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Wernau Asset Management Inc.
Period ended Sep 30, 2026 · Latest filing Oct 19, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $216,707,181
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares · PUT: $74,356,425
- APPLE INC · COM · 037833100 · shares · PUT: $31,470,390
- APPLE INC · COM · 037833100 · shares: $29,842,744
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $12,829,853
- ALPHABET INC · CAP STK CL C · 02079K107 · shares: $7,759,299
- BERKSHIRE HATHAWAY INC DEL · CL B NEW · 084670702 · shares: $7,265,586
- MICROSOFT CORP · COM · 594918104 · shares: $6,628,801
- BANK OF AMER CORP · COM · 060505104 · shares: $4,449,928
- ALPHABET INC · CAP STK CL A · 02079K305 · shares: $3,443,007
- PFIZER INC · COM · 717081103 · shares: $3,335,460
Reported holdings
51 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | PUT | 97,500 shares | $74,356,425 |
| APPLE INC | COM | 037833100 | PUT | 94,500 shares | $31,470,390 |
| APPLE INC | COM | 037833100 | — | 89,612 shares | $29,842,744 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 16,823 shares | $12,829,853 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 22,771 shares | $7,759,299 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 14,590 shares | $7,265,586 |
| MICROSOFT CORP | COM | 594918104 | — | 12,924 shares | $6,628,801 |
| BANK OF AMER CORP | COM | 060505104 | — | 81,755 shares | $4,449,928 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 10,006 shares | $3,443,007 |
| PFIZER INC | COM | 717081103 | — | 116,951 shares | $3,335,460 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 9,686 shares | $3,204,627 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | — | 23,922 shares | $2,685,009 |
| AMAZON COM INC | COM | 023135106 | — | 10,314 shares | $2,569,890 |
| UNITIL CORP | COM | 913259107 | — | 44,104 shares | $2,238,739 |
| CISCO SYS INC | COM | 17275R102 | — | 19,254 shares | $2,072,308 |
| AT&T INC | COM | 00206R102 | — | 82,024 shares | $2,001,398 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 13,449 shares | $1,953,951 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | — | 49,939 shares | $1,371,840 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 5,323 shares | $1,215,825 |
| VANGUARD INDEX FDS | MRNGSTR MID CAP | 922908629 | — | 15,100 shares | $1,184,145 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | — | 34,212 shares | $1,112,917 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 17,833 shares | $1,057,708 |
| DISNEY WALT CO | COM | 254687106 | — | 9,783 shares | $1,026,237 |
| KKR & CO INC | COM | 48251W104 | — | 10,995 shares | $1,003,844 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 21,532 shares | $987,675 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 5,289 shares | $860,785 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 1,919 shares | $731,207 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 19,554 shares | $573,128 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | — | 4,528 shares | $567,177 |
| CONSOLIDATED EDISON INC | COM | 209115104 | — | 5,104 shares | $521,680 |
| KINDER MORGAN INC DEL | COM | 49456B101 | — | 15,962 shares | $481,265 |
| ELI LILLY & CO | COM | 532457108 | — | 414 shares | $479,420 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 2,166 shares | $476,368 |
| BOSTON BEER INC | CL A | 100557107 | — | 2,500 shares | $410,050 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 1,014 shares | $379,836 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 5,316 shares | $355,056 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | — | 4,207 shares | $341,620 |
| ABBVIE INC | COM | 00287Y109 | — | 1,298 shares | $339,544 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | 81369Y605 | — | 6,122 shares | $326,915 |
| FORD MTR CO | COM | 345370860 | — | 23,327 shares | $281,324 |
| STARBUCKS CORP | COM | 855244109 | — | 2,827 shares | $265,676 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 350 shares | $258,920 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 924 shares | $244,620 |
| PEMBINA PIPELINE CORP | COM | 706327103 | — | 5,487 shares | $244,610 |
| NETFLIX INC. | COM | 64110L106 | — | 3,478 shares | $242,033 |
| ISHARES TR | RUS 1000 ETF | 464287622 | — | 580 shares | $241,355 |
| ISHARES TR | TIPS BD ETF | 464287176 | — | 2,159 shares | $224,698 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | — | 847 shares | $209,997 |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 035710839 | — | 11,080 shares | $209,301 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | — | 6,754 shares | $202,620 |
| ALPHABET INC | CAP STK CL C | 02079K107 | PUT | 500 shares | $170,370 |