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Empirical Asset Management, LLC
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $453,881,797
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $22,502,719
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $11,158,519
- NVIDIA CORPORATION · COM · 67066G104 · shares: $9,680,305
- ETFS GOLD TR · PHYSCL GOLD SHS · 00326A104 · shares: $9,623,999
- ISHARES TR · U.S. TECH ETF · 464287721 · shares: $8,298,143
- MICROSOFT CORP · COM · 594918104 · shares: $7,878,241
- USCF ETF TR · SUMMERHAVEN K1 · 90290T809 · shares: $6,232,064
- META PLATFORMS INC · CL A · 30303M102 · shares: $5,987,762
- AMAZON COM INC · COM · 023135106 · shares: $4,906,615
- ELI LILLY & CO · COM · 532457108 · shares: $4,882,468
Reported holdings
446 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| APPLE INC | COM | 037833100 | — | 67,571 shares | $22,502,719 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 14,632 shares | $11,158,519 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 42,387 shares | $9,680,305 |
| ETFS GOLD TR | PHYSCL GOLD SHS | 00326A104 | — | 243,276 shares | $9,623,999 |
| ISHARES TR | U.S. TECH ETF | 464287721 | — | 31,325 shares | $8,298,143 |
| MICROSOFT CORP | COM | 594918104 | — | 15,360 shares | $7,878,241 |
| USCF ETF TR | SUMMERHAVEN K1 | 90290T809 | — | 199,746 shares | $6,232,064 |
| META PLATFORMS INC | CL A | 30303M102 | — | 8,257 shares | $5,987,762 |
| AMAZON COM INC | COM | 023135106 | — | 19,693 shares | $4,906,615 |
| ELI LILLY & CO | COM | 532457108 | — | 4,219 shares | $4,882,468 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 4,281 shares | $4,559,453 |
| ETF OPPORTUNITIES TRUST | BROO CATA BD ETF | 26923N470 | — | 219,997 shares | $4,435,149 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 12,915 shares | $4,272,684 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 46137V282 | — | 61,305 shares | $4,037,559 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 10,935 shares | $3,725,880 |
| CISCO SYS INC | COM | 17275R102 | — | 34,047 shares | $3,664,505 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 9,546 shares | $3,635,499 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 22,308 shares | $3,630,551 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 10,039 shares | $3,454,093 |
| SPROTT FDS TR | SPROTT CRITICAL | 85208P402 | — | 111,993 shares | $3,281,393 |
| HOME DEPOT INC | COM | 437076102 | — | 10,905 shares | $3,102,375 |
| SPDR SERIES TRUST | ST STR P500ETF | 78464A854 | — | 34,702 shares | $3,083,831 |
| ISHARES TR | ISHARES BIOTECH | 464287556 | — | 14,250 shares | $3,000,052 |
| SPROTT ASSET MANAGEMENT LP | PHYSICAL SILVER | 85207K107 | — | 154,465 shares | $2,991,987 |
| ISHARES SILVER TR | ISHARES | 46428Q109 | — | 54,388 shares | $2,964,690 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 3,934 shares | $2,910,210 |
| SELECT SECTOR SPDR TR | ST STR REAL ETF | 81369Y860 | — | 70,371 shares | $2,878,869 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | — | 22,917 shares | $2,870,597 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 3,719 shares | $2,848,073 |
| SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES | 82889N699 | — | 97,815 shares | $2,820,989 |
| ISHARES TR | INTL TREA BD ETF | 464288117 | — | 68,589 shares | $2,727,781 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 27,456 shares | $2,595,736 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 | — | 107,512 shares | $2,548,026 |
| INVESCO EXCHANGE TRADED FD T | LARG CAP GRO ETF | 46137V746 | — | 15,085 shares | $2,446,033 |
| ISHARES TR | US HLTHCARE ETF | 464287762 | — | 33,479 shares | $2,395,731 |
| ARM HOLDINGS PLC | SPONSORED ADS | 042068205 | — | 8,180 shares | $2,369,419 |
| CHEVRON CORPORATION | COM | 166764100 | — | 11,583 shares | $2,365,249 |
| BROADCOM INC | COM | 11135F101 | — | 6,667 shares | $2,341,498 |
| FIRST TR EXCHANGE-TRADED ALP | COM SHS | 33735K108 | — | 12,788 shares | $2,268,661 |
| PACER FDS TR | US LRG CP CASH | 69374H360 | — | 56,549 shares | $2,255,184 |
| VALERO ENERGY CORP | COM | 91913Y100 | — | 5,627 shares | $2,181,224 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | — | 4,054 shares | $2,180,678 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 22,286 shares | $2,159,094 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 7,752 shares | $2,154,145 |
| CECO ENVIRONMENTAL CORP | COM | 125141101 | — | 30,032 shares | $2,091,428 |
| QUALCOMM INC | COM | 747525103 | — | 11,334 shares | $2,085,926 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 3,322 shares | $2,032,148 |
| INVESCO EXCH TRADED FD TR II | S&P 500 REVENUE | 46138G698 | — | 15,608 shares | $2,008,409 |
| ISHARES TR | US SML CAP EQT | 46434V290 | — | 24,021 shares | $2,007,154 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 13,722 shares | $1,993,495 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | — | 24,518 shares | $1,990,890 |
| VANGUARD INDEX FDS | MRNGSTR LRG CAP | 922908637 | — | 5,583 shares | $1,964,532 |
| ISHARES TR | S&P 500 VAL ETF | 464287408 | — | 8,564 shares | $1,954,907 |
| SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | — | 26,597 shares | $1,938,158 |
| WALMART INC | COM | 931142103 | — | 18,636 shares | $1,936,654 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | — | 24,715 shares | $1,922,315 |
| TESLA INC | COM | 88160R101 | — | 5,410 shares | $1,919,694 |
| INVESCO EXCHANGE TRADED FD T | ZACKS MID CAP | 46137Y401 | — | 16,158 shares | $1,909,191 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 | — | 11,090 shares | $1,874,654 |
| VANECK ETF TRUST | RARE EAR STR ETF | 92189H805 | — | 29,103 shares | $1,870,159 |
| FIRST TR EXCHANGE-TRADED ALP | MID CP GR ALPH | 33737M102 | — | 18,827 shares | $1,860,799 |
| J P MORGAN EXCHANGE TRADED F | DIVERSFED RTRN | 46641Q886 | — | 15,589 shares | $1,854,129 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 6,751 shares | $1,787,324 |
| VICTORY PORTFOLIOS II | VCTRYSHS INTL MO | 92647N550 | — | 23,927 shares | $1,779,882 |
| FIRST TR EXCHANGE-TRADED ALP | SML CP GRW ALP | 33737M300 | — | 15,431 shares | $1,779,496 |
| DBX ETF TR | XTRACK MSCI ALL | 233051820 | — | 37,216 shares | $1,773,707 |
| INVESCO EXCH TRD SLF IDX FD | RUSL 2000 DYNM | 46138J593 | — | 35,368 shares | $1,744,957 |
| FIRST TR EXCH TRD ALPHDX FD | DEV MRK EX US | 33737J174 | — | 18,619 shares | $1,744,390 |
| LATTICE STRATEGIES TR | HARTFORD MLT ETF | 518416102 | — | 42,158 shares | $1,717,950 |
| NYLIM ETF TR | HEDGE MULTI STRA | 45409B107 | — | 47,560 shares | $1,714,062 |
| WESTERN DIGITAL CORP | COM | 958102105 | — | 3,639 shares | $1,653,760 |
| TRUST FOR PROFESSIONAL MANAG | CONVERGENCE LNG | 89834G760 | — | 47,720 shares | $1,622,974 |
| CATERPILLAR INC | COM | 149123101 | — | 1,979 shares | $1,604,496 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | — | 15,020 shares | $1,602,739 |
| MCDONALDS CORP | COM | 580135101 | — | 6,812 shares | $1,573,237 |
| ISHARES TR | EXPANDED TECH | 464287515 | — | 14,688 shares | $1,563,980 |
| NEW JERSEY RES CORP | COM | 646025106 | — | 30,741 shares | $1,555,488 |
| STARBOARD INVT TR | ADAPTIVE ALPHA | 85521B742 | — | 46,352 shares | $1,546,444 |
| ANALOG DEVICES INC | COM | 032654105 | — | 3,858 shares | $1,530,528 |
| MERCK & CO INC | COM | 58933Y105 | — | 10,332 shares | $1,501,407 |
| DBX ETF TR | XTRACK MSCI EMRG | 233051101 | — | 37,414 shares | $1,464,369 |
| ORACLE CORP | COM | 68389X105 | — | 10,509 shares | $1,442,897 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | — | 64,649 shares | $1,428,745 |
| ABBVIE INC | COM | 00287Y109 | — | 5,421 shares | $1,417,963 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 9,916 shares | $1,410,635 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 2,009 shares | $1,407,752 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | — | 2,526 shares | $1,393,221 |
| APPLIED MATLS INC | COM | 038222105 | — | 2,708 shares | $1,384,804 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 19,233 shares | $1,383,797 |
| GE VERNOVA INC | COM | 36828A101 | — | 1,451 shares | $1,379,292 |
| ISHARES INC | EMNG MKTS EQT | 46434G889 | — | 19,213 shares | $1,374,475 |
| LAM RESEARCH CORP | COM NEW | 512807306 | — | 4,132 shares | $1,357,278 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | — | 61,413 shares | $1,343,107 |
| GE AEROSPACE | COM NEW | 369604301 | — | 4,228 shares | $1,320,503 |
| GILEAD SCIENCES INC | COM | 375558103 | — | 8,768 shares | $1,306,933 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 1,451 shares | $1,306,433 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 4,975 shares | $1,283,939 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 4,829 shares | $1,278,579 |
| COCA COLA CO | COM | 191216100 | — | 14,745 shares | $1,269,277 |
| ROCKWELL AUTOMATION INC | COM | 773903109 | — | 2,891 shares | $1,258,371 |