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NorthRock Partners, LLC
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $7,055,587,942
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $466,440,518
- J P MORGAN EXCHANGE TRADED F · MORTGAGE BACKED · 46654Q575 · shares: $438,117,070
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $366,867,171
- SPDR SERIES TRUST · ST STR P500VAL · 78464A508 · shares: $322,406,204
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $308,390,532
- VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS · 92206C102 · shares: $292,084,387
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $253,639,886
- APPLE INC · COM · 037833100 · shares: $244,011,650
- ISHARES TR · 0-3 MTH TREASURY · 46436E718 · shares: $215,375,161
- ISHARES TR · GLB INFRASTR ETF · 464288372 · shares: $209,661,395
Reported holdings
705 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | — | 2,605 shares | $1,059,409 |
| CHARLES SCHWAB CORP (THE) | COM | 808513105 | — | 10,836 shares | $1,059,116 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | — | 4,452 shares | $1,057,693 |
| DANAHER CORP DEL | COM | 235851102 | — | 4,741 shares | $1,050,387 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | — | 2,303 shares | $1,027,260 |
| DIMENSIONAL ETF TRUST | US EQUI MARK ETF | 25434V401 | — | 12,369 shares | $1,027,016 |
| SEMTECH CORP | COM | 816850101 | — | 5,684 shares | $1,013,741 |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | — | 34,103 shares | $999,569 |
| DIMENSIONAL ETF TRUST | US MKTWIDE VALUE | 25434V724 | — | 18,092 shares | $995,060 |
| SNOWFLAKE INC | COM SHS | 833445109 | — | 2,915 shares | $989,829 |
| GRAYSCALE BITCOIN TRUST ETF | SHS REP COM UT | 389637109 | — | 15,203 shares | $981,962 |
| VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | — | 19,605 shares | $964,972 |
| WEC ENERGY GROUP INC | COM | 92939U106 | — | 9,556 shares | $963,114 |
| ISHARES TR | ESG SELECT SCRE | 46436E551 | — | 19,726 shares | $962,265 |
| SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | — | 1,959 shares | $954,777 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | — | 4,942 shares | $954,303 |
| SPDR SERIES TRUST | ST STR MSCI USAQ | 78468R812 | — | 4,968 shares | $944,466 |
| TEXAS INSTRS INC | COM | 882508104 | — | 3,324 shares | $931,206 |
| CARPENTER TECHNOLOGY CORP | COM | 144285103 | — | 2,353 shares | $914,904 |
| PIMCO CALIF MUN INCOME FD | COM | 72200N106 | — | 118,558 shares | $914,084 |
| PFIZER INC | COM | 717081103 | — | 31,783 shares | $906,463 |
| CLOUDFLARE INC | CL A COM | 18915M107 | — | 2,590 shares | $899,455 |
| ISHARES TR | RUS 2000 GRW ETF | 464287648 | — | 2,501 shares | $892,607 |
| ISHARES TR | INTL SEL DIV ETF | 464288448 | — | 21,123 shares | $891,207 |
| BLACKSTONE INC | COM | 09260D107 | — | 7,912 shares | $886,961 |
| CITIGROUP INC | COM NEW | 172967424 | — | 6,792 shares | $879,535 |
| SHOPIFY INC | CL A SUB VTG SHS | 82509L107 | — | 5,916 shares | $877,343 |
| CONOCOPHILLIPS | COM | 20825C104 | — | 6,981 shares | $873,718 |
| AMPHENOL CORP | CL A | 032095101 | — | 10,311 shares | $869,261 |
| ADOBE INC | COM | 00724F101 | — | 3,606 shares | $865,265 |
| ISHARES TR | MSCI USA VALUE | 46432F388 | — | 4,342 shares | $859,716 |
| ISHARES TR | CORE HIGH DV ETF | 46429B663 | — | 30,688 shares | $858,064 |
| HONEYWELL INTL INC | COM | 438516205 | — | 4,060 shares | $856,422 |
| WASTE MGMT INC DEL | COM | 94106L109 | — | 4,113 shares | $838,851 |
| XCEL ENERGY INC | COM | 98389B100 | — | 11,866 shares | $836,373 |
| EATON CORP PLC | SHS | G29183103 | — | 1,931 shares | $830,162 |
| COMCAST CORP NEW | CL A | 20030N101 | — | 37,758 shares | $821,631 |
| ISHARES TR | CONV BD ETF | 46435G102 | — | 7,267 shares | $820,699 |
| ECOLAB INC | COM | 278865100 | — | 2,986 shares | $820,161 |
| US BANCORP | COM NEW | 902973304 | — | 14,160 shares | $817,899 |
| API GROUP CORP | COM STK | 00187Y100 | — | 20,899 shares | $806,701 |
| ASSURANT INC | COM | 04621X108 | — | 3,056 shares | $805,304 |
| DXP ENTERPRISES INC | COM NEW | 233377407 | — | 4,427 shares | $802,217 |
| ISHARES TR | EXPND TEC SC ETF | 464287549 | — | 4,717 shares | $797,502 |
| VANGUARD INDEX FDS | MRNGSTR MD CP GR | 922908538 | — | 2,623 shares | $766,235 |
| VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | — | 9,234 shares | $766,165 |
| REALTY INCOME CORP | COM | 756109104 | — | 14,099 shares | $765,596 |
| COGNEX CORP | COM | 192422103 | — | 12,524 shares | $759,605 |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 808524755 | — | 14,008 shares | $752,973 |
| COOPER-STANDARD HOLDINGS INC | COM | 21676P103 | — | 36,000 shares | $750,240 |
| KIMBERLY-CLARK CORP | COM | 494368103 | — | 7,496 shares | $730,416 |
| DIREXION SHARES ETF TRUST | DLY NVDA BULL 2X | 25461A833 | — | 5,000 shares | $728,500 |
| HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | — | 11,391 shares | $727,798 |
| OTTER TAIL CORP | COM | 689648103 | — | 8,216 shares | $723,350 |
| ISHARES TR | MSCI INTL QUALTY | 46434V456 | — | 14,602 shares | $722,410 |
| INVESCO EXCHANGE TRADED FD T | BUYBACK ACHIEV | 46137V308 | — | 5,000 shares | $715,543 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | — | 9,813 shares | $714,987 |
| SPDR SERIES TRUST | ST STR SP500DIV | 78468R788 | — | 15,703 shares | $712,448 |
| BLOCK INC | CL A | 852234103 | — | 9,609 shares | $706,561 |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 46138E354 | — | 9,989 shares | $704,324 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | — | 21,620 shares | $703,304 |
| LINDE PLC | SHS | G54950103 | — | 1,472 shares | $698,969 |
| LABCORP HOLDINGS INC | COM SHS | 504922105 | — | 2,260 shares | $696,329 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | — | 20,692 shares | $689,282 |
| COMMERCIAL METALS CO | COM | 201723103 | — | 11,056 shares | $686,640 |
| THE CIGNA GROUP | COM | 125523100 | — | 2,504 shares | $680,683 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | — | 1,288 shares | $673,379 |
| COLGATE PALMOLIVE CO | COM | 194162103 | — | 7,853 shares | $670,042 |
| BOOKING HOLDINGS INC | COM | 09857L108 | — | 4,099 shares | $667,789 |
| PHILLIPS 66 | COM | 718546104 | — | 2,610 shares | $666,552 |
| ROCKWELL AUTOMATION INC | COM | 773903109 | — | 1,530 shares | $666,055 |
| INVESCO EXCH TRADED FD TR II | NATL AMT MUNI | 46138E537 | — | 31,064 shares | $664,480 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | — | 10,615 shares | $662,427 |
| MGE ENERGY INC | COM | 55277P104 | — | 9,369 shares | $650,678 |
| FUNDX INVT TR | FUTU FD OPPO ETF | 360876841 | — | 22,945 shares | $647,967 |
| DELTA AIR LINES INC | COM NEW | 247361702 | — | 7,741 shares | $646,085 |
| DIGITAL RLTY TR INC | COM | 253868103 | — | 3,654 shares | $641,409 |
| ROSS STORES INC | COM | 778296103 | — | 2,740 shares | $639,586 |
| INTUIT | COM | 461202103 | — | 2,310 shares | $636,996 |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 46641Q332 | — | 11,324 shares | $636,673 |
| ULTA BEAUTY INC | COM | 90384S303 | — | 1,158 shares | $632,465 |
| WILLIAMS COS INC | COM | 969457100 | — | 9,292 shares | $631,580 |
| CROCS INC | COM | 227046109 | — | 5,371 shares | $630,072 |
| SANDISK CORP | COM | 80004C200 | — | 361 shares | $628,100 |
| T-MOBILE US INC | COM | 872590104 | — | 3,848 shares | $627,549 |
| ISHARES INC | MSCI JAPAN ETF | 46434G822 | — | 6,398 shares | $623,592 |
| ISHARES TR | USD INV GRDE ETF | 464288620 | — | 12,794 shares | $623,196 |
| HONEYWELL AEROSPACE INC | COM | 43849R105 | — | 4,000 shares | $619,880 |
| FLEXSHARES TR | NRTRN TR STOX GB | 33939L795 | — | 9,879 shares | $616,252 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 5,387 shares | $614,206 |
| VANGUARD INDEX FDS | MRNGSTR MD CP VA | 922908512 | — | 3,105 shares | $607,305 |
| ITT INC | COM | 45073V108 | — | 2,998 shares | $605,219 |
| VANGUARD WORLD FD | CONSUM STP ETF | 92204A207 | — | 2,762 shares | $602,761 |
| BLACKROCK ETF TRUST | ISHARES US LARG | 09290C863 | — | 17,403 shares | $599,707 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | — | 3,268 shares | $599,330 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 8,708 shares | $596,630 |
| LAM RESEARCH CORP | COM NEW | 512807306 | — | 1,767 shares | $580,570 |
| GRACO INC | COM | 384109104 | — | 7,503 shares | $576,607 |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 67092P300 | — | 10,884 shares | $573,043 |
| EAST WEST BANCORP INC | COM | 27579R104 | — | 4,577 shares | $567,325 |