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Warberg Asset Management LLC
Period ended Sep 30, 2026 · Latest filing Nov 2, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $755,095,977
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares · PUT: $267,759,393
- CHEFS WHSE INC · NOTE 2.375%12/1 · 163086AE1 · principal: $51,520,119
- EQUINOX GOLD CORP · NOTE 4.750%10/1 · 29446YAC0 · principal: $26,897,428
- ASTRONICS CORP · NOTE 5.500% 3/1 · 046433AD0 · principal: $26,130,947
- GUARDANT HEALTH INC · DEBT 1.250% 2/1 · 40131MAD1 · principal: $22,676,961
- NEXTNAV INC · COMMON STOCK · 65345N106 · shares: $21,319,213
- LIVE NATION ENTERTAINMENT IN · NOTE 3.125% 1/1 · 538034BA6 · principal: $17,497,740
- DIGITALOCEAN HLDGS INC · NOTE 8/1 · 25402DAD4 · principal: $17,332,094
- MICROCHIP TECHNOLOGY INC. · NOTE 1.625% 2/1 · 595017AF1 · principal: $17,281,350
- HEWLETT PACKARD ENTERPRISE C · 7.625 MAND CONV · 42824C208 · shares: $16,381,188
Reported holdings
201 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| USA RARE EARTH INC | COM | 91733P107 | — | 25,333 shares | $356,689 |
| POST HLDGS INC | COM | 737446104 | — | 4,500 shares | $327,983 |
| ISHARES SILVER TR | ISHARES | 46428Q109 | CALL | 6,000 shares | $327,060 |
| MACYS INC | COM | 55616P104 | CALL | 14,000 shares | $318,780 |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | — | 2,700 shares | $307,665 |
| CORNING INC | COM | 219350105 | PUT | 2,000 shares | $307,520 |
| HARVARD AVE ACQUISITION CORP | USD CL A ORD SHS | G4330A103 | — | 29,685 shares | $303,974 |
| FUTUREWAVE ACQUISITION CORP | UNIT 06/04/2031 | G37073122 | — | 29,352 shares | $296,455 |
| ON SEMICONDUCTOR CORP | NOTE 5/0 | 682189AS4 | — | 196,000 principal | $290,188 |
| NEXTERA ENERGY CAP HLDGS INC | NOTE 3.000% 3/0 | 65339KCY4 | — | 254,000 principal | $288,612 |
| FORTUNEX ACQUISITION CORP | ORD SHS | G3645W107 | — | 27,568 shares | $278,161 |
| BARCLAYS BANK PLC | IPATH S&P 500 SH | 06748M196 | CALL | 15,000 shares | $264,150 |
| SOLARIUS CAPITAL ACQU CORP | SHS CL A | G82617104 | — | 24,895 shares | $257,414 |
| EVOLUTION GLOBAL ACQUISITION | USD CL A ORD SHS | G3226F101 | — | 25,000 shares | $253,250 |
| TAILWIND 2.0 ACQUISITION COR | ORD SHS CL A | G8662J111 | — | 24,900 shares | $252,486 |
| LAFAYETTE ACQUISITION CORP | ORD SHS | G53426105 | — | 24,453 shares | $249,176 |
| EAST WEST AVE ACQUISITION CO | UNIT 07/14/2031 | 275913200 | — | 24,789 shares | $248,510 |
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | — | 1,000 shares | $246,920 |
| BARCLAYS BANK PLC | IPATH S&P 500 SH | 06748M196 | — | 14,000 shares | $246,388 |
| QUARTZSEA ACQUISITION CORP | ORD SHS | G7314B104 | — | 22,916 shares | $245,201 |
| DUKE ROBOTICS CORP | *W EXP 05/06/203 | 903448116 | — | 164,935 shares | $242,454 |
| SOUTHERN CROSS ACQUISITION I | UNIT 07/09/2031 | G82941132 | — | 24,000 shares | $240,960 |
| STONEBRIDGE ACQUISITION II C | CL A SHS | G85096108 | — | 23,400 shares | $240,318 |
| MACYS INC | COM | 55616P104 | PUT | 10,000 shares | $227,700 |
| CULLEN FROST BANKERS INC | COM | 229899109 | — | 1,491 shares | $227,631 |
| CRANE HBR ACQUISITION CORP I | ORD SHS CL A | G25014104 | — | 21,908 shares | $221,271 |
| ROMAN DBDR ACQUISITION CORP | ORD SHS CL A | G7633M104 | — | 20,206 shares | $216,810 |
| ASSOCIATED BANC-CORP | COM | 045487105 | — | 7,508 shares | $215,104 |
| GREENLAND ENERGY CO | *W EXP 04/29/203 | 70580B114 | — | 183,300 shares | $214,461 |
| BRIACELL THERAPEUTICS CORP | *W EXP 01/15/203 | 107930125 | — | 181,612 shares | $210,670 |
| BITCOIN INFRASTRUCTURE ACQUI | USD CL A ORD SHS | G1143H101 | — | 20,000 shares | $202,400 |
| BLUEROCK ACQUISITION CORP II | UNIT 09/22/2031 | G1195W121 | — | 17,997 shares | $179,790 |
| DIGITAL ASSET ACQUISITION CO | SHS CL A | G2868C103 | — | 17,018 shares | $178,349 |
| OCEAN CAP ACQUISITION CORP | ORD SHS | G66903108 | — | 17,819 shares | $178,012 |
| COPLEY ACQUISITION CORP | ORD SHS CL A | G24243100 | — | 16,794 shares | $177,681 |
| PROEM ACQUISITION CORP I | ORD SHS | G7341A103 | — | 16,345 shares | $164,594 |
| AMPRIUS TECHNOLOGIES INC | COMMON STOCK | 03214Q108 | PUT | 17,000 shares | $164,560 |
| AMPRIUS TECHNOLOGIES INC | COMMON STOCK | 03214Q108 | — | 17,000 shares | $164,390 |
| CSLM DIGITA ASSET ACQ CORP I | USD CL A ORD SHS | G2584S101 | — | 15,826 shares | $162,533 |
| BIMERGEN ENERGY CORP | *W EXP 12/12/203 | 84856X122 | — | 124,000 shares | $159,960 |
| CRITICAL METALS CORP | PUBCO ORD SHS | G2662B103 | — | 21,437 shares | $155,633 |
| DAKOTA GOLD CORP | COM | 46655E100 | — | 25,045 shares | $152,274 |
| IDAHO COPPER CORP | *W EXP 06/25/203 | 481159119 | — | 100,000 shares | $150,500 |
| BIOVIE INC | *W EXP 08/08/203 | 09074F173 | — | 435,825 shares | $137,546 |
| REGENTIS BIOMATERIALS LTD | ORDINARY SHARES | M8211G108 | — | 58,526 shares | $108,858 |
| OAKTREE ACQUISITION CORP III | SHS CL A | G6717R104 | — | 10,037 shares | $107,898 |
| EXYN TECHNOLOGIES INC | *W EXP 04/21/203 | 30233T110 | — | 268,746 shares | $107,498 |
| OYSTER ENTERPRISES II ACQUIS | ORD SHS CL A | G6861F104 | — | 10,000 shares | $104,050 |
| DIGI PWR X INC | COM SUB VTG | 25380B102 | — | 25,000 shares | $102,500 |
| DIGI PWR X INC | COM SUB VTG | 25380B102 | PUT | 25,000 shares | $102,500 |
| OPTIMUM COMMUNICATIONS INC | CL A | 02156K103 | — | 97,347 shares | $96,967 |
| NEOVOLTA INC | *W EXP 04/01/202 | 640655114 | — | 99,698 shares | $91,722 |
| PROTARA THERAPEUTICS INC | COM STK | 74365U107 | CALL | 29,100 shares | $88,755 |
| GOLD ROYALTY CORP | *W EXP 05/31/202 | 38071H122 | — | 76,822 shares | $84,504 |
| STABLECOINX INC | *W EXP 06/25/203 | 85238K118 | — | 16,000 shares | $82,640 |
| REIN THERAPEUTICS INC | COM NEW | 00887A204 | — | 96,000 shares | $78,038 |
| INFLEQTION INC | *W EXP 02/17/203 | 45676K111 | — | 10,000 shares | $62,501 |
| SILEXION THERAPEUTICS CORP | ORD SHS NEW | G1281K148 | — | 225,462 shares | $61,934 |
| FEMASYS INC | COM NEW | 31447E204 | — | 21,928 shares | $47,364 |
| EON RESOURCES INC | *W EXP 11/15/202 | 40472A128 | — | 494,900 shares | $46,944 |
| LIQTECH INTL INC | COM | 53632A300 | — | 85,500 shares | $44,922 |
| MOBILICOM LTD | *W EXP 08/31/202 | 60742B110 | — | 34,000 shares | $44,200 |
| OUTLOOK THERAPEUTICS INC | COM | 69012T305 | — | 35,177 shares | $20,174 |
| PRAIRIE OPER CO | COM | 739650109 | CALL | 48,500 shares | $19,958 |
| BIONANO GENOMICS INC | COM | 09075F404 | — | 10,000 shares | $15,600 |
| AMPLITECH GROUP INC | RIGHT 11/20/2026 | 03211Q143 | — | 137,892 shares | $15,444 |
| LIVEWIRE GROUP INC | *W EXP 09/26/202 | 53838J113 | — | 400,000 shares | $14,600 |
| AMESITE INC | COM NEW | 031094204 | — | 14,287 shares | $14,147 |
| NAMIB MINERALS | *W EXP 06/05/203 | G63638111 | — | 132,494 shares | $14,111 |
| EXASCALE LABS HOLDINGS INC | *W EXP 08/27/203 | 30066G110 | — | 84,050 shares | $13,448 |
| ACP HOLDINGS ACQUISITION COR | *W EXP 03/30/203 | G0113G119 | — | 31,251 shares | $13,438 |
| ZONE FRONTIER INC | CLASS B COM SHS | 184492106 | — | 96,017 shares | $12,473 |
| UWM HOLDINGS CORPORATION | COM CL A | 91823B109 | — | 10,000 shares | $11,800 |
| PASQAL HLDG SA | *W EXP 08/28/203 | F70289115 | — | 10,500 shares | $11,288 |
| ALEANNA INC | *W EXP 12/13/202 | 01444V111 | — | 30,473 shares | $8,741 |
| COLLECTIVE ACQUISITION CORP | *W EXP 04/27/203 | G22741113 | — | 49,033 shares | $8,573 |
| PRAIRIE OPER CO | COM | 739650109 | — | 20,000 shares | $8,344 |
| PELICAN ACQUISITION II CORP | RIGHT 06/11/2031 | G69822115 | — | 47,958 shares | $6,474 |
| JAB ACQUISITION CORP I | RIGHT 06/05/2031 | G50004137 | — | 44,275 shares | $6,420 |
| FG IMPERII ACQUISITION CORP | *W EXP 10/14/203 | G3R41C110 | — | 33,219 shares | $5,730 |
| JAB ACQUISITION CORP I | *W EXP 06/05/203 | G50004111 | — | 143,175 shares | $5,383 |
| X3 ACQUISITION CORP LTD | *W EXP 12/19/203 | G9831H119 | — | 20,737 shares | $4,252 |
| GENERATION ESSENTIALS GROUP | *W EXP 99/99/999 | G38268119 | — | 31,944 shares | $4,185 |
| BURTECH ACQUISITION CORP II | *W EXP 05/21/203 | G1810A116 | — | 26,300 shares | $3,552 |
| OCEAN CAP ACQUISITION CORP | RIGHT 99/99/9999 | G66903124 | — | 11,867 shares | $3,501 |
| XSOLLA SPAC 1 | *W EXP 01/12/203 | G9833K110 | — | 12,049 shares | $2,416 |
| FLYEXCLUSIVE INC | *W EXP 99/99/999 | 343928115 | — | 17,537 shares | $2,147 |
| NEXGEL INC | *W EXP 12/27/202 | 65344E115 | — | 145,591 shares | $2,024 |
| ERNEXA THERAPEUTICS INC | *W EXP 02/04/203 | 114082118 | — | 60,359 shares | $1,913 |
| AEON ACQUISITION I CORP | *W EXP 01/30/203 | G0R30P110 | — | 25,787 shares | $1,418 |
| CID HOLDCO INC | *W EXP 06/18/203 | 171756117 | — | 290,771 shares | $1,396 |
| VISIONWAVE HOLDINGS INC | *W EXP 07/14/203 | 927950113 | — | 23,170 shares | $1,367 |
| OCEAN CAP ACQUISITION CORP | *W EXP 99/99/999 | G66903116 | — | 36,698 shares | $1,295 |
| SHREYA ACQUISITION GROUP | *W EXP 04/30/203 | G8116J139 | — | 34,200 shares | $1,276 |
| AERIES TECHNOLOGY INC | *W EXP 11/06/202 | G0136H110 | — | 70,787 shares | $1,203 |
| SAVERONE 2014 LTD | *W EXP 06/02/202 | 80516T113 | — | 66,820 shares | $611 |
| CROWN RESV ACQUISITION CORP | *W EXP 10/06/203 | G2574S103 | — | 12,052 shares | $548 |
| MURANO GLOBAL INVT PLC | *W EXP 03/19/202 | G63369113 | — | 55,374 shares | $399 |
| ANGHAMI INC | *W EXP 02/03/202 | G0369L119 | — | 40,409 shares | $311 |
| BNB STANDARD CORP | *W EXP 02/11/202 | 86887P119 | — | 17,500 shares | $285 |