y407 | — | 28,113 shares | $3,059,814 |
| SANDISK CORP | COM | 80004C200 | — | 1,756 shares | $3,055,395 |
| ISHARES TR | S&P MC 400GR ETF | 464287606 | — | 27,561 shares | $3,020,964 |
| CLOROX CO DEL | COM | 189054109 | — | 37,175 shares | $3,011,526 |
| SALESFORCE INC | COM | 79466L302 | — | 13,094 shares | $3,006,374 |
| BNY MELLON ETF TRUST | US LRG CP CORE | 09661T107 | — | 60,965 shares | $2,978,771 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 15,468 shares | $2,948,830 |
| FORD MTR CO | COM | 345370860 | — | 244,258 shares | $2,945,390 |
| ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | — | 148,863 shares | $2,940,417 |
| J P MORGAN EXCHANGE TRADED F | JPMORGAN INTL VL | 46654Q757 | — | 30,874 shares | $2,939,839 |
| CIRCLE INTERNET GROUP INC | COM CL A | 172573107 | — | 35,521 shares | $2,918,761 |
| INVESCO ACTVELY MNGD ETC FD | OPTIMUM YIELD | 46090F100 | — | 151,103 shares | $2,916,280 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | — | 19,243 shares | $2,913,324 |
| ISHARES TR | CORE UNIVRSL USD | 46434V613 | — | 65,573 shares | $2,901,548 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 11,234 shares | $2,899,056 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | — | 14,956 shares | $2,888,413 |
| FIRST TR EXCHANGE-TRADED FD | SHS | 337345102 | — | 8,712 shares | $2,872,723 |
| HONEYWELL INTL INC | COM | 438516205 | — | 13,558 shares | $2,859,863 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | — | 32,799 shares | $2,854,120 |
| FS KKR CAP CORP | COM | 302635206 | — | 258,954 shares | $2,845,902 |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 25434V609 | — | 42,819 shares | $2,844,918 |
| FIDELITY COVINGTON TRUST | ENHANCED INTL | 31609A404 | — | 70,797 shares | $2,825,524 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | — | 10,707 shares | $2,797,469 |
| PROSHARES TR | S&P 500 DV ARIST | 74348A467 | — | 51,584 shares | $2,795,595 |
| VALERO ENERGY CORP | COM | 91913Y100 | — | 7,171 shares | $2,779,415 |
| 3M CO | COM | 88579Y101 | — | 16,908 shares | $2,774,030 |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 316092600 | — | 33,894 shares | $2,769,173 |
| FREEPORT MCMORAN INC | CL B | 35671D857 | — | 40,061 shares | $2,760,580 |
| MEDTRONIC PLC | SHS | G5960L103 | — | 31,570 shares | $2,724,730 |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | — | 35,273 shares | $2,703,681 |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 33733E302 | — | 9,300 shares | $2,682,353 |
| FIDELITY COVINGTON TRUST | FIDELITY FUND LR | 316092337 | — | 78,194 shares | $2,662,894 |
| LEGG MASON ETF INVT | FRANKLIN INTL LW | 52468L505 | — | 63,072 shares | $2,630,726 |
| INVESCO EXCHANGE TRADED FD T | RAFI US 1000 ETF | 46137V613 | — | 48,351 shares | $2,627,359 |
| FORTINET INC | COM | 34959E109 | — | 14,689 shares | $2,615,838 |
| ISHARES TR | 0-5YR HI YL CP | 46434V407 | — | 63,299 shares | $2,611,065 |
| SELECT SECTOR SPDR TR | ST STR MATER ETF | 81369Y100 | — | 53,369 shares | $2,599,054 |
| FIRST TR EXCHNG TRADED FD VI | ACTIVE FACTOR LA | 33740F789 | — | 68,323 shares | $2,591,508 |
| FIRST TR EXCHANGE-TRADED FD | UTILITIES ALPH | 33734X184 | — | 58,992 shares | $2,590,948 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 | — | 5,948 shares | $2,564,945 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 46137V233 | — | 40,312 shares | $2,564,276 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | — | 10,592 shares | $2,552,859 |