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NorthRock Partners, LLC
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $7,055,587,942
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $466,440,518
- J P MORGAN EXCHANGE TRADED F · MORTGAGE BACKED · 46654Q575 · shares: $438,117,070
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $366,867,171
- SPDR SERIES TRUST · ST STR P500VAL · 78464A508 · shares: $322,406,204
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $308,390,532
- VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS · 92206C102 · shares: $292,084,387
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $253,639,886
- APPLE INC · COM · 037833100 · shares: $244,011,650
- ISHARES TR · 0-3 MTH TREASURY · 46436E718 · shares: $215,375,161
- ISHARES TR · GLB INFRASTR ETF · 464288372 · shares: $209,661,395
Reported holdings
705 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ELI LILLY & CO | COM | 532457108 | — | 7,058 shares | $8,167,294 |
| DBX ETF TR | XTRACK USD HIGH | 233051432 | — | 226,158 shares | $7,965,292 |
| PROSHARES TR | ULTRAPRO QQQ | 74347X831 | — | 101,399 shares | $7,912,226 |
| EXXONMOBIL HOLDINGS CORP | COM SHS | 30233Q108 | — | 47,618 shares | $7,749,938 |
| CATERPILLAR INC | COM | 149123101 | — | 9,271 shares | $7,517,520 |
| ISHARES TR | EAFE SML CP ETF | 464288273 | — | 87,995 shares | $7,428,547 |
| BLACKROCK ETF TRUST | ISHA SYST AL ETF | 09290C665 | — | 248,471 shares | $7,419,366 |
| BLACKROCK ETF TRUST | DISC VOLA EQ ETF | 09290C715 | — | 279,853 shares | $7,309,779 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 7,799 shares | $7,100,569 |
| ISHARES TR | US TECH BRKTHR | 46436E502 | — | 89,135 shares | $7,035,432 |
| ISHARES TR | EAFE VALUE ETF | 464288877 | — | 177,290 shares | $7,015,395 |
| ISHARES TR | ESG AWARE MSCI | 46435U663 | — | 134,820 shares | $7,010,642 |
| BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | — | 9 shares | $6,723,045 |
| AMERIPRISE FINL INC | COM | 03076C106 | — | 13,558 shares | $6,675,472 |
| SCHWAB STRATEGIC TR | LONG TERM US | 808524680 | — | 225,380 shares | $6,414,319 |
| SCHWAB STRATEGIC TR | 1000 INDEX ETF | 808524722 | — | 171,105 shares | $6,272,743 |
| ISHARES TR | ESG AW MSCI EAFE | 46435G516 | — | 59,781 shares | $6,160,498 |
| CISCO SYS INC | COM | 17275R102 | — | 56,294 shares | $6,058,968 |
| ISHARES TR | US AER DEF ETF | 464288760 | — | 85,071 shares | $5,875,049 |
| WALMART INC | COM | 931142103 | — | 56,321 shares | $5,852,912 |
| PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | — | 30,443 shares | $5,694,382 |
| VEEVA SYS INC | CL A COM | 922475108 | — | 19,491 shares | $5,563,706 |
| SELECT SECTOR SPDR TR | ST STR ENERG ETF | 81369Y506 | — | 89,991 shares | $5,534,502 |
| HAWKINS INC | COM | 420261109 | — | 43,827 shares | $5,522,202 |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | — | 68,312 shares | $5,349,534 |
| MCDONALDS CORP | COM | 580135101 | — | 23,126 shares | $5,340,882 |
| WELLS FARGO & CO | COM | 949746101 | — | 65,812 shares | $5,268,293 |
| ISHARES TR | INVT GRAD SY ETF | 46435G219 | — | 119,032 shares | $5,093,422 |
| ISHARES TR | MSCI USA QLT FCT | 46432F339 | — | 91,206 shares | $5,067,433 |
| ORACLE CORP | COM | 68389X105 | — | 36,237 shares | $4,975,412 |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 922908652 | — | 20,729 shares | $4,801,556 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | 81369Y209 | — | 27,620 shares | $4,651,887 |
| GE AEROSPACE | COM NEW | 369604301 | — | 14,627 shares | $4,568,058 |
| MERCK & CO INC | COM | 58933Y105 | — | 31,390 shares | $4,561,349 |
| SPDR SERIES TRUST | ST STR SP DIV | 78464A763 | — | 30,853 shares | $4,519,375 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 14,525 shares | $4,417,135 |
| ISHARES TR | SHRT NAT MUN ETF | 464288158 | — | 42,188 shares | $4,410,412 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 19,868 shares | $4,369,708 |
| NETFLIX INC. | COM | 64110L106 | — | 62,652 shares | $4,359,334 |
| BANK OF AMER CORP | COM | 060505104 | — | 79,923 shares | $4,350,222 |
| ISHARES TR | EAFE GRWTH ETF | 464288885 | — | 107,346 shares | $4,287,770 |
| SENTINELONE INC | CL A | 81730H109 | — | 180,000 shares | $4,276,800 |
| PROGRESSIVE CORP | COM | 743315103 | PUT | 20,600 shares | $4,268,526 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 9,285 shares | $4,235,816 |
| ISHARES TR | ESG AWR US AGRGT | 46435U549 | — | 93,375 shares | $4,225,233 |
| APPLE INC | COM | 037833100 | PUT | 12,600 shares | $4,196,052 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 8,137 shares | $4,144,001 |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 92189F676 | — | 6,792 shares | $4,136,767 |
| CORNING INC | COM | 219350105 | — | 26,724 shares | $4,109,162 |
| ISHARES TR | ESG OPTIMIZED | 464288802 | — | 26,279 shares | $4,091,213 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 14,998 shares | $3,970,787 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | — | 178,066 shares | $3,924,575 |
| SALESFORCE INC | COM | 79466L302 | — | 16,882 shares | $3,875,765 |
| ABBOTT LABORATORIES | COM | 002824100 | — | 39,099 shares | $3,864,156 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | — | 112,914 shares | $3,841,343 |
| PEPSICO INC | COM | 713448108 | — | 29,971 shares | $3,798,032 |
| GE VERNOVA INC | COM | 36828A101 | — | 3,920 shares | $3,726,406 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 | — | 3,885 shares | $3,583,396 |
| INTEL CORP | COM | 458140100 | — | 29,557 shares | $3,553,647 |
| ISHARES TR | MSCI USA MMENTM | 46432F396 | — | 43,770 shares | $3,472,546 |
| STRYKER CORPORATION | COM | 863667101 | — | 12,603 shares | $3,470,877 |
| ISHARES GOLD TR | ISHARES NEW | 464285204 | — | 44,165 shares | $3,449,287 |
| COCA COLA CO | COM | 191216100 | — | 39,724 shares | $3,419,463 |
| BANK OF MONTREAL | COM | 063671101 | — | 20,250 shares | $3,386,813 |
| BOEING CO | COM | 097023105 | — | 18,162 shares | $3,379,207 |
| ISHARES TR | ESG SELECT SCRE | 46436E569 | — | 57,829 shares | $3,371,443 |
| RTX CORPORATION | COM | 75513E101 | — | 17,919 shares | $3,326,831 |
| WORLD GOLD TR | SPDR GLD MINIS | 98149E303 | — | 40,042 shares | $3,290,652 |
| SPDR SERIES TRUST | ST STR SP600 SML | 78468R853 | — | 60,949 shares | $3,221,786 |
| SPACE EXPLORATION TECHN CORP | CLASS A COM STK | 84615Q103 | — | 21,108 shares | $3,184,374 |
| SPDR SERIES TRUST | ST STR CORPO ETF | 78464A144 | — | 113,125 shares | $3,109,817 |
| ISHARES TR | CYBERSECURITY | 46435U135 | — | 45,607 shares | $3,083,993 |
| ISHARES TR | DOW JONES US ETF | 464287846 | — | 16,498 shares | $3,058,729 |
| HOME DEPOT INC | COM | 437076102 | — | 10,577 shares | $3,009,123 |
| ISHARES TR | CORE S&P TTL STK | 464287150 | — | 17,996 shares | $2,992,398 |
| BLACKROCK INC | COM | 09290D101 | — | 2,825 shares | $2,990,276 |
| ISHARES TR | SYSTEMATIC BD ET | 46435U796 | — | 34,861 shares | $2,938,103 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 7,663 shares | $2,918,428 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 7,884 shares | $2,894,174 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | — | 54,408 shares | $2,856,467 |
| ISHARES TR | U.S. TECH ETF | 464287721 | — | 10,748 shares | $2,847,266 |
| ISHARES TR | ESG EAFE ETF | 46436E759 | — | 33,570 shares | $2,841,785 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 13,500 shares | $2,808,405 |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | 81369Y704 | — | 16,623 shares | $2,775,829 |
| APPLIED MATLS INC | COM | 038222105 | — | 5,355 shares | $2,738,586 |
| SPDR INDEX SHS FDS | ST STR MSCI EAFE | 78463X434 | — | 27,591 shares | $2,690,999 |
| QUALCOMM INC | COM | 747525103 | — | 14,545 shares | $2,676,936 |
| VANGUARD INDEX FDS | MRNGSTR VAL ETF | 922908744 | — | 12,373 shares | $2,673,671 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 2,506 shares | $2,669,416 |
| DEERE & CO | COM | 244199105 | — | 3,974 shares | $2,669,092 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | 78467Y107 | — | 4,041 shares | $2,654,372 |
| TARGET CORP | COM | 87612E106 | — | 16,724 shares | $2,620,606 |
| ISHARES TR | ESG AWRE 1 5 YR | 46435G243 | — | 107,054 shares | $2,615,334 |
| ISHARES TR | S&P SML 600 GWT | 464287887 | — | 16,265 shares | $2,607,792 |
| LUMENTUM HLDGS INC | COM | 55024U109 | — | 2,621 shares | $2,545,672 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 35,225 shares | $2,534,489 |
| QUALYS INC | COM | 74758T303 | — | 13,500 shares | $2,527,200 |
| MCKESSON CORP | COM | 58155Q103 | — | 2,948 shares | $2,517,424 |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | — | 91,143 shares | $2,503,722 |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | — | 35,192 shares | $2,468,776 |