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Spectrum Asset Management, Inc. (NB/CA)
Period ended Sep 30, 2026 · Latest filing Oct 19, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $346,341,598
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- WELLS FARGO & CO · COM · 949746101 · shares: $31,122,928
- VANGUARD BD INDEX FDS · VANGUARD ULTRA · 92203C303 · shares: $23,346,771
- INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT · 46137V357 · shares: $18,337,588
- SCHWAB STRATEGIC TR · US LCAP VA ETF · 808524409 · shares: $17,828,383
- FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT · 33740F730 · shares: $13,078,792
- FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT · 33740F680 · shares: $13,047,362
- ISHARES GOLD TR · ISHARES NEW · 464285204 · shares: $12,722,178
- FIRST TR EXCHNG TRADED FD VI · FT VEST US EQT · 33740F615 · shares: $11,240,720
- SCHWAB STRATEGIC TR · INTL EQTY ETF · 808524805 · shares: $9,373,317
- FIRST TR EXCHNG TRADED FD VI · FT VEST INTER EQ · 33740F573 · shares: $7,306,801
Reported holdings
123 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPDR INDEX SHS FDS | ST STR PO EX ETF | 78463X889 | — | 5,522 shares | $277,260 |
| WELLS FARGO & CO | PUT | 949746101 | PUT | 80,000 principal | $269,234 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 1,200 shares | $263,916 |
| FORGENT POWER SOLUTIONS INC | COM SHS CL A | 34631F102 | — | 6,925 shares | $259,272 |
| BANK OF AMER CORP | COM | 060505104 | — | 4,478 shares | $243,752 |
| ISHARES TR | RUS 1000 ETF | 464287622 | — | 541 shares | $225,127 |
| VANGUARD INDEX FDS | MRNGSTR VAL ETF | 922908744 | — | 1,034 shares | $223,431 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 3,200 shares | $219,040 |
| HEARTBEAM INC | COM | 42238H108 | — | 100,400 shares | $36,807 |
| CISCO SYS INC | COM | 17275R102 | — | 323 shares | $34,765 |
| RTX CORPORATION | COM | 75513E101 | — | 176 shares | $32,675 |
| MICROSOFT CORP | COM | 594918104 | — | 57 shares | $29,236 |
| BANK OF AMER CORP | COM | 060505104 | — | 526 shares | $28,631 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 220 shares | $25,083 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 132 shares | $21,483 |
| NOVARTIS AG | SPONSORED ADR | 66987V109 | — | 144 shares | $20,531 |
| MEDTRONIC PLC | SHS | G5960L103 | — | 216 shares | $18,787 |
| CHEVRON CORPORATION | COM | 166764100 | — | 91 shares | $18,584 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 205 shares | $14,033 |
| PFIZER INC | COM | 717081103 | — | 316 shares | $9,013 |
| LOANDEPOT INC | COM CL A | 53946R106 | — | 12,000 shares | $7,091 |
| TENON MEDICAL INC | *W EXP 06/16/202 | 88066N113 | — | 679,420 shares | $4,077 |
| NVIDIA CORPORATION | PUT | 67066G104 | PUT | 5,000 principal | $516 |