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Spectrum Asset Management, Inc.
Period ended Sep 30, 2026 · Latest filing Nov 2, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $75,911,008
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- PRINCIPAL EXCHANGE TRADED FD · SPECTRUM PREFERR · 74255Y763 · shares: $38,841,920
- INVESCO EXCH TRADED FD TR II · PFD ETF · 46138E511 · shares: $32,265,398
- WELLS FARGO & CO · PERP PFD CNV A · 949746804 · shares: $3,708,489
- BANK OF AMER CORP · 7.25%CNV PFD L · 060505682 · shares: $1,095,201
Reported holdings
4 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PREFERR | 74255Y763 | — | 2,080,000 shares | $38,841,920 |
| INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | — | 3,204,111 shares | $32,265,398 |
| WELLS FARGO & CO | PERP PFD CNV A | 949746804 | — | 3,437 shares | $3,708,489 |
| BANK OF AMER CORP | 7.25%CNV PFD L | 060505682 | — | 897 shares | $1,095,201 |