← Back to Discover
Richard W. Paul & Associates, LLC
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $331,891,350
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P US VLU · 464287663 · shares: $21,193,566
- ISHARES TR · CORE S&P US GWT · 464287671 · shares: $20,202,734
- ISHARES TR · CORE MSCI EAFE · 46432F842 · shares: $11,917,144
- J P MORGAN EXCHANGE TRADED F · INCOME ETF · 46641Q159 · shares: $11,182,658
- ISHARES TR · CORE S&P SCP ETF · 464287804 · shares: $9,830,984
- ISHARES TR · 20 YR TR BD ETF · 464287432 · shares: $9,791,762
- PIMCO ETF TR · ACTIVE BD ETF · 72201R775 · shares: $9,564,501
- PIMCO ETF TR · MULTISECTOR BD · 72201R585 · shares: $9,398,951
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $8,316,196
- ISHARES TR · MSCI EAFE ETF · 464287465 · shares: $7,704,403
Reported holdings
311 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | — | 8,845 shares | $797,032 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 1,026 shares | $782,458 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 | — | 7,612 shares | $754,241 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 3,204 shares | $747,465 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | — | 3,438 shares | $742,873 |
| PEPSICO INC | COM | 713448108 | — | 5,726 shares | $725,603 |
| SHERWIN WILLIAMS CO | COM | 824348106 | — | 2,218 shares | $717,034 |
| S&P GLOBAL INC | COM | 78409V104 | — | 1,766 shares | $696,827 |
| SSGA ACTIVE TR | STATE STREET US | 78470P408 | — | 9,902 shares | $657,592 |
| ISHARES TR | TRUST ISHARE 0-1 | 464288679 | — | 5,912 shares | $652,212 |
| LAM RESEARCH CORP | COM NEW | 512807306 | — | 1,713 shares | $562,738 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | 78463X889 | — | 11,205 shares | $562,603 |
| IQVIA HLDGS INC | COM | 46266C105 | — | 2,018 shares | $542,539 |
| ANALOG DEVICES INC | COM | 032654105 | — | 1,334 shares | $529,095 |
| AMPHENOL CORP | CL A | 032095101 | — | 6,140 shares | $517,633 |
| CISCO SYS INC | COM | 17275R102 | — | 4,780 shares | $514,440 |
| DISNEY WALT CO | COM | 254687106 | — | 4,641 shares | $486,882 |
| SERVICENOW INC | COM | 81762P102 | — | 3,351 shares | $449,068 |
| SELECT SECTOR SPDR TR | ST STR INDL ETF | 81369Y704 | — | 2,648 shares | $442,127 |
| BANK OF NY MELLON CORP | COM | 064058100 | — | 3,005 shares | $434,675 |
| SPDR SERIES TRUST | ST STR P500VAL | 78464A508 | — | 7,027 shares | $429,561 |
| PARKER-HANNIFIN CORP | COM | 701094104 | — | 446 shares | $426,441 |
| VISA INC | COM CL A | 92826C839 | — | 1,184 shares | $425,332 |
| WELLS FARGO & CO | COM | 949746101 | — | 5,276 shares | $422,362 |
| INTERACTIVE BROKERS GROUP IN | COM CL A | 45841N107 | — | 4,784 shares | $408,670 |
| SPDR INDEX SHS FDS | ST PORT MARK ETF | 78463X509 | — | 7,895 shares | $408,645 |
| SELECT SECTOR SPDR TR | ST STR DISCR ETF | 81369Y407 | — | 3,710 shares | $403,804 |
| LINDE PLC | SHS | G54950103 | — | 838 shares | $397,943 |
| MCKESSON CORP | COM | 58155Q103 | — | 463 shares | $395,650 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 1,290 shares | $392,270 |
| AMERICAN TOWER CORP | COM | 03027X100 | — | 2,352 shares | $385,079 |
| JOHNSON CONTROLS INTERNATION | SHS | G51502105 | — | 2,560 shares | $380,582 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | — | 2,041 shares | $375,070 |
| SLB LIMITED | COM STK | 806857108 | — | 7,472 shares | $364,011 |
| SELECT SECTOR SPDR TR | ST STR SVC ETF | 81369Y852 | — | 3,159 shares | $350,535 |
| SPDR SERIES TRUST | ST STR SP600 SML | 78468R853 | — | 6,575 shares | $347,555 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | 81369Y605 | — | 6,447 shares | $344,247 |
| PULTE GROUP INC | COM | 745867101 | — | 2,949 shares | $342,284 |
| ORACLE CORP | COM | 68389X105 | — | 2,461 shares | $337,841 |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 | — | 4,701 shares | $334,162 |
| SMUCKER J M CO | COM NEW | 832696405 | — | 2,557 shares | $304,022 |
| TJX COS INC NEW | COM | 872540109 | — | 2,174 shares | $287,667 |
| FEDEX CORP | COM | 31428X106 | — | 1,000 shares | $285,090 |
| ALLSTATE CORP | COM | 020002101 | — | 1,258 shares | $278,991 |
| CARNIVAL CORP LTD | COMMON SHARES | G2004J103 | — | 11,347 shares | $278,458 |
| SYSCO CORP | COM | 871829107 | — | 3,544 shares | $276,309 |
| L3HARRIS TECHNOLOGIES INC | COM | 502431109 | — | 1,080 shares | $255,832 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 4,296 shares | $254,804 |
| PPL CORP | COM | 69351T106 | — | 7,464 shares | $245,503 |
| UBER TECHNOLOGIES INC | COM | 90353T100 | — | 3,549 shares | $243,142 |
| SSGA ACTIVE TR | ST STR SECTO ETF | 78470P507 | — | 9,694 shares | $236,631 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT ETF | 46641Q837 | — | 4,339 shares | $218,555 |
| CENTERPOINT ENERGY INC | COM | 15189T107 | — | 5,881 shares | $216,414 |
| PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | — | 2,145 shares | $215,680 |
| GRAYSCALE ETHEREUM STAKING E | SHS | 389638107 | — | 9,899 shares | $212,136 |
| VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | — | 739 shares | $210,313 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | — | 3,604 shares | $168,919 |
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | — | 2,005 shares | $153,182 |
| SPDR SERIES TRUST | ST LON TREAS ETF | 78464A664 | — | 6,349 shares | $151,424 |
| SPDR SERIES TRUST | ST STR P400MID | 78464A847 | — | 2,315 shares | $145,938 |
| SPDR SERIES TRUST | STATE STRET SPDR | 78468R440 | — | 3,560 shares | $139,623 |
| SPDR INDEX SHS FDS | ST INTL CAP ETF | 78463X871 | — | 2,581 shares | $117,616 |
| SPDR SERIES TRUST | ST LONG BD ETF | 78464A367 | — | 5,626 shares | $114,658 |
| VOLATILITY SHS TR | 2X ETHER ETF NEW | 92864M798 | — | 3,791 shares | $113,503 |
| SPDR SERIES TRUST | ST STR NYSE TECH | 78464A102 | — | 284 shares | $108,542 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 278 shares | $105,874 |
| CLOUDFLARE INC | CL A COM | 18915M107 | — | 266 shares | $92,376 |
| GRAYSCALE ETHEREUM STAKING | SHS NEW | 38964R203 | — | 3,616 shares | $92,172 |
| FIDELITY WISE ORIGIN BITCOIN | SHS | 315948109 | — | 1,221 shares | $88,693 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | — | 1,954 shares | $86,777 |
| EA SERIES TRUST | ALPHA ARCH 1-3 | 02072L565 | — | 709 shares | $83,939 |
| VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | — | 1,108 shares | $80,729 |
| SSGA ACTIVE ETF TR | ST STR BL LN ETF | 78467V608 | — | 1,993 shares | $80,493 |
| SPDR SERIES TRUST | ST STR P500GRW | 78464A409 | — | 648 shares | $79,756 |
| SPDR SERIES TRUST | ST STR USD ETF | 78468R515 | — | 3,278 shares | $78,246 |
| FIRST TR EXCHANGE-TRADED FD | CAP STRENGTH ETF | 33733E104 | — | 829 shares | $77,802 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | — | 636 shares | $73,655 |
| VANGUARD BD INDEX FDS | LONG TERM BOND | 921937793 | — | 1,161 shares | $72,830 |
| SPDR SERIES TRUST | ST BLOO HIGH ETF | 78468R622 | — | 730 shares | $67,750 |
| SHARPLINK INC | COM NEW | 820014405 | — | 7,103 shares | $65,913 |
| FEDEX FGHT HLDG CO INC | COMMON STOCK | 314352105 | — | 500 shares | $54,690 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | — | 630 shares | $48,676 |
| FIRST TR EXCHANGE-TRADED FD | NASDAQ CYB ETF | 33734X846 | — | 458 shares | $47,215 |
| BITMINE IMMERSION TECHS INC | COM NEW | 09175A206 | — | 1,742 shares | $46,041 |
| FIRST TR EXCHANGE TRADED FD | NASD TECH DIV | 33738R118 | — | 370 shares | $41,743 |
| FIRST TR EXCHNG TRADED FD VI | SMITH OPPORT FXD | 33740F805 | — | 1,004 shares | $41,435 |
| PROLOGIS INC. | COM | 74340W103 | — | 315 shares | $40,900 |
| SPDR SERIES TRUST | SST SPDR BLOOMBE | 78464A391 | — | 1,921 shares | $39,573 |
| PFIZER INC | COM | 717081103 | — | 1,324 shares | $37,760 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | — | 389 shares | $34,866 |
| WHITEFIBER INC | SHS | G96115103 | — | 1,925 shares | $34,669 |
| APPLIED MATLS INC | COM | 038222105 | — | 65 shares | $33,240 |
| NEBIUS GROUP N.V. | SHS CLASS A | N97284108 | — | 140 shares | $33,023 |
| DELL TECHNOLOGIES INC | CL C | 24703L202 | — | 59 shares | $31,739 |
| SANOFI SA | SPONSORED ADR | 80105N105 | — | 763 shares | $31,458 |
| US BANCORP | COM NEW | 902973304 | — | 544 shares | $31,421 |
| SHELL PLC | SPON ADS | 780259305 | — | 330 shares | $31,366 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 | — | 208 shares | $28,637 |
| PAYCHEX INC | COM | 704326107 | — | 287 shares | $28,270 |
| ENBRIDGE INC | COM | 29250N105 | — | 607 shares | $28,219 |