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Richard W. Paul & Associates, LLC
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $331,891,350
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P US VLU · 464287663 · shares: $21,193,566
- ISHARES TR · CORE S&P US GWT · 464287671 · shares: $20,202,734
- ISHARES TR · CORE MSCI EAFE · 46432F842 · shares: $11,917,144
- J P MORGAN EXCHANGE TRADED F · INCOME ETF · 46641Q159 · shares: $11,182,658
- ISHARES TR · CORE S&P SCP ETF · 464287804 · shares: $9,830,984
- ISHARES TR · 20 YR TR BD ETF · 464287432 · shares: $9,791,762
- PIMCO ETF TR · ACTIVE BD ETF · 72201R775 · shares: $9,564,501
- PIMCO ETF TR · MULTISECTOR BD · 72201R585 · shares: $9,398,951
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $8,316,196
- ISHARES TR · MSCI EAFE ETF · 464287465 · shares: $7,704,403
Reported holdings
311 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| AMERICAN CENTY ETF TR | US EQT ETF | 025072885 | — | 215 shares | $27,539 |
| FIRSTENERGY CORP | COM | 337932107 | — | 623 shares | $26,995 |
| REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | — | 994 shares | $26,719 |
| MOBILITY GLOBAL INC | COM SHS | 60744M106 | — | 1,554 shares | $26,655 |
| CME GROUP INC | COM | 12572Q105 | — | 101 shares | $26,460 |
| CHEVRON CORPORATION | COM | 166764100 | — | 128 shares | $26,139 |
| MEDTRONIC PLC | SHS | G5960L103 | — | 297 shares | $25,628 |
| COREWEAVE INC | COM CL A | 21873S108 | — | 290 shares | $25,265 |
| BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | — | 456 shares | $24,806 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | — | 110 shares | $24,449 |
| NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | — | 320 shares | $24,262 |
| AMCOR PLC | COM NEW | G0250X149 | — | 563 shares | $23,567 |
| IREN LIMITED | ORDINARY SHARES | Q4982L109 | — | 565 shares | $23,097 |
| SELECT SECTOR SPDR TR | ST STR REAL ETF | 81369Y860 | — | 553 shares | $22,623 |
| WEC ENERGY GROUP INC | COM | 92939U106 | — | 217 shares | $21,869 |
| VANGUARD INDEX FDS | MID CAP ETF | 922908629 | — | 264 shares | $20,703 |
| MONDELEZ INTL INC | CL A | 609207105 | — | 345 shares | $19,948 |
| UNILEVER PLC | SPON ADR NEW | 904767803 | — | 327 shares | $19,859 |
| KIMBERLY-CLARK CORP | COM | 494368103 | — | 198 shares | $19,291 |
| CEREBRAS SYSTEMS INC | COM CL A | 15675D103 | — | 99 shares | $17,587 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 150 shares | $17,101 |
| TC ENERGY CORP | COM | 87807B107 | — | 289 shares | $16,698 |
| EA SERIES TRUST | STRI US ENER ETF | 02072L722 | — | 378 shares | $15,135 |
| TAIWAN SEMICONDUCTOR MANUFAC | SPONSORED ADS | 874039100 | — | 32 shares | $14,598 |
| KIMCO REALTY CORP | COM | 49446R109 | — | 650 shares | $14,437 |
| PRINCIPAL FINANCIAL GROUP IN | COM | 74251V102 | — | 116 shares | $12,987 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | — | 514 shares | $12,917 |
| CROWDSTRIKE HLDGS INC | CL A | 22788C105 | — | 48 shares | $12,708 |
| INVESCO EXCH TRADED FD TR II | BLOO EN ANGE ETF | 46138E719 | — | 712 shares | $12,417 |
| HYPERLIQUID STRATEGIES INC | COM | 44916Y106 | — | 1,000 shares | $12,270 |
| EXPEDIA GROUP INC | COM NEW | 30212P303 | — | 42 shares | $11,061 |
| HERSHEY CO | COM | 427866108 | — | 65 shares | $10,245 |
| ISHARES TR | MICRO-CAP ETF | 464288869 | — | 55 shares | $10,164 |
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 | — | 100 shares | $9,926 |
| TRUIST FINL CORP | COM | 89832Q109 | — | 212 shares | $9,816 |
| ISHARES TR | RUS TP200 GR ETF | 464289438 | — | 32 shares | $9,437 |
| FORD MTR CO | COM | 345370860 | — | 750 shares | $9,045 |
| XCEL ENERGY INC | COM | 98389B100 | — | 124 shares | $8,740 |
| INTEL CORP | COM | 458140100 | — | 66 shares | $7,935 |
| DARDEN RESTAURANTS INC | COM | 237194105 | — | 40 shares | $7,730 |
| DELTA AIR LINES INC | COM NEW | 247361702 | — | 92 shares | $7,678 |
| REALTY INCOME CORP | COM | 756109104 | — | 140 shares | $7,602 |
| ONEOK INC NEW | COM | 30609A109 | — | 89 shares | $7,589 |
| CMS ENERGY CORP | COM | 125896100 | — | 117 shares | $7,380 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | — | 27 shares | $6,694 |
| PAYPAL HLDGS INC | COM | 70450Y103 | — | 126 shares | $6,619 |
| SOUTHERN CO | COM | 842587107 | — | 75 shares | $6,217 |
| ISHARES TR | ISHARES BIOTECH | 464287556 | — | 28 shares | $5,895 |
| ISHARES TR | FUTU AI TECH ETF | 46435U556 | — | 74 shares | $5,796 |
| GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | — | 105 shares | $5,513 |
| GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | — | 76 shares | $5,200 |
| ARAMARK | COM | 03852U106 | — | 95 shares | $5,087 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | — | 21 shares | $4,988 |
| CATERPILLAR INC | COM | 149123101 | — | 6 shares | $4,865 |
| STERIS PLC | SHS USD | G8473T100 | — | 23 shares | $4,830 |
| SPDR SERIES TRUST | ST TERM HIGH ETF | 78468R408 | — | 192 shares | $4,660 |
| SPACE EXPLORATION TECHN CORP | CLASS A COM STK | 84615Q103 | — | 30 shares | $4,526 |
| BETTER HOME & FINANCE HOLDIN | COM NEW CL A | 08774B508 | — | 400 shares | $4,400 |
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | — | 6 shares | $4,050 |
| MARATHON PETE CORP | COM | 56585A102 | — | 10 shares | $3,954 |
| TAPESTRY INC | COM | 876030107 | — | 31 shares | $3,566 |
| HOWMET AEROSPACE INC | COM | 443201108 | — | 15 shares | $3,393 |
| AUTOLIV INC | COM | 052800109 | — | 30 shares | $3,357 |
| MP MATERIALS CORP | COM CL A | 553368101 | — | 70 shares | $3,310 |
| PALO ALTO NETWORKS INC | COM | 697435105 | — | 8 shares | $3,178 |
| LULULEMON ATHLETICA INC | COM | 550021109 | — | 33 shares | $3,174 |
| IRON MTN INC DEL | COM | 46284V101 | — | 28 shares | $3,107 |
| CORNING INC | COM | 219350105 | — | 20 shares | $3,075 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 6 shares | $3,056 |
| SPDR SERIES TRUST | ST STR SP BIOT | 78464A870 | — | 19 shares | $2,996 |
| KROGER CO | COM | 501044101 | — | 51 shares | $2,990 |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 989207105 | — | 8 shares | $2,986 |
| SCHWAB CHARLES CORP | COM | 808513105 | — | 30 shares | $2,932 |
| TWILIO INC | CL A | 90138F102 | — | 10 shares | $2,925 |
| CRH PLC | ORD | G25508105 | — | 34 shares | $2,815 |
| GENERAL MTRS CO | COM | 37045V100 | — | 36 shares | $2,772 |
| INVESCO EXCHANGE TRADED FD T | S&P 500 GARP ETF | 46137V431 | — | 23 shares | $2,733 |
| ZOETIS INC | CL A | 98978V103 | — | 39 shares | $2,723 |
| ISHARES TR | CYBERSECURITY | 46435U135 | — | 39 shares | $2,637 |
| TESLA INC | COM | 88160R101 | — | 7 shares | $2,484 |
| FIRST TR EXCHANGE-TRADED FD | INDXX NEXTG ETF | 33737K205 | — | 16 shares | $2,463 |
| TOLL BROTHERS INC | COM | 889478103 | — | 18 shares | $2,426 |
| GLOBAL X FDS | DATA CTR DIG ETF | 37954Y236 | — | 83 shares | $2,253 |
| FERGUSON ENTERPRISES INC | COMMON STOCK NEW | 31488V107 | — | 10 shares | $2,226 |
| WARNER MUSIC GROUP CORP | COM CL A | 934550203 | — | 79 shares | $2,181 |
| PORTLAND GEN ELEC CO | COM NEW | 736508847 | — | 48 shares | $2,142 |
| WORKDAY INC | CL A | 98138H101 | — | 10 shares | $1,905 |
| ADOBE INC | COM | 00724F101 | — | 7 shares | $1,680 |
| T-MOBILE US INC | COM | 872590104 | — | 10 shares | $1,631 |
| MSCI INC | COM | 55354G100 | — | 3 shares | $1,616 |
| KEURIG DR PEPPER INC | COM | 49271V100 | — | 52 shares | $1,578 |
| ARK ETF TR | GENOMIC REV ETF | 00214Q302 | — | 28 shares | $1,518 |
| OCCIDENTAL PETE CORP | COM | 674599105 | — | 25 shares | $1,383 |
| ISHARES GOLD TRUST MICRO | SHS REPSTG UN TR | 46436F103 | — | 32 shares | $1,325 |
| FIRST TR EXCHANGE-TRADED FD | WTR ETF | 33733B100 | — | 12 shares | $1,245 |
| SPDR SERIES TRUST | STATE STRET SPDR | 78468R861 | — | 68 shares | $1,238 |
| SPDR SERIES TRUST | ST STR AGGRE ETF | 78464A649 | — | 46 shares | $1,121 |
| ISHARES TR | TIPS BD ETF | 464287176 | — | 9 shares | $936 |
| SPDR SERIES TRUST | ST STR RATE ETF | 78468R200 | — | 30 shares | $925 |
| FIRST TR EXCHANGE-TRADED FD | NASDQ CLN EDGE | 33737A108 | — | 5 shares | $886 |