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Cape Investment Advisory, Inc.
Period ended Sep 30, 2026 · Latest filing Oct 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $388,354,941
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SCHWAB STRATEGIC TR · US BRD MKT ETF · 808524102 · shares: $47,689,020
- SCHWAB STRATEGIC TR · US LCAP VA ETF · 808524409 · shares: $20,139,459
- BLACKROCK ETF TRUST II · ISHA FLEX IN ETF · 092528603 · shares: $11,834,546
- MICROSOFT CORP · COM · 594918104 · shares: $9,387,700
- SCHWAB STRATEGIC TR · US LCAP GR ETF · 808524300 · shares: $9,018,329
- SCHWAB STRATEGIC TR · 1 5YR CORP BD · 808524714 · shares: $8,515,577
- SCHWAB STRATEGIC TR · US MID-CAP ETF · 808524508 · shares: $6,708,531
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $6,521,367
- INVESCO EXCHANGE TRADED FD T · S&P500 EQL WGT · 46137V357 · shares: $6,271,775
- SCHWAB STRATEGIC TR · US DIVIDEND EQ · 808524797 · shares: $6,072,336
Reported holdings
2,097 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| DIAGEO PLC | SPON ADR NEW | 25243Q205 | — | 250 shares | $21,432 |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | — | 1,048 shares | $21,411 |
| ISHARES TR | MRGSTR SM CP ETF | 464288505 | — | 300 shares | $21,357 |
| US BANCORP | COM NEW | 902973304 | — | 368 shares | $21,256 |
| TEVA PHARMACEUTICAL INDS LTD | SHS | M8769Q102 | — | 534 shares | $21,146 |
| NUSHARES ETF TR | NUVEEN ESG MIDVL | 67092P508 | — | 499 shares | $21,123 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 76 shares | $21,120 |
| EMERSON ELEC CO | COM | 291011104 | — | 135 shares | $20,952 |
| SEI EXCHANGE TRADED FUNDS | QIM US LARGE CAP | 81589A205 | — | 389 shares | $20,917 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 63 shares | $20,905 |
| SEI EXCHANGE TRADED FUNDS | QIM US LARGE VAL | 81589A304 | — | 424 shares | $20,814 |
| ISHARES TR | ESG MSCI EM LDRS | 46436E601 | — | 344 shares | $20,810 |
| INTEL CORP | COM | 458140100 | — | 173 shares | $20,800 |
| GLOBAL X FDS | NASDAQ 100 RIS | 37960A503 | — | 1,365 shares | $20,796 |
| ELLSWORTH GROWTH & INCOME FD | COM | 289074106 | — | 1,767 shares | $20,709 |
| LAM RESEARCH CORP | COM NEW | 512807306 | — | 63 shares | $20,696 |
| MP MATERIALS CORP | COM CL A | 553368101 | — | 437 shares | $20,666 |
| INGERSOLL RAND INC | COM | 45687V106 | — | 274 shares | $20,580 |
| FEDEX CORP | COM | 31428X106 | — | 72 shares | $20,526 |
| BLOOM ENERGY CORP | COM CL A | 093712107 | — | 74 shares | $20,497 |
| ATLASSIAN CORPORATION | CL A | 049468101 | — | 114 shares | $20,492 |
| BAXTER INTL INC | COM | 071813109 | — | 853 shares | $20,472 |
| ALLSTATE CORP | COM | 020002101 | — | 92 shares | $20,411 |
| FLEXSHARES TR | NRTRN TR ULTRASR | 33939L886 | — | 271 shares | $20,390 |
| VANECK MERK GOLD ETF | GOLD SHS | 921078101 | — | 511 shares | $20,389 |
| TEMA ETF TRUST | SPACE INNOV ETF | 87975E776 | — | 849 shares | $20,342 |
| FIDELITY COVINGTON TRUST | DISRU AUTOM ETF | 316092170 | — | 523 shares | $20,266 |
| BANK OF NY MELLON CORP | COM | 064058100 | — | 139 shares | $20,104 |
| PENSKE AUTOMOTIVE GRP INC | COM | 70959W103 | — | 100 shares | $20,034 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ CLN EDGE | 33737A108 | — | 113 shares | $20,013 |
| ISHARES TR | CORE 40 MODE ETF | 464289875 | — | 410 shares | $20,005 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 | — | 390 shares | $19,980 |
| AERCAP HOLDINGS NV | SHS | N00985106 | — | 139 shares | $19,949 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 195 shares | $19,925 |
| METLIFE INC | COM | 59156R108 | — | 211 shares | $19,868 |
| PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | — | 765 shares | $19,814 |
| BHP BILLITON LIMITED | SPONSORED ADS | 088606108 | — | 232 shares | $19,688 |
| FORTUNE BRANDS INNOVATIONS I | COM | 34964C106 | — | 510 shares | $19,406 |
| EVERGY INC | COM | 30034W106 | — | 247 shares | $19,399 |
| KEYCORP | COM | 493267108 | — | 964 shares | $19,339 |
| CF INDUSTRIES HOLD | COM | 125269100 | — | 167 shares | $19,238 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 | — | 139 shares | $19,138 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 | — | 309 shares | $18,929 |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 46137V241 | — | 225 shares | $18,918 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | — | 85 shares | $18,890 |
| ISHARES INC | MSCI STH KOR ETF | 464286772 | — | 103 shares | $18,826 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | — | 358 shares | $18,795 |
| HCA HEALTHCARE INC | COM | 40412C101 | — | 44 shares | $18,777 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | — | 527 shares | $18,766 |
| PINNACLE WEST CAP CORP | COM | 723484101 | — | 201 shares | $18,701 |
| CENOVUS ENERGY INC | COM | 15135U109 | — | 601 shares | $18,679 |
| SNOWFLAKE INC | COM SHS | 833445109 | — | 55 shares | $18,676 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 | — | 667 shares | $18,660 |
| EATON VANCE LIMITED DURATION | COM | 27828H105 | — | 2,208 shares | $18,658 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 37 shares | $18,651 |
| FIRST TR EXCHANGE TRADED FD | RISNG DIVD ACHIV | 33738R506 | — | 238 shares | $18,633 |
| ABRDN PRECIOUS METALS BASKET | PHYSCL PRECS MET | 003263100 | — | 100 shares | $18,630 |
| UBS GROUP AG | SHS | H42097107 | — | 387 shares | $18,626 |
| PINNACLE WEST CAP CORP | COM | 723484101 | — | 200 shares | $18,608 |
| WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | — | 259 shares | $18,607 |
| RENTOKIL INITIAL PLC | SPONSORED ADR | 760125104 | — | 938 shares | $18,526 |
| VANGUARD INDEX FDS | MRNGSTR SML CP V | 922908611 | — | 80 shares | $18,486 |
| BARCLAYS PLC | ADR | 06738E204 | — | 755 shares | $18,324 |
| FIFTH THIRD BANCORP | COM | 316773100 | — | 361 shares | $18,259 |
| DBX ETF TR | XTRACK MSCI JAPN | 233051507 | — | 155 shares | $18,073 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | — | 311 shares | $17,901 |
| AMPHENOL CORP | CL A | 032095101 | — | 212 shares | $17,872 |
| RELX PLC | SPONSORED ADR | 759530108 | — | 537 shares | $17,818 |
| MARRIOTT INTL INC NEW | CL A | 571903202 | — | 50 shares | $17,784 |
| XYLEM INC | COM | 98419M100 | — | 175 shares | $17,722 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | — | 177 shares | $17,578 |
| SPDR SERIES TRUST | ST LON TREAS ETF | 78464A664 | — | 732 shares | $17,458 |
| INVESCO LTD | SHS | G491BT108 | — | 578 shares | $17,432 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | — | 39 shares | $17,393 |
| FRANKLIN TEMPLETON ETF TR | FTSE CHINA | 35473P819 | — | 840 shares | $17,371 |
| KEURIG DR PEPPER INC | COM | 49271V100 | — | 572 shares | $17,354 |
| DOMINOS PIZZA INC | COM | 25754A201 | — | 57 shares | $17,078 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | — | 324 shares | $17,010 |
| HEALTHCARE RLTY TR | CL A COM | 42226K105 | — | 953 shares | $16,906 |
| DANAHER CORP DEL | COM | 235851102 | — | 76 shares | $16,838 |
| SOUNDHOUND AI INC | CLASS A COM | 836100107 | — | 2,794 shares | $16,820 |
| CAPITAL GROUP DIVIDEND GROWE | SHS ETF | 14021L109 | — | 450 shares | $16,664 |
| VANECK ETF TRUST | REAL ASSETS ETF | 92189F130 | — | 417 shares | $16,609 |
| SPDR INDEX SHS FDS | ST STR EUROP ETF | 78463X103 | — | 309 shares | $16,607 |
| NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | — | 1,698 shares | $16,606 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 | — | 70 shares | $16,575 |
| GLOBE LIFE INC | COM | 37959E102 | — | 100 shares | $16,565 |
| VENTAS INC | COM | 92276F100 | — | 194 shares | $16,494 |
| PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | — | 182 shares | $16,484 |
| SLB LIMITED | COM STK | 806857108 | — | 338 shares | $16,467 |
| BITWISE BITCOIN ETF TR | SHS BEN INT | 09174C104 | — | 358 shares | $16,239 |
| MCKESSON CORP | COM | 58155Q103 | — | 19 shares | $16,222 |
| VANGUARD INDEX FDS | MRNGSTR SM CP GR | 922908595 | — | 48 shares | $16,216 |
| ISHARES TR | MSCI SAUDI ARBIA | 46434V423 | — | 445 shares | $16,162 |
| EATON VANCE TAX MNGED BUY WR | COM | 27828X100 | — | 1,054 shares | $16,153 |
| CELESTICA INC | COM | 15101Q207 | — | 44 shares | $15,903 |
| SUNCOR ENERGY INC NEW | COM | 867224107 | — | 233 shares | $15,814 |
| ETFIS SER TR I | VIRTUS INFRCAP | 26923G822 | — | 800 shares | $15,800 |
| NIKE INC | CL B | 654106103 | — | 444 shares | $15,702 |
| WARNER MUSIC GROUP CORP | COM CL A | 934550203 | — | 568 shares | $15,682 |