← Back to Discover
CALTON & ASSOCIATES, INC.
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $902,668,188
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $45,714,087
- NORTHERN LTS FD TR II · PEAK SECT RO ETF · 66538F140 · shares: $35,886,166
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $28,290,826
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $22,717,985
- FIDELITY COVINGTON TRUST · HIGH DIVID ETF · 316092840 · shares: $20,765,409
- APPLE INC · COM · 037833100 · shares: $18,955,831
- NVIDIA CORPORATION · COM · 67066G104 · shares: $14,800,394
- WISDOMTREE TR · FLOATNG RAT TREA · 97717Y527 · shares: $14,406,299
- INVESCO EXCH TRADED FD TR II · NASDAQ 100 ETF · 46138G649 · shares: $14,311,378
- SCHWAB STRATEGIC TR · US LCAP GR ETF · 808524300 · shares: $13,968,901
Reported holdings
495 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 61,795 shares | $45,714,087 |
| NORTHERN LTS FD TR II | PEAK SECT RO ETF | 66538F140 | — | 1,153,781 shares | $35,886,166 |
| SPDR SERIES TRUST | ST STR P500ETF | 78464A854 | — | 315,183 shares | $28,290,826 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 29,789 shares | $22,717,985 |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 316092840 | — | 341,930 shares | $20,765,409 |
| APPLE INC | COM | 037833100 | — | 56,921 shares | $18,955,831 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 64,806 shares | $14,800,394 |
| WISDOMTREE TR | FLOATNG RAT TREA | 97717Y527 | — | 285,896 shares | $14,406,299 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | — | 46,978 shares | $14,311,378 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 388,781 shares | $13,968,901 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | 78468R663 | — | 151,299 shares | $13,865,040 |
| INVESCO ACTIVELY MANAGED EXC | VAR RATE INVT | 46090A879 | — | 528,376 shares | $13,222,609 |
| ELI LILLY & CO | COM | 532457108 | — | 11,369 shares | $13,154,843 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 145,571 shares | $13,117,403 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 65,953 shares | $12,910,300 |
| DBX ETF TR | XTRACK MSCI EAFE | 233051200 | — | 222,248 shares | $12,212,528 |
| VANGUARD WORLD FD | FINANCIALS ETF | 92204A405 | — | 93,522 shares | $12,166,277 |
| SPDR SERIES TRUST | ST STR RATE ETF | 78468R200 | — | 360,213 shares | $11,108,969 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | 33738R506 | — | 128,589 shares | $10,067,233 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 9,209 shares | $9,808,598 |
| VANGUARD WORLD FD | MRNGSTR VAL ETF | 921910840 | — | 60,170 shares | $9,692,785 |
| VANGUARD WORLD FD | MRNGSTR CAP ETF | 921910873 | — | 34,080 shares | $9,621,125 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 92204A504 | — | 30,050 shares | $9,498,204 |
| MICROSOFT CORP | COM | 594918104 | — | 17,270 shares | $8,857,783 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 12,613 shares | $8,839,947 |
| PACER FDS TR | US CASH COWS 100 | 69374H881 | — | 125,662 shares | $8,389,195 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 | — | 12,561 shares | $7,649,649 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 92,808 shares | $7,169,418 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 | — | 84,046 shares | $6,336,228 |
| CAPITAL GROUP GROWTH ETF | SHS CREAT UNIT | 14020G101 | — | 131,095 shares | $6,217,836 |
| CAPITAL GROUP DIVIDEND VALUE | SHS CREAT UNIT | 14020W106 | — | 117,129 shares | $5,721,752 |
| SPDR SERIES TRUST | ST STR SP500DIV | 78468R788 | — | 124,323 shares | $5,640,535 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 19,967 shares | $5,548,630 |
| NORTHERN LTS FD TR II | PEAKSHARES RMR | 664925864 | — | 193,603 shares | $5,536,058 |
| VANGUARD WORLD FD | CONSUM STP ETF | 92204A207 | — | 23,929 shares | $5,221,547 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | — | 92,832 shares | $5,219,015 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | 81369Y209 | — | 30,937 shares | $5,210,410 |
| SPDR SERIES TRUST | ST STR SP600SM C | 78464A300 | — | 48,696 shares | $4,974,296 |
| AMAZON COM INC | COM | 023135106 | — | 19,358 shares | $4,823,046 |
| VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | — | 54,842 shares | $4,815,128 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 67,582 shares | $4,771,965 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 28,463 shares | $4,632,353 |
| SPDR SERIES TRUST | ST STR BL 12 ETF | 78468R523 | — | 45,827 shares | $4,552,454 |
| ISHARES TR | MSCI ACWI ETF | 464288257 | — | 28,191 shares | $4,475,744 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 8,913 shares | $4,438,228 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 30,435 shares | $4,329,683 |
| FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | — | 72,235 shares | $4,298,705 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | 81369Y605 | — | 77,645 shares | $4,146,243 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 61,239 shares | $4,090,153 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | — | 53,351 shares | $4,076,016 |
| FIRST TR EXCHANGE-TRADED FD | FT VEST RIS | 33738D879 | — | 142,910 shares | $3,984,331 |
| MARATHON PETE CORP | COM | 56585A102 | — | 9,842 shares | $3,891,724 |
| SSGA ACTIVE ETF TR | ST STR BL LN ETF | 78467V608 | — | 95,068 shares | $3,839,797 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 11,360 shares | $3,758,229 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | 33740F755 | — | 95,170 shares | $3,566,020 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 9,299 shares | $3,541,431 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 34,654 shares | $3,540,946 |
| ISHARES TR | TRUST ISHARE 0-1 | 464288679 | — | 31,586 shares | $3,484,568 |
| ISHARES TR | TIPS BD ETF | 464287176 | — | 33,218 shares | $3,456,001 |
| PACER FDS TR | GLOBL CASH ETF | 69374H709 | — | 76,831 shares | $3,438,187 |
| ISHARES TR | CORE S&P TTL STK | 464287150 | — | 19,776 shares | $3,288,353 |
| ISHARES TR | US AER DEF ETF | 464288760 | — | 15,343 shares | $3,178,763 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 TOP 50 | 46137V233 | — | 49,291 shares | $3,135,401 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 8,933 shares | $3,073,667 |
| WALMART INC | COM | 931142103 | — | 29,356 shares | $3,050,676 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 4,942 shares | $3,023,318 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | 81369Y506 | — | 48,949 shares | $3,010,364 |
| ISHARES TR | MSCI US GARP ETF | 46436E403 | — | 35,186 shares | $2,999,958 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 8,787 shares | $2,994,082 |
| FIRST TR EXCHANGE-TRADED FD | US EQTY OPPT ETF | 336920103 | — | 15,919 shares | $2,836,447 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | — | 129,330 shares | $2,828,447 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 808524755 | — | 52,275 shares | $2,809,781 |
| CHEVRON CORPORATION | COM | 166764100 | — | 13,068 shares | $2,668,616 |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | 81369Y704 | — | 15,888 shares | $2,652,978 |
| VANGUARD WELLINGTON FD | US MULTIFACTOR | 921935607 | — | 14,815 shares | $2,644,626 |
| ISHARES TR | FLTG RATE NT ETF | 46429B655 | — | 51,169 shares | $2,612,177 |
| VANGUARD WORLD FD | INDUSTRIAL ETF | 92204A603 | — | 8,129 shares | $2,605,426 |
| FIRST TR EXCHANGE TRADED FD | SMID RISNG ETF | 33741X102 | — | 63,466 shares | $2,575,450 |
| INVESCO EXCHANGE TRADED FD T | DORS WRI MOM ETF | 46137V837 | — | 17,394 shares | $2,397,372 |
| SPDR SERIES TRUST | ST STR PR SP1500 | 78464A805 | — | 26,044 shares | $2,397,350 |
| ISHARES TR | MSCI USA MIN ETF | 46429B697 | — | 23,602 shares | $2,299,779 |
| TESLA INC | COM | 88160R101 | — | 6,427 shares | $2,280,364 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | — | 12,202 shares | $2,203,071 |
| META PLATFORMS INC | CL A | 30303M102 | — | 3,025 shares | $2,193,670 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | — | 11,125 shares | $2,080,931 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 7,859 shares | $2,080,592 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | 78463X889 | — | 39,635 shares | $1,990,073 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 2,573 shares | $1,970,532 |
| VANGUARD WORLD FD | UTILITIES ETF | 92204A876 | — | 11,502 shares | $1,966,842 |
| LUMENTUM HLDGS INC | COM | 55024U109 | — | 2,023 shares | $1,964,859 |
| CAPITAL GROUP GBL GROWTH EQT | SHS CREAT UNIT | 14020X104 | — | 48,505 shares | $1,929,529 |
| FIRST TR EXCHANGE TRADED FD | RBA INDL ETF | 33738R704 | — | 18,648 shares | $1,925,220 |
| ETF SER SOLUTIONS | DEFIA QUANT ETF | 26922A420 | — | 12,429 shares | $1,884,485 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 4,128 shares | $1,883,152 |
| ABBVIE INC | COM | 00287Y109 | — | 7,148 shares | $1,869,845 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 3,602 shares | $1,834,318 |
| DIMENSIONAL ETF TRUST | US COR EQU 2 ETF | 25434V708 | — | 41,189 shares | $1,830,851 |
| CAPITAL GRP FIXED INCM ETF T | MUN INM ETF | 14020Y201 | — | 70,416 shares | $1,826,591 |
| CATERPILLAR INC | COM | 149123101 | — | 2,209 shares | $1,791,035 |
| FIDELITY COVINGTON TRUST | BLUE CHIP GRWTH | 316092352 | — | 27,973 shares | $1,768,173 |