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UBS AG

Period ended Sep 30, 2014 · Latest filing Nov 12, 2014

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values
  • Sep 30, 2014: $135,582,726,000

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

View top holdings values
  1. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
  2. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
  3. UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
  4. APPLE INC · COM · 037833100 · shares: $1,698,006,000
  5. MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
  6. JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
  7. ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
  8. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
  9. INTEL CORP · COM · 458140100 · shares: $969,358,000
  10. ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ

The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.

Reported holdings

15,317 reported entries
IssuerClassCUSIPTypeShares / principalReported value (USD)
SILVERCORP METALS INCCOM82835P103 — 6,855 shares $11,000
SOUTH JERSEY INDS INCCOM838518108 CALL 200 shares $11,000
SPANSION INCCOM CL A NEW84649R200 CALL 500 shares $11,000
SPIRIT AEROSYSTEMS HLDGS INCCOM CL A848574109 CALL 300 shares $11,000
STANLEY BLACK & DECKER INCUNIT 99/99/9999854502804 — 100 shares $11,000
SWEDISH EXPT CR CORPELEMENT USETN22870297504 — 469 shares $11,000
THOMPSON CREEK METALS CO INCCOM884768102 — 5,000 shares $11,000
TILE SHOP HLDGS INCCOM88677Q109 CALL 1,200 shares $11,000
UDR INCCOM902653104 CALL 400 shares $11,000
UFP TECHNOLOGIES INCCOM902673102 — 500 shares $11,000
UNIFI INCCOM NEW904677200 — 422 shares $11,000
UNITED CMNTY BANCORP INDCOM90984R101 — 917 shares $11,000
UNITED FIRE GROUP INCCOM910340108 CALL 400 shares $11,000
VBI VACCINES INCCOM91790E102 — 3,428 shares $11,000
VECTOR GROUP LTDCOM92240M108 CALL 500 shares $11,000
VERISIGN INCCOM92343E102 CALL 200 shares $11,000
VICAL INCCOM925602104 — 9,782 shares $11,000
VOC ENERGY TRTR UNIT91829B103 CALL 900 shares $11,000
VOLCANO CORPORATIONCOM928645100 PUT 1,000 shares $11,000
WESBANCO INCCOM950810101 — 348 shares $11,000
WESTERN ASST MN PRT FD INCCOM95766P108 — 759 shares $11,000
WESTERN COPPER & GOLD CORPCOM95805V108 — 18,570 shares $11,000
WEST MARINE INCCOM954235107 — 1,250 shares $11,000
WHITING USA TR IITR UNIT966388100 CALL 900 shares $11,000
WISDOMTREE TREURO DEBT FUND97717W174 — 487 shares $11,000
WRIGHT MED GROUP INCRIGHT 03/01/201998235T115 — 5,167 shares $11,000
XENITH BANKSHARES INCCOM98410X105 — 1,693 shares $11,000
ZUMIEZ INCCOM989817101 — 385 shares $11,000
22ND CENTY GROUP INCCOM90137F103 PUT 3,900 shares $10,000
8X8 INC NEWCOM282914100 — 1,493 shares $10,000
ACCESS NATL CORPCOM004337101 — 635 shares $10,000
ACNB CORPCOM000868109 — 513 shares $10,000
ACURA PHARMACEUTICALS INCCOM NEW00509L703 CALL 12,900 shares $10,000
AEGION CORPCOM00770F104 — 457 shares $10,000
AIR INDS GROUPCOM NEW00912N205 — 930 shares $10,000
ALLIANCE BANCORP INC PA NEWCOM01890A108 — 655 shares $10,000
ALPHA NATURAL RESOURCES INCNOTE 2.375% 4/102076XAA0 — 10,000 principal $10,000
ALPHA PRO TECH LTDCOM020772109 — 3,109 shares $10,000
AMEDISYS INCCOM023436108 CALL 500 shares $10,000
AMERICAN VANGUARD CORPCOM030371108 CALL 900 shares $10,000
AMPHASTAR PHARMACEUTICALS INCOM03209R103 — 871 shares $10,000
ANWORTH MORTGAGE ASSET CPCOM037347101 PUT 2,000 shares $10,000
ARBOR RLTY TR INCCOM038923108 — 1,515 shares $10,000
ARCHER DANIELS MIDLAND COCOM039483102 PUT 200 shares $10,000
ASHLAND INC NEWCOM044209104 CALL 100 shares $10,000
AU OPTRONICS CORPSPONSORED ADR002255107 — 2,343 shares $10,000
AURIS MED HLDG AGCOMH03579101 — 1,692 shares $10,000
BALLANTYNE STRONG INCCOM058516105 — 2,349 shares $10,000
BALLARD PWR SYS INC NEWCOM058586108 CALL 3,000 shares $10,000
BANK MUTUAL CORP NEWCOM063750103 — 1,491 shares $10,000
BERKLEY W R CORPCOM084423102 PUT 200 shares $10,000
BLOUNT INTL INC NEWCOM095180105 — 676 shares $10,000
BLUEROCK RESIDENT GR REIT INCOM CL A09627J102 — 789 shares $10,000
BOK FINL CORPCOM NEW05561Q201 — 149 shares $10,000
BRT RLTY TRSH BEN INT NEW055645303 — 1,397 shares $10,000
CALAMOS ETF TRFOCUS GROWTH12811T100 — 1,000 shares $10,000
CALGON CARBON CORPCOM129603106 CALL 500 shares $10,000
CAMBRIDGE CAP ACQUISITION COCOM13215Q106 — 1,000 shares $10,000
CHARTER FINL CORP MDCOM16122W108 — 910 shares $10,000
CHASE CORPCOM16150R104 — 315 shares $10,000
CHINA HOUSING & LAND DEV INCCOM16939V103 — 6,505 shares $10,000
CHOICE HOTELS INTL INCCOM169905106 CALL 200 shares $10,000
CITIGROUP INC NEWETN CITI VOL 2017318Q475 — 7,112 shares $10,000
CLAYMORE EXCHANGE TRD FD TRGUG S&PG DIV OPP18383M860 — 755 shares $10,000
CLOUD PEAK ENERGY INCCOM18911Q102 CALL 800 shares $10,000
CNA FINL CORPCOM126117100 — 258 shares $10,000
COHERENT INCCOM192479103 — 163 shares $10,000
COMSTOCK RES INCCOM NEW205768203 — 529 shares $10,000
CONMED CORPCOM207410101 — 260 shares $10,000
CREDICORP LTDCOMG2519Y108 — 67 shares $10,000
CREDIT SUISSE NASSAU BRHEQT MKT LKD3122542D720 — 533 shares $10,000
CRESUD S A C I F Y ASPONSORED ADR226406106 — 905 shares $10,000
CREXENDO INCCOM226552107 — 3,223 shares $10,000
CROSS TIMBERS RTY TRTR UNIT22757R109 — 325 shares $10,000
CRYOLIFE INCCOM228903100 CALL 1,000 shares $10,000
CURIS INCCOM231269101 — 7,337 shares $10,000
CYTOKINETICS INCCOM NEW23282W605 — 2,961 shares $10,000
CYTRX CORPCOM PAR $.001232828509 CALL 4,100 shares $10,000
DANA HLDG CORPCOM235825205 CALL 500 shares $10,000
DELEK US HLDGS INCCOM246647101 PUT 300 shares $10,000
DIREXION SHS ETF TRDLY SMCAP BULL3X25459W847 — 156 shares $10,000
DOUGLAS DYNAMICS INCCOM25960R105 CALL 500 shares $10,000
DOUGLAS DYNAMICS INCCOM25960R105 PUT 500 shares $10,000
DURECT CORPCOM266605104 — 7,021 shares $10,000
ECHELON CORPCOM27874N105 — 5,096 shares $10,000
EDAP TMS S ASPONSORED ADR268311107 — 7,500 shares $10,000
EDWARDS LIFESCIENCES CORPCOM28176E108 CALL 100 shares $10,000
ELLIS PERRY INTL INCCOM288853104 — 473 shares $10,000
ELLOMAY CAPITAL LIMITEDSHSM39927120 — 1,000 shares $10,000
ENTEROMEDICS INCCOM NEW29365M208 PUT 7,900 shares $10,000
EURONET WORLDWIDE INCCOM298736109 CALL 200 shares $10,000
FIRST CTZNS BANC CORPCOM NO PAR319459202 — 995 shares $10,000
FIRST NIAGARA FINL GP INCCOM33582V108 CALL 1,200 shares $10,000
FIRST TR EXCH TRD ALPHA FD ITAIWAN ALPHADE33737J257 — 292 shares $10,000
FIRST TR VAL LINE EQ ALLO INSHS336919105 — 380 shares $10,000
FX ENERGY INCCOM302695101 — 3,200 shares $10,000
GABELLI DIVD & INCOME TRCOM36242H104 — 446 shares $10,000
GALENA BIOPHARMA INCCOM363256108 — 5,000 shares $10,000
GENOCEA BIOSCIENCES INCCOM372427104 — 1,117 shares $10,000
GLOBAL X FDSGB MSCI AR ETF37950E259 — 494 shares $10,000