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Shaker Financial Services, LLC
Period ended Sep 30, 2026 · Latest filing Oct 14, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $303,136,711
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ROYCE SMALL CAP TRUST INC · COM · 780910105 · shares: $8,800,350
- LIBERTY ALL-STAR GROWTH FD I · COM · 529900102 · shares: $8,292,611
- NUVEEN CORE EQUITY ALPHA FD · COM · 67090X107 · shares: $8,051,330
- GABELLI EQUITY TR INC · COM · 362397101 · shares: $7,956,191
- LIBERTY ALL STAR EQUITY FD · SH BEN INT · 530158104 · shares: $7,700,591
- SPECIAL OPPORTUNITIES FD INC · COM · 84741T104 · shares: $7,061,400
- EATON VANCE TAX MNGED BUY WR · COM · 27828X100 · shares: $6,854,641
- GABELLI DIVID & INCOME TR · COM · 36242H104 · shares: $6,307,794
- FIRST TR ENHANCED EQUITY · COM · 337318109 · shares: $6,224,799
- SOURCE CAPITAL · COM SHS OF BEN I · 836144303 · shares: $5,716,639
Reported holdings
144 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ROYCE SMALL CAP TRUST INC | COM | 780910105 | — | 513,739 shares | $8,800,350 |
| LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | — | 1,642,101 shares | $8,292,611 |
| NUVEEN CORE EQUITY ALPHA FD | COM | 67090X107 | — | 464,820 shares | $8,051,330 |
| GABELLI EQUITY TR INC | COM | 362397101 | — | 1,518,357 shares | $7,956,191 |
| LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | — | 1,334,591 shares | $7,700,591 |
| SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | — | 558,655 shares | $7,061,400 |
| EATON VANCE TAX MNGED BUY WR | COM | 27828X100 | — | 447,139 shares | $6,854,641 |
| GABELLI DIVID & INCOME TR | COM | 36242H104 | — | 222,969 shares | $6,307,794 |
| FIRST TR ENHANCED EQUITY | COM | 337318109 | — | 279,892 shares | $6,224,799 |
| SOURCE CAPITAL | COM SHS OF BEN I | 836144303 | — | 125,834 shares | $5,716,639 |
| EATON VANCE ENHANCED EQUITY | COM | 278274105 | — | 273,850 shares | $5,441,400 |
| EATON VANCE ENHANCED EQUITY | COM | 278277108 | — | 253,907 shares | $5,408,220 |
| EATON VANCE TAX-MANAGED DIVE | COM | 27828N102 | — | 383,715 shares | $5,391,196 |
| EUROPEAN EQUITY FD INC | COM | 298768102 | — | 493,614 shares | $5,148,395 |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | 6706EW100 | — | 266,301 shares | $5,005,879 |
| TAIWAN FD INC | COM | 874036106 | — | 44,417 shares | $4,527,869 |
| CENTRAL SECS CORP | COM | 155123102 | — | 79,373 shares | $4,405,971 |
| THORNBURG INCM BUILDER OPP T | COM | 885213108 | — | 213,332 shares | $4,334,907 |
| LMP CAP & INCOME FD INC | COM | 50208A102 | — | 288,321 shares | $4,249,852 |
| DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | — | 415,052 shares | $4,150,520 |
| BLACKROCK LTD DURATION INCOM | COM SHS | 09249W101 | — | 348,687 shares | $4,006,414 |
| CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | — | 491,862 shares | $3,969,327 |
| GENERAL AMERN INVS CO INC | COM | 368802104 | — | 61,535 shares | $3,903,781 |
| PIMCO INCOME STRATEGY FD | COM | 72201H108 | — | 548,253 shares | $3,808,927 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 52,531 shares | $3,709,249 |
| EATON VANCE TX ADV GLBL DIV | COM | 27828S101 | — | 158,081 shares | $3,654,833 |
| SABA CAPITAL INCOME & OPPORT | COM NEW | 880198205 | — | 436,616 shares | $3,479,830 |
| ALLSPRING MULTI SECTOR INCOM | COM | 94987D101 | — | 397,685 shares | $3,417,149 |
| BLACKROCK ENHANCED LARGE CAP | COM | 09256A109 | — | 141,946 shares | $3,406,704 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 4,286 shares | $3,276,728 |
| ROYCE MICRO-CAP TR INC | COM | 780915104 | — | 233,299 shares | $3,135,539 |
| SRH TOTAL RETURN FUND INC | COM | 101507101 | — | 179,744 shares | $3,122,154 |
| TRI CONTL CORP | COM | 895436103 | — | 86,983 shares | $2,986,997 |
| XAI MADISON EQUITY PREMIUM I | COM | 557437100 | — | 546,122 shares | $2,901,667 |
| BARINGS GLOBAL SHORT DURATIO | COM | 06760L100 | — | 219,769 shares | $2,896,603 |
| HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | — | 419,347 shares | $2,767,691 |
| VOYA ASIA PAC HIGH DIV EQT I | COM | 92912J102 | — | 303,062 shares | $2,694,218 |
| ROYCE GLOBAL TRUST INC | COM | 78081T104 | — | 189,057 shares | $2,692,172 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | — | 189,156 shares | $2,687,706 |
| EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | — | 94,702 shares | $2,643,133 |
| PIMCO GLOBAL STOCKPLUS INCOM | COM | 722011103 | — | 319,717 shares | $2,639,199 |
| BRANDYWINEGBL GBL INCM OPP F | COM | 10537L104 | — | 373,225 shares | $2,582,717 |
| MORGAN STANLEY EMKT DBT FD I | COM | 61744H105 | — | 373,948 shares | $2,574,633 |
| PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | — | 221,753 shares | $2,443,719 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 3,478 shares | $2,437,767 |
| TOTAL RETURN SECURITIES FUND | COM | 870875101 | — | 424,625 shares | $2,420,363 |
| CALAMOS GLOBAL TOTAL RETURN | COM SH BEN INT | 128118106 | — | 185,151 shares | $2,388,448 |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 | — | 198,795 shares | $2,374,049 |
| ABRDN INCOME CREDIT STRATEGI | COM | 003057106 | — | 514,675 shares | $2,290,304 |
| DOUBLELINE YIELD OPPORTUNITI | COM | 25862D105 | — | 170,675 shares | $2,281,925 |
| ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | — | 196,145 shares | $2,255,668 |
| EATON VANCE TAX-ADVANTAGED G | COM | 27828U106 | — | 73,567 shares | $2,229,816 |
| TEMPLETON EMERGING MKTS INCO | COM | 880192109 | — | 356,491 shares | $2,192,420 |
| BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | — | 231,344 shares | $2,174,634 |
| ALLSPRING INCOME OPPORTUNIT | INC OPPTY FD | 94987B105 | — | 352,947 shares | $2,139,952 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | — | 225,286 shares | $2,119,942 |
| PIMCO HIGH INCOME FD | COM SHS | 722014107 | — | 516,772 shares | $2,118,766 |
| BLACKROCK ENHANCED GLOBAL | COM | 092501105 | — | 179,043 shares | $2,091,223 |
| NUVEEN PFD & INCOME OPPORTUN | COM | 67073B106 | — | 300,720 shares | $2,069,706 |
| ABRDN ASIA PACIFIC INCOME FU | COM NEW | 003009867 | — | 155,079 shares | $2,028,434 |
| CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | — | 378,521 shares | $2,021,303 |
| PIMCO INCOME STRATEGY FD II | COM | 72201J104 | — | 313,823 shares | $1,970,930 |
| EATON VANCE LIMITED DURATION | COM | 27828H105 | — | 228,542 shares | $1,931,180 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | — | 193,518 shares | $1,882,931 |
| HANCOCK JOHN INVS TR | COM | 410142103 | — | 148,070 shares | $1,828,665 |
| FRANKLIN LTD DURATION INCOME | COM | 35472T101 | — | 332,332 shares | $1,781,300 |
| WESTERN ASSET HIGH YIELD OPP | COM | 95768B107 | — | 179,344 shares | $1,768,332 |
| UBS ASSET MGMT INCOME FD INC | COM | 224916106 | — | 752,927 shares | $1,761,850 |
| TEMPLETON DRAGON FD INC | COM | 88018T101 | — | 180,423 shares | $1,757,321 |
| ALLSPRING GLOBAL DIVIDEND OP | COM | 94987C103 | — | 255,731 shares | $1,674,581 |
| ABRDN EMERGING MARKETS EX CH | COM | 00301W105 | — | 169,459 shares | $1,601,388 |
| EATON VANCE TAX-MANAGED GLOB | COM | 27829C105 | — | 167,447 shares | $1,590,747 |
| COHEN & STEERS CLOSED-END | COM | 19248P106 | — | 124,694 shares | $1,554,935 |
| PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | — | 124,547 shares | $1,462,182 |
| WESTERN ASSET DIVERSIFIED IN | COM SHS BEN INT | 95790K109 | — | 123,537 shares | $1,460,208 |
| WESTERN ASSET GBL HIGH INC F | COM | 95766B109 | — | 263,590 shares | $1,436,566 |
| INVESCO HIGH INCOME TR II | COM | 46131F101 | — | 149,149 shares | $1,355,765 |
| COHEN & STEERS SELECT PFD & | COM | 19248Y107 | — | 72,564 shares | $1,316,311 |
| WESTERN ASSET HIGH INCOM FD | COM | 95766J102 | — | 352,768 shares | $1,245,272 |
| DOUBLELINE OPPORTUNISTIC CR | COM | 258623107 | — | 89,661 shares | $1,214,907 |
| NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | — | 101,819 shares | $1,207,699 |
| JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | — | 93,079 shares | $1,172,796 |
| KOREA FD INC | COM NEW | 500634209 | — | 17,500 shares | $1,149,050 |
| CALAMOS LNG SHR EQT DYNAMIC | COM | 12812C106 | — | 90,470 shares | $1,136,304 |
| VIRTUS CONVERTIBLE & INCOME | COM NEW | 92838X805 | — | 74,464 shares | $1,125,152 |
| HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | — | 91,089 shares | $1,096,712 |
| HANCOCK JOHN TAX-ADVANTAGED | COM | 41013V100 | — | 47,893 shares | $1,062,267 |
| WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | — | 319,464 shares | $1,041,453 |
| VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 | — | 150,791 shares | $1,017,840 |
| CLOUGH GLOBAL DIVID & INCOME | COM | 18913Y103 | — | 171,750 shares | $994,433 |
| NEW GERMANY FD INC | COM | 644465106 | — | 92,017 shares | $979,061 |
| BLACKROCK MULTI SECTOR INC T | COM | 09258A107 | — | 85,695 shares | $963,212 |
| EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | — | 117,721 shares | $961,781 |
| PIMCO CORPORATE & INCM STRG | COM | 72200U100 | — | 87,404 shares | $932,601 |
| SABA CAPITAL INCOME & OPRNT | SHS NEW | 78518H202 | — | 153,273 shares | $921,171 |
| MEXICO EQUITY & INCOME FD | COM | 592834105 | — | 70,498 shares | $880,485 |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | — | 76,063 shares | $878,528 |
| LAZARD GLOBAL TOTAL RETURN & | COM | 52106W103 | — | 51,320 shares | $873,467 |
| PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 74255X104 | — | 90,664 shares | $808,723 |
| MORGAN STANLEY CHINA A SH FD | COM | 617468103 | — | 44,836 shares | $795,389 |