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Thomas J. Herzfeld Advisors, Inc.
Period ended Sep 30, 2026 · Latest filing Nov 10, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $285,633,525
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- FS SPECIALTY LENDING FD · COM SH BEN INT · 644323107 · shares: $30,428,906
- PIMCO DYNAMIC INCOME STRATEG · COM SHS BEN INT · 69346N107 · shares: $21,080,129
- FS CREDIT OPPORTUNITIES CORP · COMMON STOCK · 30290Y101 · shares: $19,846,655
- HIGHLAND OPPS & INCOME FD · HIGHLAND INCOME · 43010E404 · shares: $17,252,237
- GUGGENHEIM STRATEGIC OPPORTU · COM SBI · 40167F101 · shares: $15,117,964
- HERZFELD CREDIT INCOME FUND · COM · 42804T205 · shares: $11,754,756
- IM GLOBAL PARTNER FUNDS · IMGP DBI MAN ETF · 53700T827 · shares: $10,724,165
- PIMCO DYNAMIC INCOME FD · SHS · 72201Y101 · shares: $9,293,163
- NUVEEN FLOATING RATE INCOME · COM · 67072T108 · shares: $8,168,800
- SABA CAPITAL INCOME & OPRNT · SHS NEW · 78518H202 · shares: $8,052,216
Reported holdings
130 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| EUROPEAN EQUITY FD INC | COM | 298768102 | — | 1,025 shares | $10,691 |
| THE CENTRAL AND EASTERN EU I | COM | 153436100 | — | 519 shares | $9,799 |
| NEWBURY STR II ACQUISITION C | *W EXP 06/01/203 | G6439S117 | — | 10,000 shares | $9,002 |
| ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | — | 325 shares | $8,343 |
| PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 74255X104 | — | 908 shares | $8,099 |
| CORNERSTONE STRATEGIC INVEST | COM | 21924B302 | — | 1,256 shares | $8,038 |
| GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | — | 1,496 shares | $7,899 |
| BLEICHROEDER ACQUISITION COR | *W EXP 07/07/203 | G1170M114 | — | 7,980 shares | $7,182 |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 | — | 235 shares | $7,151 |
| ROYCE SMALL CAP TRUST INC | COM | 780910105 | — | 416 shares | $7,126 |
| GABELLI DIVID & INCOME TR | COM | 36242H104 | — | 251 shares | $7,101 |
| CENTRAL SECS CORP | COM | 155123102 | — | 127 shares | $7,050 |
| NET POWER INC | *W EXP 06/08/202 | 64107A113 | — | 32,771 shares | $7,039 |
| BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | — | 741 shares | $6,965 |
| NUVEEN CORE EQUITY ALPHA FD | COM | 67090X107 | — | 411 shares | $6,962 |
| TRI CONTL CORP | COM | 895436103 | — | 201 shares | $6,902 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 | — | 384 shares | $6,670 |
| GABELLI EQUITY TR INC | COM | 362397101 | — | 1,158 shares | $6,068 |
| LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | — | 1,176 shares | $5,939 |
| ARCHIMEDES TECH SPAC PARTNER | *W EXP 10/15/202 | G04537125 | — | 5,000 shares | $5,750 |
| SPARK I ACQUISITION CORP | *W EXP 10/01/203 | G8316B118 | — | 6,000 shares | $5,700 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | — | 919 shares | $5,303 |
| GRAF GLOBAL CORP | *W EXP 05/31/203 | G4036C122 | — | 10,000 shares | $3,001 |
| VIRTUS TOTAL RETURN FD INC | COM | 92835W107 | — | 479 shares | $2,888 |
| SPACE EXPLORATION TECHN CORP | CLASS A COM STK | 84615Q103 | — | 17 shares | $2,565 |
| NEXPOINT DIVERSIFIED REL ET | COM NEW | 65340G205 | — | 294 shares | $1,532 |
| VIKING ACQUISITION CORP I | *W EXP 11/03/203 | G9582G112 | — | 4,000 shares | $1,520 |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 | — | 10 shares | $711 |
| WENDYS CO | COM | 95058W100 | — | 42 shares | $268 |
| CHARGEPOINT HOLDINGS INC | COM SHS | 15961R303 | — | 22 shares | $222 |