← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ADVENT CLAYMORE ENH GRW & IN | COM | 00765E104 | — | 1,350 shares | $13,000 |
| AEP INDS INC | COM | 001031103 | — | 335 shares | $13,000 |
| ALLIANT TECHSYSTEMS INC | COM | 018804104 | CALL | 100 shares | $13,000 |
| ANDERSONS INC | COM | 034164103 | PUT | 200 shares | $13,000 |
| ARM HLDGS PLC | SPONSORED ADR | 042068106 | PUT | 300 shares | $13,000 |
| ASTRO-MED INC NEW | COM | 04638F108 | — | 1,000 shares | $13,000 |
| ATMEL CORP | COM | 049513104 | PUT | 1,600 shares | $13,000 |
| ATTUNITY LTD | SHS NEW | M15332121 | — | 1,685 shares | $13,000 |
| AUTOHOME INC | SP ADR RP CL A | 05278C107 | PUT | 300 shares | $13,000 |
| BANK OF THE OZARKS INC | COM | 063904106 | PUT | 400 shares | $13,000 |
| BENEFICIAL MUTUAL BANCORP IN | COM | 08173R104 | — | 1,000 shares | $13,000 |
| CANCER GENETICS INC | COM | 13739U104 | — | 1,400 shares | $13,000 |
| CARDINAL FINL CORP | COM | 14149F109 | — | 762 shares | $13,000 |
| CHEMUNG FINL CORP | COM | 164024101 | — | 461 shares | $13,000 |
| CLEAN DIESEL TECHNOLOGIES IN | COM PAR $.01 | 18449C401 | — | 7,776 shares | $13,000 |
| COAST DISTR SYS | COM | 190345108 | — | 4,000 shares | $13,000 |
| CORELOGIC INC | COM | 21871D103 | — | 488 shares | $13,000 |
| CORNERSTONE STRATEGIC VALUE | COM NEW | 21924B203 | — | 2,253 shares | $13,000 |
| CPI AEROSTRUCTURES INC | COM NEW | 125919308 | — | 1,306 shares | $13,000 |
| CRANE CO | COM | 224399105 | CALL | 200 shares | $13,000 |
| DENISON MINES CORP | COM | 248356107 | CALL | 11,600 shares | $13,000 |
| DIREXION SHS ETF TR | 20YR TRES BEAR | 25459Y678 | PUT | 300 shares | $13,000 |
| DIREXION SHS ETF TR | DLY ENERBR3X NEW | 25459Y454 | CALL | 800 shares | $13,000 |
| DIREXION SHS ETF TR | DLYFINBEAR3X NEW | 25459Y447 | PUT | 800 shares | $13,000 |
| DOLBY LABORATORIES INC | COM | 25659T107 | CALL | 300 shares | $13,000 |
| EARTHSTONE ENERGY INC | COM NEW | 27032D205 | — | 450 shares | $13,000 |
| EATON VANCE FLTG RATE INCOM | COM SHS BEN INT | 278284104 | — | 749 shares | $13,000 |
| EATON VANCE PA MUN BD FD | COM | 27828W102 | — | 1,024 shares | $13,000 |
| EGA EMERGING GLOBAL SHS TR | EGS BRAZ INF ETF | 268461829 | — | 916 shares | $13,000 |
| ELECTRO RENT CORP | COM | 285218103 | — | 966 shares | $13,000 |
| ELLIE MAE INC | COM | 28849P100 | — | 400 shares | $13,000 |
| EMERSON ELEC CO | COM | 291011104 | PUT | 200 shares | $13,000 |
| ENGLOBAL CORP | COM | 293306106 | — | 6,010 shares | $13,000 |
| ENI S P A | SPONSORED ADR | 26874R108 | — | 280 shares | $13,000 |
| ENPHASE ENERGY INC | COM | 29355A107 | CALL | 900 shares | $13,000 |
| EQUITY COMWLTH | COM SH BEN INT | 294628102 | CALL | 500 shares | $13,000 |
| EQUITY COMWLTH | COM SH BEN INT | 294628102 | PUT | 500 shares | $13,000 |
| ERICKSON INC | COM | 29482P100 | — | 1,005 shares | $13,000 |
| FEDERAL SIGNAL CORP | COM | 313855108 | PUT | 1,000 shares | $13,000 |
| FIDELITY SOUTHERN CORP NEW | COM | 316394105 | — | 920 shares | $13,000 |
| FLY LEASING LTD | SPONSORED ADR | 34407D109 | CALL | 1,000 shares | $13,000 |
| FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | — | 2,405 shares | $13,000 |
| GENVEC INC | COM NEW | 37246C307 | — | 6,280 shares | $13,000 |
| GIGOPTIX INC | COM | 37517Y103 | — | 10,545 shares | $13,000 |
| GOLDEN ENTERPRISES INC | COM | 381010107 | — | 2,875 shares | $13,000 |
| GOLDMAN SACHS GROUP INC | MTNF 2/1 | 38147QLX2 | — | 14,000 principal | $13,000 |
| GOVERNMENT PPTYS INCOME TR | COM SHS BEN INT | 38376A103 | PUT | 600 shares | $13,000 |
| GRUPO AEROPORTUARIO DEL SURE | SPON ADR SER B | 40051E202 | CALL | 100 shares | $13,000 |
| GYRODYNE CO AMER INC | COM | 403820103 | — | 2,685 shares | $13,000 |
| HEARTLAND EXPRESS INC | COM | 422347104 | — | 551 shares | $13,000 |
| HOLLYSYS AUTOMATION TECHNOLO | SHS | G45667105 | CALL | 600 shares | $13,000 |
| IDERA PHARMACEUTICALS INC | COM NEW | 45168K306 | — | 5,473 shares | $13,000 |
| INFUSYSTEM HLDGS INC | COM | 45685K102 | — | 4,166 shares | $13,000 |
| INOGEN INC | COM | 45780L104 | — | 640 shares | $13,000 |
| INTEGRYS ENERGY GROUP INC | COM | 45822P105 | PUT | 200 shares | $13,000 |
| INTELLIPHARMACEUTICS INTL IN | COM | 458173101 | — | 4,160 shares | $13,000 |
| INVENTERGY GLOBAL INC | COM | 46123X102 | — | 7,212 shares | $13,000 |
| INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | — | 1,081 shares | $13,000 |
| IRIDEX CORP | COM | 462684101 | — | 1,894 shares | $13,000 |
| ISHARES | AGENCY BOND ETF | 464288166 | — | 120 shares | $13,000 |
| ISHARES U S ETF TR | INT RT HDG C B | 46431W705 | — | 135 shares | $13,000 |
| JACKSONVILLE BANCORP INC FLA | COM NEW | 469249205 | — | 1,208 shares | $13,000 |
| KVH INDS INC | COM | 482738101 | — | 1,125 shares | $13,000 |
| LENNAR CORP | CL B | 526057302 | — | 418 shares | $13,000 |
| LGI HOMES INC | COM | 50187T106 | — | 697 shares | $13,000 |
| MARINE PRODS CORP | COM | 568427108 | — | 1,710 shares | $13,000 |
| MARKET VECTORS ETF TR | COLUMBIA ETF | 57060U415 | — | 700 shares | $13,000 |
| MARKET VECTORS ETF TR | GERMANY SM CAP | 57060U381 | — | 467 shares | $13,000 |
| MARTEN TRANS LTD | COM | 573075108 | — | 718 shares | $13,000 |
| MEDIA GEN INC | COM | 584404107 | CALL | 1,000 shares | $13,000 |
| MEREDITH CORP | COM | 589433101 | CALL | 300 shares | $13,000 |
| MEXICO EQUITY & INCOME FD | COM | 592834105 | — | 778 shares | $13,000 |
| MFS CHARTER INCOME TR | SH BEN INT | 552727109 | — | 1,462 shares | $13,000 |
| MIDDLEBURG FINANCIAL CORP | COM | 596094102 | — | 710 shares | $13,000 |
| MOLINA HEALTHCARE INC | COM | 60855R100 | CALL | 300 shares | $13,000 |
| MORGAN STANLEY | RENMIN/USD ETN | 61747W257 | — | 315 shares | $13,000 |
| MV OIL TR | TR UNITS | 553859109 | PUT | 500 shares | $13,000 |
| NAM TAI PPTY INC | SHS | G63907102 | — | 2,079 shares | $13,000 |
| NEWMONT MINING CORP | NOTE 1.625% 7/1 | 651639AJ5 | — | 13,000 principal | $13,000 |
| NIMBLE STORAGE INC | COM | 65440R101 | PUT | 500 shares | $13,000 |
| NUVEEN NEW JERSEY DIVID | COM | 67071T109 | — | 1,018 shares | $13,000 |
| NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063X100 | — | 957 shares | $13,000 |
| NUVERRA ENVIRONMENTAL SOLUTI | COM NEW | 67091K203 | CALL | 900 shares | $13,000 |
| OIL DRI CORP AMER | COM | 677864100 | — | 500 shares | $13,000 |
| OLD LINE BANCSHARES INC | COM | 67984M100 | — | 837 shares | $13,000 |
| ORMAT TECHNOLOGIES INC | COM | 686688102 | — | 500 shares | $13,000 |
| OWENS ILL INC | COM NEW | 690768403 | CALL | 500 shares | $13,000 |
| PACIFIC SUNWEAR CALIF INC | COM | 694873100 | — | 7,035 shares | $13,000 |
| PACIFIC SUNWEAR CALIF INC | COM | 694873100 | CALL | 7,100 shares | $13,000 |
| PALATIN TECHNOLOGIES INC | COM PAR $ .01 | 696077403 | — | 13,487 shares | $13,000 |
| PARAMOUNT GOLD & SILVER CORP | COM | 69924P102 | CALL | 14,500 shares | $13,000 |
| PATRIOT NATL BANCORP INC | COM | 70336F104 | — | 7,550 shares | $13,000 |
| PEBBLEBROOK HOTEL TR | COM | 70509V100 | — | 340 shares | $13,000 |
| PEGASYSTEMS INC | COM | 705573103 | — | 693 shares | $13,000 |
| PEMBINA PIPELINE CORP | COM | 706327103 | PUT | 300 shares | $13,000 |
| PENTAIR PLC | SHS | G7S00T104 | CALL | 200 shares | $13,000 |
| PERFUMANIA HLDGS INC | COM NEW | 71376C100 | — | 2,000 shares | $13,000 |
| PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | CALL | 200 shares | $13,000 |
| POLYCOM INC | COM | 73172K104 | — | 1,093 shares | $13,000 |
| POTBELLY CORP | COM | 73754Y100 | PUT | 1,100 shares | $13,000 |