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MAI Capital Management
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $27,328,460,501
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $1,918,955,956
- APPLE INC · COM · 037833100 · shares: $982,845,151
- STATE STR SPDR S&P 500 ETF T · TR UNIT · 78462F103 · shares: $904,801,035
- MICROSOFT CORP · COM · 594918104 · shares: $677,158,435
- WORLD GOLD TR · SPDR GLD MINIS · 98149E303 · shares: $633,992,212
- NVIDIA CORPORATION · COM · 67066G104 · shares: $595,134,599
- VANGUARD TAX-MANAGED FDS · VAN FTSE DEV MKT · 921943858 · shares: $518,747,957
- VANGUARD INDEX FDS · MRNGSTR TTL STK · 922908769 · shares: $449,377,442
- ISHARES TR · CORE S&P MCP ETF · 464287507 · shares: $417,897,262
- AMAZON COM INC · COM · 023135106 · shares: $371,707,995
Reported holdings
2,047 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| BLUE OWL CAPITAL INC | COM CL A | 09581B103 | CALL | 2,000 principal | $18,180 |
| SPDR SERIES TRUST | SP O&G EXPL PRO | 78468R556 | PUT | 100 principal | $17,933 |
| CARDIFF ONCOLOGY INC | COM | 14147L108 | — | 14,576 shares | $17,637 |
| READY CAPITAL CORP | COM | 75574U101 | — | 15,109 shares | $17,562 |
| COMCAST CORP NEW | CL A | 20030N101 | CALL | 800 principal | $17,408 |
| CVS HEALTH CORP | COM | 126650100 | CALL | 200 principal | $17,138 |
| OPTIMUM COMMUNICATIONS INC | CL A | 02156K103 | — | 16,410 shares | $16,239 |
| CAVA GROUP INC | COM | 148929102 | CALL | 300 principal | $16,230 |
| GREENBRIER COS INC | NOTE 2.875% 4/1 | 393657AM3 | — | 15,000 principal | $15,843 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | CALL | 200 principal | $15,620 |
| GENERAL MTRS CO | COM | 37045V100 | PUT | 200 principal | $15,400 |
| ON SEMICONDUCTOR CORP | COM | 682189105 | CALL | 200 principal | $15,374 |
| ON SEMICONDUCTOR CORP | COM | 682189105 | PUT | 200 principal | $15,374 |
| STRATEGY INC | CL A NEW | 594972408 | CALL | 100 principal | $15,309 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | CALL | 100 principal | $15,203 |
| GEVO INC | COM PAR | 374396406 | — | 11,536 shares | $15,170 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | PUT | 100 principal | $14,830 |
| SOFI TECHNOLOGIES INC | COM | 83406F102 | CALL | 900 principal | $14,148 |
| SPDR SERIES TRUST | ST STR SP REGBNK | 78464A698 | CALL | 200 principal | $13,888 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | CALL | 200 principal | $13,884 |
| LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | — | 14,394 shares | $13,757 |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 36266G107 | CALL | 200 principal | $13,074 |
| WARNER BROS DISCOVERY INC | COM SER A | 934423104 | CALL | 400 principal | $12,380 |
| CHEGG INC | COM | 163092109 | — | 16,657 shares | $12,088 |
| INTEL CORP | COM | 458140100 | PUT | 100 principal | $12,023 |
| HUMACYTE INC | COM | 44486Q103 | — | 22,418 shares | $11,606 |
| NICE LTD | SPONSORED ADR | 653656108 | CALL | 100 principal | $11,127 |
| BITMINE IMMERSION TECHS INC | COM NEW | 09175A206 | CALL | 400 principal | $10,572 |
| DISNEY WALT CO | COM | 254687106 | CALL | 100 principal | $10,490 |
| WALMART INC | COM | 931142103 | PUT | 100 principal | $10,392 |
| ARK ETF TR | INNOVATION ETF | 00214Q104 | CALL | 100 principal | $8,910 |
| REKOR SYSTEMS INC | COM | 759419104 | — | 22,421 shares | $8,276 |
| CONAGRA BRANDS INC | COM | 205887102 | CALL | 600 principal | $8,064 |
| DECKERS OUTDOOR CORP | COM | 243537107 | CALL | 100 principal | $7,814 |
| DRAFTKINGS INC NEW | COM CL A | 26142V105 | CALL | 400 principal | $7,600 |
| NOVO-NORDISK A S | ADR | 670100205 | PUT | 200 principal | $7,582 |
| AI FINL CORP | COM | 47089W104 | — | 15,131 shares | $7,322 |
| NETFLIX INC. | COM | 64110L106 | PUT | 100 principal | $6,958 |
| OCCIDENTAL PETE CORP | COM | 674599105 | CALL | 100 principal | $5,532 |
| SNAP INC | CL A | 83304A106 | CALL | 1,000 principal | $5,400 |
| GRAYSCALE ETHEREUM STAKING | SHS NEW | 38964R203 | CALL | 200 principal | $5,098 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 | CALL | 1,000 principal | $4,990 |
| FISERV INC | COM | 337738108 | CALL | 100 principal | $4,518 |
| NIKE INC | CL B | 654106103 | CALL | 100 principal | $3,540 |
| QXO INC | COM NEW | 82846H405 | CALL | 300 principal | $3,507 |
| MOOLEC SCIENCE SA | *W EXP 01/30/202 | G6223S117 | — | 100,000 shares | $1,260 |
| CINGULATE INC | *W EXP 12/10/202 | 17248W113 | — | 26,021 shares | $133 |