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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| TREX CO INC | COM | 89531P105 | — | 8 shares | $0 |
| TWIN DISC INC | COM | 901476101 | — | 8 shares | $0 |
| UNWIRED PLANET INC NEW | COM | 91531F103 | — | 116 shares | $0 |
| VALLEY NATL BANCORP | *W EXP 06/30/201 | 919794123 | — | 1,692 shares | $0 |
| VICOR CORP | COM | 925815102 | — | 32 shares | $0 |
| VIEWTRAN GROUP INC | USD ORD SHS | G9363W104 | — | 140 shares | $0 |
| VIGGLE INC | COM NEW | 92672V204 | — | 100 shares | $0 |
| VITESSE SEMICONDUCTOR CORP | COM NEW | 928497304 | — | 84 shares | $0 |
| VOLTARI CORP | COM NEW | 92870X309 | — | 84 shares | $0 |
| VRINGO INC | COM | 92911N104 | PUT | 500 shares | $0 |
| WAFERGEN BIO-SYSTEMS INC | COM PAR$ | 93041P308 | — | 7 shares | $0 |
| WESTFIELD FINANCIAL INC NEW | COM | 96008P104 | — | 51 shares | $0 |
| WILHELMINA INTL INC | COM NEW | 968235200 | — | 30 shares | $0 |
| WIRELESS TELECOM GROUP INC | COM | 976524108 | — | 203 shares | $0 |
| XG TECHNOLOGY INC | *W EXP 03/26/201 | 98372A408 | — | 287 shares | $0 |
| YUMA ENERGY INC | COM | 98872E108 | — | 9 shares | $0 |
| ZHONE TECHNOLOGIES INC NEW | COM NEW | 98950P884 | — | 50 shares | $0 |