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MARINER INDEPENDENT ADVISOR NETWORK, LLC
Period ended Sep 30, 2022 · Latest filing Nov 10, 2022
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2022: $2,327,166,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2022. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- APPLE INC · COM · 037833100 · shares: $140,694,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $75,496,000
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $69,385,000
- MICROSOFT CORP · COM · 594918104 · shares: $47,712,000
- SPDR SER TR · PORTFOLIO S&P500 · 78464A854 · shares: $45,432,000
- SPDR SER TR · PRTFLO S&P500 VL · 78464A508 · shares: $41,267,000
- AMAZON COM INC · COM · 023135106 · shares: $40,935,000
- TESLA INC · COM · 88160R101 · shares: $35,523,000
- ISHARES TR · CORE S&P500 ETF · 464287200 · shares: $35,071,000
- FIRST TR VALUE LINE DIVID IN · SHS · 33734H106 · shares: $27,559,000
Reported holdings
555 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| FIRST TR NASDAQ 100 TECH IND | SHS | 337345102 | — | 14,428 shares | $1,513,000 |
| FRANKLIN TEMPLETON ETF TR | FTSE EUROPE HG | 35473P645 | — | 63,984 shares | $1,507,000 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | — | 22,797 shares | $1,507,000 |
| INVESCO EXCH TRADED FD TR II | NASDAQNXTGEN100 | 46138G631 | — | 67,874 shares | $1,503,000 |
| INFINITY PHARMACEUTICALS INC | COM | 45665G303 | — | 1,252,822 shares | $1,491,000 |
| SOUTHWEST AIRLS CO | COM | 844741108 | — | 47,376 shares | $1,461,000 |
| SEA LTD | SPONSORD ADS | 81141R100 | — | 26,029 shares | $1,459,000 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 | — | 18,565 shares | $1,456,000 |
| VANECK ETF TRUST | INFLATION ALLOCA | 92189F130 | — | 63,868 shares | $1,452,000 |
| WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | — | 38,419 shares | $1,447,000 |
| NUSHARES ETF TR | NUVEEN ESG US | 67092P870 | — | 65,558 shares | $1,419,000 |
| FIRST TR EXCHANGE-TRADED FD | SMID RISNG ETF | 33741X102 | — | 60,737 shares | $1,405,000 |
| FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | — | 29,600 shares | $1,386,000 |
| JANUS DETROIT STR TR | HENDRSN SHRT ETF | 47103U886 | — | 28,593 shares | $1,386,000 |
| SOUTHERN CO | COM | 842587107 | — | 20,292 shares | $1,380,000 |
| PAYCHEX INC | COM | 704326107 | — | 12,246 shares | $1,374,000 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | — | 59,097 shares | $1,363,000 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | — | 12,468 shares | $1,359,000 |
| INVESCO EXCHANGE TRADED FD T | S&P500 QUALITY | 46137V241 | — | 34,142 shares | $1,357,000 |
| ISHARES TR | MSCI EAFE MIN VL | 46429B689 | — | 23,782 shares | $1,356,000 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 | — | 30,419 shares | $1,353,000 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 | — | 16,134 shares | $1,350,000 |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | — | 80,763 shares | $1,349,000 |
| ISHARES TR | US OIL GS EX ETF | 464288851 | — | 16,200 shares | $1,349,000 |
| NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | — | 174,103 shares | $1,346,000 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | — | 25,850 shares | $1,339,000 |
| ISHARES INC | MSCI EMERG MRKT | 464286533 | — | 26,383 shares | $1,337,000 |
| AIRBNB INC | COM CL A | 009066101 | — | 12,412 shares | $1,304,000 |
| ISHARES TR | USD INV GRDE ETF | 464288620 | — | 27,005 shares | $1,298,000 |
| AMERICAN CENTY ETF TR | AVANTIS CORE FI | 025072562 | — | 31,499 shares | $1,275,000 |
| ISHARES TR | MSCI USA ESG SLC | 464288802 | — | 16,776 shares | $1,273,000 |
| ISHARES TR | MRGSTR MD CP GRW | 464288307 | — | 24,460 shares | $1,232,000 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 46,336 shares | $1,228,000 |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 46641Q761 | — | 34,861 shares | $1,222,000 |
| ISHARES TR | CORE S&P US VLU | 464287663 | — | 19,521 shares | $1,222,000 |
| KINDER MORGAN INC DEL | COM | 49456B101 | — | 72,962 shares | $1,214,000 |
| 3M CO | COM | 88579Y101 | — | 10,910 shares | $1,206,000 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 | — | 44,004 shares | $1,203,000 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | — | 13,739 shares | $1,171,000 |
| NEWMONT CORP | COM | 651639106 | — | 27,622 shares | $1,161,000 |
| ISHARES TR | CORE S&P US GWT | 464287671 | — | 14,464 shares | $1,160,000 |
| PROSPECT CAP CORP | COM | 74348T102 | — | 184,198 shares | $1,142,000 |
| NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | — | 15,735 shares | $1,138,000 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | — | 18,163 shares | $1,129,000 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | — | 23,467 shares | $1,124,000 |
| ISHARES TR | S&P MC 400GR ETF | 464287606 | — | 17,796 shares | $1,121,000 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | — | 13,881 shares | $1,113,000 |
| VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | — | 12,287 shares | $1,105,000 |
| TWO RDS SHARED TR | LEADERSHARES DY | 90214Q675 | — | 50,605 shares | $1,099,000 |
| ISHARES TR | NORTH AMERN NAT | 464287374 | — | 31,564 shares | $1,097,000 |
| LATTICE STRATEGIES TR | HARTFORD US EQTY | 518416409 | — | 31,072 shares | $1,097,000 |
| ISHARES TR | FALN ANGLS USD | 46435G474 | — | 45,166 shares | $1,079,000 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | — | 22,480 shares | $1,073,000 |
| HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | — | 35,578 shares | $1,065,000 |
| SPDR SER TR | S&P 400 MDCP VAL | 78464A839 | — | 18,359 shares | $1,062,000 |
| ISHARES TR | RUS TOP 200 ETF | 464289446 | — | 12,182 shares | $1,034,000 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 | — | 21,405 shares | $1,033,000 |
| PHILLIPS 66 | COM | 718546104 | — | 12,673 shares | $1,023,000 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 13,472 shares | $1,020,000 |
| TJX COS INC NEW | COM | 872540109 | — | 16,383 shares | $1,018,000 |
| BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | — | 94,532 shares | $1,015,000 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | — | 14,102 shares | $1,007,000 |
| VANECK ETF TRUST | FALLEN ANGEL HG | 92189F437 | — | 38,354 shares | $1,006,000 |
| SPDR SER TR | BBG CONV SEC ETF | 78464A359 | — | 15,872 shares | $1,005,000 |
| FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 | — | 31,112 shares | $1,000,000 |
| MEDTRONIC PLC | SHS | G5960L103 | — | 12,339 shares | $996,000 |
| SPDR SER TR | S&P BIOTECH | 78464A870 | — | 12,508 shares | $992,000 |
| BGC PARTNERS INC | CL A | 05541T101 | — | 314,300 shares | $987,000 |
| ISHARES S&P GSCI COMMODITY- | UNIT BEN INT | 46428R107 | — | 47,535 shares | $978,000 |
| AMERICAN ELEC PWR CO INC | COM | 025537101 | — | 11,306 shares | $977,000 |
| DIMENSIONAL ETF TRUST | CORE FIXED INCOM | 25434V872 | — | 23,732 shares | $972,000 |
| ROYAL GOLD INC | COM | 780287108 | — | 10,314 shares | $968,000 |
| ARES CAPITAL CORP | COM | 04010L103 | — | 57,210 shares | $966,000 |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 HY | 46138J833 | — | 44,685 shares | $966,000 |
| FIRST TR EXCHANGE TRADED FD | INTL EQUITY OPP | 33734X853 | — | 26,968 shares | $963,000 |
| SPDR SER TR | SSGA GNDER ETF | 78468R747 | — | 13,208 shares | $961,000 |
| SPIRIT RLTY CAP INC NEW | COM NEW | 84860W300 | — | 26,320 shares | $952,000 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | — | 14,252 shares | $950,000 |
| SPDR SER TR | PORTFOLIO CRPORT | 78464A144 | — | 34,028 shares | $945,000 |
| INVESCO ACTIVELY MANAGED ETF | TOTAL RETURN | 46090A804 | — | 20,725 shares | $945,000 |
| FIVE STAR BANCORP | COM | 33830T103 | — | 33,194 shares | $941,000 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | — | 11,617 shares | $935,000 |
| ACADEMY SPORTS & OUTDOORS IN | COM | 00402L107 | — | 22,066 shares | $931,000 |
| ISHARES TR | 1 3 YR TREAS BD | 464287457 | — | 11,457 shares | $930,000 |
| COLGATE PALMOLIVE CO | COM | 194162103 | — | 13,190 shares | $927,000 |
| ISHARES TR | ISHS 1-5YR INVS | 464288646 | — | 18,735 shares | $923,000 |
| CVB FINL CORP | COM | 126600105 | — | 36,371 shares | $921,000 |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | — | 15,250 shares | $921,000 |
| ISHARES TR | U.S. MED DVC ETF | 464288810 | — | 19,398 shares | $915,000 |
| MOSAIC CO NEW | COM | 61945C103 | — | 18,869 shares | $912,000 |
| CLOUDFLARE INC | CL A COM | 18915M107 | — | 16,437 shares | $909,000 |
| US BANCORP DEL | COM NEW | 902973304 | — | 22,406 shares | $903,000 |
| SPDR INDEX SHS FDS | S&P GBLINF ETF | 78463X855 | — | 18,683 shares | $893,000 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | — | 15,120 shares | $885,000 |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 808524854 | — | 17,913 shares | $880,000 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 | — | 10,663 shares | $879,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 24,004 shares | $876,000 |
| CONSOLIDATED EDISON INC | COM | 209115104 | — | 10,177 shares | $873,000 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 25434V401 | — | 22,165 shares | $860,000 |
| ISHARES TR | U.S. INSRNCE ETF | 464288786 | — | 10,860 shares | $859,000 |