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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| FIDELITY NATL INFORMATION SV | COM | 31620M106 | — | 343,456 shares | $19,337,000 |
| AMER RLTY CAP HEALTHCAR TR I | COM | 02917R108 | — | 1,844,352 shares | $19,329,000 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | — | 236,796 shares | $19,327,000 |
| 3M CO | COM | 88579Y101 | CALL | 136,300 shares | $19,311,000 |
| CRESTWOOD MIDSTREAM PARTNERS | UNIT LTD PARTNER | 226378107 | — | 851,396 shares | $19,301,000 |
| ISHARES TR | CORE US TR BD | 46429B267 | — | 776,323 shares | $19,268,000 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | — | 236,895 shares | $19,264,000 |
| POWERSHARES GLOBAL ETF TRUST | INSUR NATL MUN | 73936T474 | — | 765,749 shares | $19,236,000 |
| PRICELINE GRP INC | COM NEW | 741503403 | PUT | 16,600 shares | $19,232,000 |
| BANK MONTREAL QUE | COM | 063671101 | — | 261,143 shares | $19,225,000 |
| E M C CORP MASS | COM | 268648102 | PUT | 657,000 shares | $19,224,000 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | PUT | 828,400 shares | $19,194,000 |
| BECTON DICKINSON & CO | COM | 075887109 | — | 168,558 shares | $19,184,000 |
| APPLIED MATLS INC | COM | 038222105 | CALL | 887,700 shares | $19,183,000 |
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | CALL | 103,000 shares | $18,908,000 |
| MONSANTO CO NEW | COM | 61166W101 | — | 167,833 shares | $18,883,000 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | — | 325,023 shares | $18,868,000 |
| SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | — | 469,420 shares | $18,861,000 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 95,051 shares | $18,845,000 |
| PALO ALTO NETWORKS INC | COM | 697435105 | — | 191,697 shares | $18,805,000 |
| POWERSHARES GLOBAL ETF TRUST | FDM HG YLD RAFI | 73936T557 | — | 987,072 shares | $18,804,000 |
| SHERWIN WILLIAMS CO | COM | 824348106 | — | 85,704 shares | $18,768,000 |
| SUNCOR ENERGY INC NEW | COM | 867224107 | — | 518,414 shares | $18,741,000 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | — | 149,341 shares | $18,715,000 |
| INTEL CORP | COM | 458140100 | CALL | 535,913 shares | $18,660,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2016 | 18383M555 | — | 835,838 shares | $18,656,000 |
| MARKET VECTORS ETF TR | BIOTECH ETF | 57060U183 | — | 175,861 shares | $18,613,000 |
| ISHARES | 10-20 YR TRS ETF | 464288653 | — | 142,854 shares | $18,611,000 |
| NAVIOS MARITIME PARTNERS L P | UNIT LPI | Y62267102 | — | 1,043,694 shares | $18,609,000 |
| TEXAS INSTRS INC | COM | 882508104 | — | 389,894 shares | $18,594,000 |
| DICKS SPORTING GOODS INC | COM | 253393102 | — | 423,599 shares | $18,588,000 |
| DOMINION RES INC VA NEW | COM | 25746U109 | PUT | 269,000 shares | $18,585,000 |
| TYSON FOODS INC | CL A | 902494103 | PUT | 471,400 shares | $18,559,000 |
| WILLIAMS SONOMA INC | COM | 969904101 | — | 278,548 shares | $18,543,000 |
| 3-D SYS CORP DEL | COM NEW | 88554D205 | — | 399,106 shares | $18,507,000 |
| VIRTUS GLOBAL MULTI-SEC INC | COM | 92829B101 | — | 1,083,280 shares | $18,492,000 |
| VANGUARD WORLD FD | MEGA CAP INDEX | 921910873 | — | 272,685 shares | $18,420,000 |
| TRANSOCEAN LTD | REG SHS | H8817H100 | CALL | 574,100 shares | $18,354,000 |
| TRANSCANADA CORP | COM | 89353D107 | — | 355,891 shares | $18,339,000 |
| LULULEMON ATHLETICA INC | COM | 550021109 | — | 435,207 shares | $18,283,000 |
| LEAR CORP | COM NEW | 521865204 | — | 211,498 shares | $18,276,000 |
| U S SILICA HLDGS INC | COM | 90346E103 | — | 291,950 shares | $18,250,000 |
| ONEOK INC NEW | COM | 682680103 | — | 278,128 shares | $18,231,000 |
| ENPRO INDS INC | COM | 29355X107 | CALL | 300,000 shares | $18,159,000 |
| ENPRO INDS INC | COM | 29355X107 | PUT | 300,000 shares | $18,159,000 |
| TARGET CORP | COM | 87612E106 | — | 289,412 shares | $18,140,000 |
| HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | — | 351,426 shares | $18,120,000 |
| ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | — | 3,065,532 shares | $18,087,000 |
| SLM CORP | COM | 78442P106 | — | 2,112,951 shares | $18,087,000 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 361,820 shares | $18,087,000 |
| DU PONT E I DE NEMOURS & CO | COM | 263534109 | PUT | 252,000 shares | $18,084,000 |
| COCA COLA CO | COM | 191216100 | — | 422,693 shares | $18,032,000 |
| CAMERON INTERNATIONAL CORP | COM | 13342B105 | — | 271,419 shares | $18,017,000 |
| CREE INC | COM | 225447101 | CALL | 439,300 shares | $17,989,000 |
| ISHARES | MSCI SPAN CP ETF | 464286764 | — | 462,167 shares | $17,978,000 |
| FIRST TR NAS100 EQ WEIGHTED | SHS | 337344105 | — | 447,958 shares | $17,946,000 |
| ENSCO PLC | SHS CLASS A | G3157S106 | CALL | 433,500 shares | $17,908,000 |
| TWITTER INC | COM | 90184L102 | — | 344,964 shares | $17,793,000 |
| ISHARES | 10+ YR CR BD ETF | 464289511 | — | 296,128 shares | $17,750,000 |
| BANCO SANTANDER SA | ADR | 05964H105 | — | 1,867,658 shares | $17,743,000 |
| GOLDCORP INC NEW | COM | 380956409 | PUT | 769,800 shares | $17,728,000 |
| ISHARES | EAFE VALUE ETF | 464288877 | — | 324,000 shares | $17,713,000 |
| ISHARES TR | 20+ YR TR BD ETF | 464287432 | CALL | 152,200 shares | $17,696,000 |
| EXELON CORP | COM | 30161N101 | — | 518,790 shares | $17,686,000 |
| ISHARES | MICRO-CAP ETF | 464288869 | — | 253,268 shares | $17,607,000 |
| STRATASYS LTD | SHS | M85548101 | — | 145,457 shares | $17,568,000 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | — | 554,185 shares | $17,490,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG INSDR SENT | 18383M209 | — | 373,379 shares | $17,478,000 |
| PACKAGING CORP AMER | COM | 695156109 | — | 273,164 shares | $17,433,000 |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | — | 1,066,107 shares | $17,431,000 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | — | 155,091 shares | $17,418,000 |
| LOGITECH INTL S A | SHS | H50430232 | CALL | 1,357,000 shares | $17,397,000 |
| CSX CORP | COM | 126408103 | CALL | 542,500 shares | $17,393,000 |
| MARKET VECTORS ETF TR | SEMICONDUCTOR | 57060U233 | — | 340,175 shares | $17,380,000 |
| ENTERGY CORP NEW | COM | 29364G103 | — | 224,244 shares | $17,341,000 |
| MORGAN STANLEY | COM NEW | 617446448 | CALL | 499,500 shares | $17,268,000 |
| NEW RESIDENTIAL INVT CORP | COM | 64828T102 | — | 2,958,652 shares | $17,249,000 |
| 3-D SYS CORP DEL | COM NEW | 88554D205 | — | 370,016 shares | $17,158,000 |
| ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | — | 216,536 shares | $17,132,000 |
| ASSURANT INC | COM | 04621X108 | — | 266,249 shares | $17,120,000 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | — | 129,774 shares | $17,099,000 |
| ISHARES TR | U.S. CNSM SV ETF | 464287580 | — | 137,390 shares | $17,098,000 |
| ISHARES | MSCI STH KOR ETF | 464286772 | PUT | 282,300 shares | $17,082,000 |
| FIRST TR MORNINGSTAR DIV LEA | SHS | 336917109 | — | 729,167 shares | $17,063,000 |
| DANAHER CORP DEL | COM | 235851102 | — | 224,402 shares | $17,050,000 |
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | — | 1,269,636 shares | $17,032,000 |
| BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | — | 1,051,247 shares | $16,999,000 |
| SANDISK CORP | NOTE 1.500% 8/1 | 80004CAD3 | — | 8,816,000 principal | $16,954,000 |
| US BANCORP DEL | COM NEW | 902973304 | — | 404,970 shares | $16,940,000 |
| PERRIGO CO PLC | SHS | G97822103 | — | 112,750 shares | $16,934,000 |
| STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | — | 203,223 shares | $16,910,000 |
| SILVER WHEATON CORP | COM | 828336107 | — | 846,633 shares | $16,873,000 |
| POWERSHARES ETF TRUST | INTL DIV ACHV | 73935X716 | — | 910,805 shares | $16,859,000 |
| FRANKLIN RES INC | COM | 354613101 | — | 308,390 shares | $16,841,000 |
| DISNEY WALT CO | COM DISNEY | 254687106 | PUT | 188,800 shares | $16,809,000 |
| RAYTHEON CO | COM NEW | 755111507 | PUT | 165,300 shares | $16,798,000 |
| ZYNGA INC | CL A | 98986T108 | — | 6,201,606 shares | $16,744,000 |
| WISDOMTREE TR | MDCP EARN FUND | 97717W570 | — | 191,179 shares | $16,734,000 |
| PARAGON OFFSHORE PLC | SHS | G6S01W108 | — | 2,706,608 shares | $16,646,000 |
| ENSCO PLC | SHS CLASS A | G3157S106 | PUT | 402,600 shares | $16,631,000 |