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MARINER INDEPENDENT ADVISOR NETWORK, LLC
Period ended Sep 30, 2022 · Latest filing Nov 10, 2022
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2022: $2,327,166,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2022. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $140,694,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $75,496,000
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $69,385,000
- MICROSOFT CORP · COM · 594918104 · shares: $47,712,000
- SPDR SER TR · PORTFOLIO S&P500 · 78464A854 · shares: $45,432,000
- SPDR SER TR · PRTFLO S&P500 VL · 78464A508 · shares: $41,267,000
- AMAZON COM INC · COM · 023135106 · shares: $40,935,000
- TESLA INC · COM · 88160R101 · shares: $35,523,000
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $35,071,000
- FIRST TR VALUE LINE DIVID IN · SHS · 33734H106 · shares: $27,559,000
Reported holdings
555 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | — | 149,612 shares | $5,769,000 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 11,274 shares | $5,694,000 |
| ISHARES TR | CORE TOTAL USD | 46434V613 | — | 127,878 shares | $5,691,000 |
| WALMART INC | COM | 931142103 | — | 43,122 shares | $5,593,000 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | — | 39,152 shares | $5,577,000 |
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | — | 135,520 shares | $5,539,000 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 HY | 46138J858 | — | 242,229 shares | $5,528,000 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | — | 241,226 shares | $5,490,000 |
| TWO RDS SHARED TR | LEASERSHS ALPHAF | 90214Q691 | — | 170,127 shares | $5,480,000 |
| NETFLIX INC | COM | 64110L106 | — | 23,178 shares | $5,457,000 |
| AMGEN INC | COM | 031162100 | — | 23,185 shares | $5,226,000 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 HY | 46138J874 | — | 237,485 shares | $5,218,000 |
| ISHARES TR | CALIF MUN BD ETF | 464288356 | — | 95,127 shares | $5,158,000 |
| CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | — | 185,648 shares | $5,155,000 |
| HARTFORD FDS EXCHANGE TRADED | TOTAL RTRN ETF | 41653L305 | — | 158,038 shares | $5,128,000 |
| SALESFORCE INC | COM | 79466L302 | — | 35,376 shares | $5,088,000 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 13,091 shares | $5,057,000 |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | — | 70,520 shares | $5,008,000 |
| COCA COLA CO | COM | 191216100 | — | 89,295 shares | $5,002,000 |
| SPDR SER TR | PORTFOLIO LN TSR | 78464A664 | — | 167,440 shares | $4,963,000 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | — | 207,359 shares | $4,931,000 |
| PEPSICO INC | COM | 713448108 | — | 29,939 shares | $4,888,000 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 50,491 shares | $4,864,000 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | — | 45,198 shares | $4,846,000 |
| INVESCO EXCH TRADED FD TR II | PURBETA US AGG | 46138E446 | — | 220,597 shares | $4,767,000 |
| THE TRADE DESK INC | COM CL A | 88339J105 | — | 79,062 shares | $4,724,000 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | — | 28,653 shares | $4,687,000 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | — | 97,665 shares | $4,664,000 |
| INVESCO EXCH TRADED FD TR II | S&P SMALLCAP 600 | 46138G664 | — | 47,202 shares | $4,540,000 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 | — | 16,345 shares | $4,518,000 |
| BROADCOM INC | COM | 11135F101 | — | 10,069 shares | $4,471,000 |
| INVESCO EXCH TRADED FD TR II | CALIF AMT MUN | 46138E206 | — | 188,372 shares | $4,365,000 |
| EATON VANCE TAX-MANAGED BUY- | COM | 27828Y108 | — | 328,590 shares | $4,321,000 |
| SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 | — | 171,060 shares | $4,268,000 |
| PAYPAL HLDGS INC | COM | 70450Y103 | — | 48,113 shares | $4,141,000 |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 46137V308 | — | 55,591 shares | $4,126,000 |
| TWO RDS SHARED TR | LDRSHS ALPFACT | 90214Q774 | — | 152,445 shares | $4,095,000 |
| SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | — | 120,160 shares | $4,093,000 |
| INVESCO EXCH TRADED FD TR II | S&P SMLCP LOW | 46138G102 | — | 98,795 shares | $4,008,000 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 38,232 shares | $3,995,000 |
| CISCO SYS INC | COM | 17275R102 | — | 98,914 shares | $3,957,000 |
| ISHARES TR | S&P SML 600 GWT | 464287887 | — | 38,700 shares | $3,935,000 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | — | 55,042 shares | $3,913,000 |
| ISHARES TR | PFD AND INCM SEC | 464288687 | — | 121,307 shares | $3,842,000 |
| FS KKR CAP CORP | COM | 302635206 | — | 225,718 shares | $3,826,000 |
| SPDR SER TR | BLOOMBERG SHT TE | 78468R408 | — | 157,062 shares | $3,735,000 |
| SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | — | 103,098 shares | $3,713,000 |
| CATERPILLAR INC | COM | 149123101 | — | 22,111 shares | $3,628,000 |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | — | 62,670 shares | $3,624,000 |
| WISDOMTREE TR | ITL HIGH DIV FD | 97717W802 | — | 116,840 shares | $3,541,000 |
| TWO RDS SHARED TR | LEADERSHARES EQT | 90214Q683 | — | 132,335 shares | $3,533,000 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 | — | 172,081 shares | $3,509,000 |
| SPDR INDEX SHS FDS | MSCI EAFE STRTGC | 78463X434 | — | 62,118 shares | $3,466,000 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 20,987 shares | $3,461,000 |
| SHOPIFY INC | CL A | 82509L107 | — | 127,274 shares | $3,429,000 |
| WISDOMTREE TR | ITL HDG QTLY DIV | 97717X594 | — | 94,819 shares | $3,403,000 |
| INVESCO EXCH TRD SLF IDX FD | RAFI STRG US SML | 46138J734 | — | 112,501 shares | $3,396,000 |
| ISHARES TR | US HLTHCR PR ETF | 464288828 | — | 13,293 shares | $3,396,000 |
| STARBUCKS CORP | COM | 855244109 | — | 40,250 shares | $3,392,000 |
| GLOBAL X FDS | AUTONMOUS EV ETF | 37954Y624 | — | 167,770 shares | $3,376,000 |
| INVESCO EXCH TRADED FD TR II | S&P MIDCP LOW | 46138E198 | — | 68,425 shares | $3,287,000 |
| INTEL CORP | COM | 458140100 | — | 125,026 shares | $3,222,000 |
| CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | — | 318,379 shares | $3,212,000 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | — | 153,878 shares | $3,211,000 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | — | 19,756 shares | $3,191,000 |
| BK OF AMERICA CORP | COM | 060505104 | — | 104,480 shares | $3,155,000 |
| ISHARES U S ETF TR | BLACKROCK ST MAT | 46431W507 | — | 63,714 shares | $3,139,000 |
| VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | — | 13,273 shares | $3,120,000 |
| ENPHASE ENERGY INC | COM | 29355A107 | — | 11,225 shares | $3,115,000 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 33,229 shares | $3,091,000 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | — | 29,303 shares | $3,046,000 |
| FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 | — | 73,897 shares | $3,033,000 |
| J P MORGAN EXCHANGE TRADED F | INTERNL GWT | 46641Q324 | — | 63,965 shares | $3,006,000 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 82,632 shares | $3,005,000 |
| AT&T INC | COM | 00206R102 | — | 194,148 shares | $2,978,000 |
| SPDR SER TR | NUVEEN BLMBRG MU | 78468R721 | — | 66,637 shares | $2,931,000 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | — | 32,440 shares | $2,911,000 |
| PACER FDS TR | PACER US SMALL | 69374H857 | — | 89,499 shares | $2,909,000 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | — | 43,797 shares | $2,909,000 |
| FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 | — | 113,966 shares | $2,888,000 |
| SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | — | 67,229 shares | $2,859,000 |
| SPDR SER TR | BLOOMBERG INVT | 78468R200 | — | 93,079 shares | $2,820,000 |
| NIKE INC | CL B | 654106103 | — | 33,840 shares | $2,813,000 |
| GLOBAL X FDS | CYBRSCURTY ETF | 37954Y384 | — | 116,949 shares | $2,811,000 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | — | 37,116 shares | $2,777,000 |
| WISDOMTREE TR | US TOTAL DIVIDND | 97717W109 | — | 49,967 shares | $2,711,000 |
| INVESCO EXCH TRADED FD TR II | TREAS COLATERL | 46138G888 | — | 25,613 shares | $2,699,000 |
| TWO RDS SHARED TR | LEADERSHS ACTIVI | 90214Q717 | — | 100,543 shares | $2,675,000 |
| VANGUARD ADMIRAL FDS INC | SMLLCP 600 IDX | 921932828 | — | 16,504 shares | $2,665,000 |
| PRINCIPAL EXCHANGE TRADED FD | SPECTRUM PFD | 74255Y888 | — | 156,002 shares | $2,618,000 |
| HARTFORD FDS EXCHANGE TRADED | MUN OPORTUNITE | 41653L503 | — | 71,091 shares | $2,591,000 |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | — | 53,257 shares | $2,564,000 |
| WELLS FARGO CO NEW | COM | 949746101 | — | 63,221 shares | $2,543,000 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | — | 41,773 shares | $2,529,000 |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | — | 97,442 shares | $2,514,000 |
| EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | — | 60,662 shares | $2,507,000 |
| FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | — | 51,084 shares | $2,489,000 |
| CVS HEALTH CORP | COM | 126650100 | — | 26,081 shares | $2,487,000 |
| ISHARES TR | MBS ETF | 464288588 | — | 26,614 shares | $2,437,000 |
| QUALCOMM INC | COM | 747525103 | — | 21,314 shares | $2,408,000 |