← Back to Discover
Thomas J. Herzfeld Advisors, Inc.
Period ended Sep 30, 2026 · Latest filing Nov 10, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $285,633,525
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- FS SPECIALTY LENDING FD · COM SH BEN INT · 644323107 · shares: $30,428,906
- PIMCO DYNAMIC INCOME STRATEG · COM SHS BEN INT · 69346N107 · shares: $21,080,129
- FS CREDIT OPPORTUNITIES CORP · COMMON STOCK · 30290Y101 · shares: $19,846,655
- HIGHLAND OPPS & INCOME FD · HIGHLAND INCOME · 43010E404 · shares: $17,252,237
- GUGGENHEIM STRATEGIC OPPORTU · COM SBI · 40167F101 · shares: $15,117,964
- HERZFELD CREDIT INCOME FUND · COM · 42804T205 · shares: $11,754,756
- IM GLOBAL PARTNER FUNDS · IMGP DBI MAN ETF · 53700T827 · shares: $10,724,165
- PIMCO DYNAMIC INCOME FD · SHS · 72201Y101 · shares: $9,293,163
- NUVEEN FLOATING RATE INCOME · COM · 67072T108 · shares: $8,168,800
- SABA CAPITAL INCOME & OPRNT · SHS NEW · 78518H202 · shares: $8,052,216
Reported holdings
130 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| FS SPECIALTY LENDING FD | COM SH BEN INT | 644323107 | — | 2,616,415 shares | $30,428,906 |
| PIMCO DYNAMIC INCOME STRATEG | COM SHS BEN INT | 69346N107 | — | 1,038,430 shares | $21,080,129 |
| FS CREDIT OPPORTUNITIES CORP | COMMON STOCK | 30290Y101 | — | 3,846,251 shares | $19,846,655 |
| HIGHLAND OPPS & INCOME FD | HIGHLAND INCOME | 43010E404 | — | 2,590,426 shares | $17,252,237 |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 40167F101 | — | 1,776,494 shares | $15,117,964 |
| HERZFELD CREDIT INCOME FUND | COM | 42804T205 | — | 782,081 shares | $11,754,756 |
| IM GLOBAL PARTNER FUNDS | IMGP DBI MAN ETF | 53700T827 | — | 329,670 shares | $10,724,165 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | — | 662,378 shares | $9,293,163 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 | — | 1,097,957 shares | $8,168,800 |
| SABA CAPITAL INCOME & OPRNT | SHS NEW | 78518H202 | — | 1,339,803 shares | $8,052,216 |
| NEOSTELLAR CAP CORP | COM NEW | 86887Q109 | — | 793,326 shares | $6,100,677 |
| SABA CAPITAL INCOME & OPPORT | COM NEW | 880198205 | — | 723,046 shares | $5,762,677 |
| BLUEROCK PVT REAL ESTATE FD | COM | 09631P102 | — | 441,565 shares | $5,537,225 |
| EAGLE POINT INCOME CO | COM SHS BEN INT | 269817102 | — | 505,967 shares | $4,675,135 |
| DUFF & PHELPS UTLITY AND INF | COM | 26433C105 | — | 356,335 shares | $4,568,215 |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | — | 361,294 shares | $4,172,946 |
| ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | — | 72,192 shares | $4,024,704 |
| KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | — | 290,530 shares | $3,951,208 |
| BLACKROCK ENERGY & RES TR | COM | 09250U101 | — | 233,309 shares | $3,942,922 |
| PIMCO ACCESS INCOME FUND | SHS BENFIN INT | 72203T100 | — | 297,773 shares | $3,939,537 |
| CLEARBRIDGE ENERGY MIDSTREAM | COM | 18469P209 | — | 77,363 shares | $3,877,434 |
| NEUBERGER ENGY INFRSTR & INC | COM | 64129H104 | — | 386,948 shares | $3,838,524 |
| XAI FLOATING RATE & ALTER IN | COM SHS BENF INT | 98400T304 | — | 194,817 shares | $3,744,383 |
| VIRTUS CONVERTIBLE & INCOME | COM NEW | 92838X805 | — | 232,962 shares | $3,520,056 |
| VIRTUS CONVERTIBLE & INC FD | COM NEW | 92838U801 | — | 244,762 shares | $3,451,144 |
| COLUMBIA SELIGM PREM TECH GR | COM | 19842X109 | — | 58,937 shares | $3,169,042 |
| EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | — | 112,070 shares | $3,127,874 |
| DESTINY TECH100 INC | COM SHS | 25063F107 | — | 99,524 shares | $3,070,315 |
| FIRST TR ENHANCED EQUITY | COM | 337318109 | — | 137,774 shares | $3,064,094 |
| BLACKROCK TECH AND PRIVATE E | SHS BEN INT | 09260Q108 | — | 337,409 shares | $3,029,933 |
| BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 09260K101 | — | 100,653 shares | $2,961,211 |
| GENERAL AMERN INVS CO INC | COM | 368802104 | — | 44,069 shares | $2,795,737 |
| COHEN & STEERS LTD DURATION | COM | 19248C105 | — | 134,404 shares | $2,599,373 |
| PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | — | 235,200 shares | $2,589,552 |
| THORNBURG INCM BUILDER OPP T | COM | 885213108 | — | 126,032 shares | $2,560,970 |
| ANGEL OAK FINL STRATEGIES IN | COM BEN INT | 03464A100 | — | 213,938 shares | $2,552,280 |
| RIVERNORTH FLEXIBLE MUNI INC | COM | 76883Y107 | — | 217,179 shares | $2,540,994 |
| TAIWAN FD INC | COM | 874036106 | — | 23,214 shares | $2,366,435 |
| PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | — | 209,123 shares | $2,304,535 |
| BLACKSTONE STRATEGIC CRED 20 | COM SHS BEN IN | 09257R101 | — | 185,274 shares | $2,082,480 |
| PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 | — | 123,797 shares | $1,885,428 |
| BLACKSTONE LONG SHORT CR INC | COM SHS BN INT | 09257D102 | — | 174,430 shares | $1,841,981 |
| ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | — | 155,023 shares | $1,782,765 |
| NYLIM CBRE GLOBAL | COM | 56064Q107 | — | 126,754 shares | $1,706,109 |
| ABERDEEN MUN INCOME FD | SH BEN INT | 552738106 | — | 311,887 shares | $1,512,652 |
| PIMCO NEW YORK MUN FD II | COM | 72200Y102 | — | 241,505 shares | $1,478,011 |
| PIMCO CALIF MUN INCOME FD | COM | 72200N106 | — | 169,213 shares | $1,304,632 |
| BNY MELLON STRATEGIC MUN BD | COM | 09662E109 | — | 242,252 shares | $1,262,133 |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 | — | 56,528 shares | $1,234,572 |
| EXCHANGE LISTED FDS TR | SABA OPPORTUNIST | 30151E806 | — | 50,283 shares | $1,232,939 |
| NUVEEN MORTGAGE AND INCOME F | COM | 670735109 | — | 74,449 shares | $1,218,730 |
| NYLIM MACKAY DEFINEDTERM MUN | COM | 56064K100 | — | 86,821 shares | $1,181,634 |
| RIVERNORTH FLEXIBLE MUN INCO | COM | 76883H104 | — | 68,629 shares | $881,883 |
| WESTERN ASSET MTG DEFINED OP | COM | 95790B109 | — | 90,938 shares | $865,730 |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 09253N104 | — | 77,186 shares | $791,928 |
| DTF TAX-FREE INCOME 2028 TER | COM | 23334J107 | — | 65,178 shares | $733,904 |
| WESTERN ASSET INTER MUNI | COM | 958435109 | — | 84,329 shares | $589,460 |
| FEDERATED HERMES PREM MUNI I | COM | 31423P108 | — | 59,156 shares | $582,687 |
| WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | — | 63,558 shares | $567,573 |
| SPDR GOLD TR | GOLD SHS | 78463V107 | — | 1,398 shares | $532,414 |
| PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 | — | 39,320 shares | $466,335 |
| PIMCO MUN INCOME FD II | COM | 72200W106 | — | 61,625 shares | $404,876 |
| NEUBERGER MUN FD INC | COM | 64124P101 | — | 43,254 shares | $393,179 |
| FRANKLIN MUN OPPORTUNITIES T | SH BEN INT | 746922103 | — | 35,987 shares | $328,921 |
| BNY MELLON STRATEGIC MUNS IN | COM | 05588W108 | — | 58,202 shares | $323,603 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 390 shares | $297,426 |
| RIVERNORTH MANAGED DUR MUN I | COM | 76882M104 | — | 18,960 shares | $248,566 |
| ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | — | 25,380 shares | $241,871 |
| ISHARES TR | TRS FLT RT BD | 46434V860 | — | 4,469 shares | $226,444 |
| EATON VANCE MUN BD FD | COM | 27827X101 | — | 23,873 shares | $216,528 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 270 shares | $199,738 |
| BLACKROCK HEALTH SCIENCES TE | COM SHS | 09260E105 | — | 11,820 shares | $197,394 |
| PIMCO GLOBAL STOCKPLUS INCOM | COM | 722011103 | — | 22,991 shares | $188,066 |
| ABRDN INCOME CREDIT STRATEGI | COM | 003057106 | — | 35,273 shares | $156,965 |
| STATE STR SPDR S&P MIDCAP 40 | UTSER1 S&PDCRP | 78467Y107 | — | 150 shares | $98,507 |
| META PLATFORMS INC | CL A | 30303M102 | — | 100 shares | $72,518 |
| POWERLAW CORP | COM | 738922103 | — | 6,416 shares | $70,576 |
| NETFLIX INC. | COM | 64110L106 | — | 1,000 shares | $69,580 |
| TMC THE METALS COMPANY INC | COM | 87261Y106 | — | 12,911 shares | $49,578 |
| INVESCO CURRENCYSHARES | JAPANESE YEN | 46138W107 | — | 600 shares | $34,944 |
| FIRST TR INTER DURATN PFD & | COM | 33718W103 | — | 2,130 shares | $34,101 |
| FLAHERTY & CRUMRINE PFD INCO | COM | 33848E106 | — | 3,618 shares | $31,223 |
| KOREA FD INC | COM NEW | 500634209 | — | 402 shares | $26,395 |
| WESTERN ASSET INFLT LNK INC | COM SH BEN INT | 95766Q106 | — | 2,999 shares | $23,602 |
| ABRDN EMERGING MARKETS EX CH | COM | 00301W105 | — | 2,297 shares | $21,707 |
| TEMPLETON EMERGING MKTS FD | COM | 880191101 | — | 803 shares | $17,871 |
| JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | — | 1,265 shares | $15,939 |
| RICE ACQUISITION CORP 3 | *W EXP 99/99/999 | G7553X114 | — | 14,946 shares | $15,544 |
| TEMPLETON DRAGON FD INC | COM | 88018T101 | — | 1,573 shares | $15,321 |
| AIRJOULE TECHNOLOGIES CORP | *W EXP 03/15/202 | 612160119 | — | 15,307 shares | $15,152 |
| NUVEEN MULTI ASSET INCOME FU | COM | 670750108 | — | 1,013 shares | $14,638 |
| PROSHARES TR II | SHT VIX ST TRM | 74347W130 | — | 220 shares | $14,032 |
| TCW STRATEGIC INCOME FD INC | COM | 872340104 | — | 3,258 shares | $14,009 |
| PROSHARES TR | SHORT MSCI EMRNG | 74349Y746 | — | 884 shares | $13,888 |
| MEXICO EQUITY & INCOME FD | COM | 592834105 | — | 1,103 shares | $13,776 |
| MORGAN STANLEY EMKT DBT FD I | COM | 61744H105 | — | 1,914 shares | $12,900 |
| MEXICO FD INC | COM | 592835102 | — | 600 shares | $12,234 |
| MORGAN STANLEY CHINA A SH FD | COM | 617468103 | — | 684 shares | $12,134 |
| VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 | — | 1,647 shares | $11,117 |
| ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | — | 1,138 shares | $11,073 |