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MAI Capital Management
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $27,328,460,501
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $1,918,955,956
- APPLE INC · COM · 037833100 · shares: $982,845,151
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $904,801,035
- MICROSOFT CORP · COM · 594918104 · shares: $677,158,435
- WORLD GOLD TR · SPDR GLD MINIS · 98149E303 · shares: $633,992,212
- NVIDIA CORPORATION · COM · 67066G104 · shares: $595,134,599
- VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT · 921943858 · shares: $518,747,957
- VANGUARD INDEX FDS · MRNGSTR TTL STK · 922908769 · shares: $449,377,442
- ISHARES TR · CORE S&P MCP ETF · 464287507 · shares: $417,897,262
- AMAZON COM INC · COM · 023135106 · shares: $371,707,995
Reported holdings
2,047 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| MODERNA INC | COM | 60770K107 | CALL | 900 principal | $173,313 |
| SOUNDHOUND AI INC | CLASS A COM | 836100107 | — | 28,632 shares | $172,366 |
| ROCKET COS INC | COM CL A | 77311W101 | — | 14,847 shares | $170,889 |
| GOLDMAN SACHS BDC INC | SHS | 38147U107 | — | 18,763 shares | $170,554 |
| SUMMIT THERAPEUTICS INC | COM | 86627T108 | PUT | 10,000 principal | $169,100 |
| ROBINHOOD MKTS INC | COM CL A | 770700102 | CALL | 1,500 principal | $168,750 |
| DIAMONDROCK HOSPITALITY CO | COM | 252784301 | — | 13,352 shares | $166,468 |
| KYNDRYL HLDGS INC | COMMON STOCK | 50155Q100 | — | 14,760 shares | $166,199 |
| JPMORGAN CHASE & CO | COM | 46625H100 | CALL | 500 principal | $165,415 |
| BLACK STONE MINERALS L P | COM UNIT | 09225M101 | — | 11,500 shares | $164,680 |
| PATTERSON-UTI ENERGY INC | COM | 703481101 | — | 14,868 shares | $162,368 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | CALL | 300 principal | $161,385 |
| WELLTOWER INC | COM | 95040Q104 | CALL | 700 principal | $161,168 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | PUT | 2,000 principal | $158,760 |
| CONAGRA BRANDS INC | COM | 205887102 | — | 11,735 shares | $157,792 |
| EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 | — | 11,098 shares | $155,931 |
| BACKBLAZE INC | COM CL A | 05637B105 | — | 11,132 shares | $155,737 |
| IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | — | 10,387 shares | $153,936 |
| CORNING INC | COM | 219350105 | PUT | 1,000 principal | $153,760 |
| NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | — | 15,698 shares | $153,529 |
| APPLIED MATLS INC | COM | 038222105 | CALL | 300 principal | $153,414 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | CALL | 800 principal | $149,640 |
| SIX FLAGS ENTERTAINMENT CORP | COM | 83001C108 | — | 13,941 shares | $149,311 |
| ISHARES TR | EXPANDED TECH | 464287515 | CALL | 1,400 principal | $149,072 |
| ISHARES SILVER TR | ISHARES | 46428Q109 | CALL | 2,700 principal | $147,177 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | CALL | 900 principal | $146,475 |
| PROCTER & GAMBLE CO | COM | 742718109 | CALL | 1,000 principal | $145,280 |
| ARCHER AVIATION INC | COM CL A | 03945R102 | — | 28,867 shares | $143,489 |
| CEREBRAS SYSTEMS INC | COM CL A | 15675D103 | — | 807 shares | $143,437 |
| HOME DEPOT INC | COM | 437076102 | CALL | 500 principal | $142,245 |
| SPDR SERIES TRUST | ST STR SP BIOT | 78464A870 | CALL | 900 principal | $141,912 |
| COHEN & STEERS QUALITY INCOM | COM | 19247L106 | — | 12,974 shares | $141,418 |
| ZSCALER INC | COM | 98980G102 | CALL | 700 principal | $139,594 |
| MONGODB INC | CL A | 60937P106 | CALL | 400 principal | $139,444 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | CALL | 500 principal | $138,945 |
| COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441A102 | — | 26,118 shares | $138,688 |
| NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | — | 20,034 shares | $137,345 |
| BLACKROCK RES & COMMODITIES | SHS | 09257A108 | — | 11,496 shares | $136,458 |
| WENDYS CO | COM | 95058W100 | — | 21,294 shares | $135,860 |
| SNOWFLAKE INC | COM SHS | 833445109 | CALL | 400 principal | $135,824 |
| LAIRD SUPERFOOD INC | COM STK | 50736T102 | — | 38,683 shares | $134,617 |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 | — | 13,248 shares | $134,604 |
| DEERE & CO | COM | 244199105 | CALL | 200 principal | $134,310 |
| ABRDN GLOBAL PREMIER PPTYS F | COM SH BEN INT | 00302L207 | — | 12,924 shares | $134,022 |
| ABRDN WORLD HEALTHCARE FUND | BEN INT SHS | 87911L108 | — | 10,177 shares | $132,709 |
| SNAP INC | CL A | 83304A106 | — | 23,998 shares | $129,590 |
| TRX GOLD CORPORATION | COM | 87283P109 | — | 106,878 shares | $129,323 |
| ABERDEEN INTER INCOME FD | SH BEN INT | 55273C107 | — | 55,000 shares | $127,600 |
| DENTSPLY SIRONA INC | COM | 24906P109 | — | 14,207 shares | $125,874 |
| DWS MUN INCOME TR | COM | 233368109 | — | 15,534 shares | $125,829 |
| MANAGER DIRECTED PORTFOLIOS | VERT GLB SUST RE | 56170L695 | — | 11,794 shares | $125,276 |
| VIVANI MEDICAL INC | COMMON STOCK | 92854B109 | — | 99,870 shares | $123,839 |
| TRUMP MEDIA & TECHNOLOGY GRO | COM | 25400Q105 | — | 13,587 shares | $123,099 |
| PALO ALTO NETWORKS INC | COM | 697435105 | CALL | 300 principal | $119,193 |
| HOWARD HUGHES HOLDINGS INC | COM | 44267T102 | CALL | 1,600 principal | $117,792 |
| QXO INC | COM NEW | 82846H405 | — | 9,999 shares | $116,889 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | CALL | 1,500 principal | $116,670 |
| ENERGY SERVICES OF AMER CORP | COM | 29271Q103 | — | 10,451 shares | $116,529 |
| STANDARD LITHIUM CORP | COM | 853606101 | — | 63,605 shares | $116,398 |
| DNP SELECT INCOME FD INC | COM | 23325P104 | — | 12,114 shares | $115,931 |
| KURA ONCOLOGY INC | COM | 50127T109 | — | 10,732 shares | $114,940 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | PUT | 300 principal | $114,252 |
| GRAY MEDIA INC | COM | 389375106 | — | 25,308 shares | $113,886 |
| U S GLOBAL INVS INC | CL A | 902952100 | — | 39,000 shares | $112,320 |
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | — | 22,802 shares | $110,819 |
| GREYSTONE HOUSING IMPACT INV | BEN UNIT CTF | 02364V206 | — | 18,835 shares | $109,996 |
| SANA BIOTECHNOLOGY INC | COM | 799566104 | — | 37,228 shares | $108,520 |
| BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 | — | 19,444 shares | $108,109 |
| PIMCO MUN INCOME FD II | COM | 72200W106 | — | 16,162 shares | $106,185 |
| BLACKROCK INC | COM | 09290D101 | CALL | 100 principal | $105,829 |
| CLOROX CO DEL | COM | 189054109 | PUT | 1,300 principal | $105,313 |
| NEXTDECADE CORP | COM | 65342K105 | — | 16,554 shares | $105,118 |
| RITHM CAPITAL CORP | COM NEW | 64828T201 | — | 11,629 shares | $103,847 |
| SIGMA LITHIUM CORPORATION | COM | 826599102 | — | 11,000 shares | $103,400 |
| CHEVRON CORPORATION | COM | 166764100 | CALL | 500 principal | $102,105 |
| CROWN CRAFTS INC | COM | 228309100 | — | 40,000 shares | $100,800 |
| PROSPECT CAP CORP | COM | 74348T102 | — | 47,576 shares | $98,958 |
| NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | — | 12,294 shares | $97,147 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 | — | 10,171 shares | $96,625 |
| GE AEROSPACE | COM NEW | 369604301 | CALL | 300 principal | $93,687 |
| ASANA INC | CL A | 04342Y104 | — | 11,092 shares | $93,506 |
| THE TRADE DESK INC | COM CL A | 88339J105 | PUT | 7,600 principal | $92,492 |
| QUALCOMM INC | COM | 747525103 | CALL | 500 principal | $92,020 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | CALL | 500 principal | $91,685 |
| ISHARES ETHEREUM TR | SHS | 46438R105 | CALL | 4,500 principal | $90,540 |
| MOBILEYE GLOBAL INC | COMMON CLASS A | 60741F104 | — | 12,210 shares | $90,233 |
| HYLIION HOLDINGS CORP | COMMON STOCK | 449109107 | — | 21,047 shares | $87,766 |
| IONQ INC | COM | 46222L108 | CALL | 2,000 principal | $87,720 |
| APPLOVIN CORP | COM CL A | 03831W108 | CALL | 300 principal | $87,129 |
| ARM HOLDINGS PLC | SPONSORED ADS | 042068205 | CALL | 300 principal | $86,898 |
| EATON CORP PLC | SHS | G29183103 | CALL | 200 principal | $85,942 |
| FEDEX CORP | COM | 31428X106 | CALL | 300 principal | $85,527 |
| NETSKOPE INC | CL A | 64119N608 | CALL | 5,000 principal | $85,000 |
| SABLE OFFSHORE CORP | COM SHS | 78574H104 | — | 24,453 shares | $84,608 |
| INTEL CORP | COM | 458140100 | CALL | 700 principal | $84,161 |
| UNION PAC CORP | COM | 907818108 | CALL | 300 principal | $81,639 |
| WEBULL CORP | ORD SHS | G9572D103 | — | 11,681 shares | $81,417 |
| MEDICAL PROPERTIES TRUST INC | COM | 58463J304 | — | 22,492 shares | $79,097 |
| TARGET CORP | COM | 87612E106 | CALL | 500 principal | $78,345 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | CALL | 100 principal | $76,263 |