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Focused Wealth Management, Inc
Period ended Sep 30, 2026 · Latest filing Oct 30, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $1,173,919,353
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $191,510,688
- VANGUARD INDEX FDS · MRNGSTR VAL ETF · 922908744 · shares: $159,248,303
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $141,936,564
- VANGUARD SCOTTSDALE FDS · INT-TERM CORP · 92206C870 · shares: $55,507,995
- APPLE INC · COM · 037833100 · shares: $38,068,619
- VANGUARD INTL EQUITY INDEX F · FTSE EMR MKT ETF · 922042858 · shares: $36,095,268
- VANGUARD WHITEHALL FDS · HIGH DIV YLD · 921946406 · shares: $33,941,227
- VANGUARD WHITEHALL FDS · INTL DVD ETF · 921946810 · shares: $22,183,399
- NVIDIA CORPORATION · COM · 67066G104 · shares: $21,172,026
- ALPHABET INC · CAP STK CL A · 02079K305 · shares: $19,694,670
Reported holdings
244 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPDR SERIES TRUST | ST STR P500GRW | 78464A409 | — | 1,555,985 shares | $191,510,688 |
| VANGUARD INDEX FDS | MRNGSTR VAL ETF | 922908744 | — | 736,988 shares | $159,248,303 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 191,866 shares | $141,936,564 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 708,824 shares | $55,507,995 |
| APPLE INC | COM | 037833100 | — | 114,313 shares | $38,068,619 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 608,587 shares | $36,095,268 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | — | 218,693 shares | $33,941,227 |
| VANGUARD WHITEHALL FDS | INTL DVD ETF | 921946810 | — | 234,944 shares | $22,183,399 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 92,705 shares | $21,172,026 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 57,239 shares | $19,694,670 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | 922908751 | — | 62,037 shares | $17,648,862 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | 81369Y605 | — | 326,221 shares | $17,420,206 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | — | 239,605 shares | $16,808,276 |
| ISHARES TR | EXPANDED TECH | 464287515 | — | 152,814 shares | $16,271,682 |
| JANUS DETROIT STR TR | HENDERSON MTG | 47103U852 | — | 379,739 shares | $16,047,790 |
| VANGUARD WORLD FD | MRNGSTR MEGA CAP | 921910816 | — | 169,720 shares | $15,724,577 |
| ISHARES TR | 0-3 MTH TREASURY | 46436E718 | — | 153,689 shares | $15,473,374 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 72,345 shares | $15,049,164 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 | — | 118,352 shares | $14,873,355 |
| AMAZON COM INC | COM | 023135106 | — | 58,368 shares | $14,542,358 |
| BLACKROCK ETF TRUST II | ISH HIG MUN ETF | 092528843 | — | 314,907 shares | $14,384,951 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 | — | 140,047 shares | $13,875,882 |
| MICROSOFT CORP | COM | 594918104 | — | 20,759 shares | $10,647,533 |
| TESLA INC | COM | 88160R101 | — | 27,612 shares | $9,796,855 |
| META PLATFORMS INC | CL A | 30303M102 | — | 13,050 shares | $9,463,571 |
| CITIGROUP INC | COM NEW | 172967424 | — | 51,337 shares | $6,647,135 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 | — | 57,901 shares | $6,293,814 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | — | 624,395 shares | $5,875,560 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | — | 104,026 shares | $5,848,353 |
| BLACKSTONE INC | COM | 09260D107 | — | 51,508 shares | $5,773,500 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 17,105 shares | $5,658,746 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 11,328 shares | $5,640,689 |
| APPLE INC | COM | 037833100 | CALL | 16,500 shares | $5,494,830 |
| CATERPILLAR INC | COM | 149123101 | — | 6,630 shares | $5,375,411 |
| GOLDMAN SACHS ETF TR | S&P 500 PREMIUM | 38149W622 | — | 94,959 shares | $5,301,577 |
| BANK OF AMER CORP | COM | 060505104 | — | 91,495 shares | $4,980,089 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 20,675 shares | $4,547,050 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 13,310 shares | $4,535,417 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | — | 4,849 shares | $4,365,735 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 26,142 shares | $4,254,645 |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 315912808 | — | 39,522 shares | $4,183,047 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | — | 48,585 shares | $4,153,046 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 | — | 45,314 shares | $4,046,963 |
| INTEL CORP | COM | 458140100 | — | 31,762 shares | $3,818,759 |
| PFIZER INC | COM | 717081103 | — | 123,144 shares | $3,512,060 |
| GE AEROSPACE | COM NEW | 369604301 | — | 11,019 shares | $3,441,079 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 9,185 shares | $3,371,706 |
| CONSTELLATION ENERGY CORP | COM | 21037T109 | — | 13,107 shares | $3,329,400 |
| ELI LILLY & CO | COM | 532457108 | — | 2,835 shares | $3,280,471 |
| WALMART INC | COM | 931142103 | — | 30,502 shares | $3,169,804 |
| ABBVIE INC | COM | 00287Y109 | — | 9,874 shares | $2,582,861 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 38,163 shares | $2,569,891 |
| GE VERNOVA INC | COM | 36828A101 | — | 2,661 shares | $2,529,064 |
| BROADCOM INC | COM | 11135F101 | — | 6,568 shares | $2,306,558 |
| KINDER MORGAN INC DEL | COM | 49456B101 | — | 75,341 shares | $2,271,539 |
| STARWOOD PPTY TR INC | COM | 85571B105 | — | 160,962 shares | $2,172,987 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 3,018 shares | $2,115,319 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 7,853 shares | $2,078,909 |
| NUCOR CORP | COM | 670346105 | — | 8,261 shares | $1,931,104 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 | — | 3,100 shares | $1,887,900 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | — | 9,729 shares | $1,819,806 |
| PROTHENA CORP PLC | SHS | G72800108 | — | 200,473 shares | $1,679,964 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 2,143 shares | $1,640,940 |
| MARVELL TECHNOLOGY INC | COM | 573874104 | — | 6,187 shares | $1,634,571 |
| GOLUB CAP BDC INC | COM | 38173M102 | — | 126,028 shares | $1,591,739 |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 46654Q203 | — | 25,777 shares | $1,579,107 |
| APPLIED MATLS INC | COM | 038222105 | — | 3,065 shares | $1,567,451 |
| BLACKROCK MUNIYIELD N Y QUAL | COM | 09255E102 | — | 178,131 shares | $1,560,428 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 4,087 shares | $1,529,455 |
| AT&T INC | COM | 00206R102 | — | 62,438 shares | $1,523,479 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 10,553 shares | $1,501,277 |
| PALO ALTO NETWORKS INC | COM | 697435105 | — | 3,747 shares | $1,488,721 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 | — | 4,589 shares | $1,456,215 |
| 3M CO | COM | 88579Y101 | — | 8,750 shares | $1,436,331 |
| ROYCE SMALL CAP TRUST INC | COM | 780910105 | — | 79,118 shares | $1,355,292 |
| VISA INC | COM CL A | 92826C839 | — | 3,700 shares | $1,329,696 |
| DISNEY WALT CO | COM | 254687106 | — | 12,080 shares | $1,267,240 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 6,491 shares | $1,238,647 |
| AMERICAN HEALTHCARE REIT INC | COM SHS | 398182303 | — | 23,789 shares | $1,219,429 |
| CISCO SYS INC | COM | 17275R102 | — | 11,244 shares | $1,210,162 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 13,287 shares | $1,197,290 |
| VANGUARD WORLD FD | HEALTH CAR ETF | 92204A504 | — | 3,763 shares | $1,189,400 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | — | 35,390 shares | $1,151,238 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | 78468R663 | — | 12,291 shares | $1,126,371 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 1,214 shares | $1,105,599 |
| MERCK & CO INC | COM | 58933Y105 | — | 7,383 shares | $1,072,769 |
| KOPIN CORP | COM | 500600101 | — | 229,436 shares | $1,055,406 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 3,901 shares | $1,032,869 |
| COREWEAVE INC | COM CL A | 21873S108 | — | 11,601 shares | $1,010,679 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | — | 6,788 shares | $1,006,660 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 1,561 shares | $954,957 |
| MICROSOFT CORP | COM | 594918104 | CALL | 1,800 shares | $923,220 |
| WELLS FARGO & CO | COM | 949746101 | — | 11,285 shares | $903,385 |
| SUPER MICRO COMPUTER INC | COM NEW | 86800U302 | — | 21,654 shares | $889,330 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 1,109 shares | $845,437 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 5,700 shares | $828,089 |
| BANCO SANTANDER SA | ADR | 05964H105 | — | 59,451 shares | $822,207 |
| SNOWFLAKE INC | COM SHS | 833445109 | — | 2,397 shares | $813,925 |
| EATON CORP PLC | SHS | G29183103 | — | 1,790 shares | $769,181 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 16,342 shares | $749,610 |