← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| HILLENBRAND INC | COM | 431571108 | — | 67 shares | $2,000 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | — | 36 shares | $2,000 |
| HUDSON CITY BANCORP | COM | 443683107 | CALL | 200 shares | $2,000 |
| HYDROGENICS CORP NEW | COM NEW | 448883207 | PUT | 100 shares | $2,000 |
| IBIO INC | COM | 451033104 | — | 2,500 shares | $2,000 |
| INDEPENDENCE RLTY TR INC | COM | 45378A106 | — | 200 shares | $2,000 |
| INFORMATION SERVICES GROUP I | COM | 45675Y104 | — | 636 shares | $2,000 |
| INTELLICHECK MOBILISA INC | COM NEW | 45817G201 | — | 625 shares | $2,000 |
| INTELLIPHARMACEUTICS INTL IN | COM | 458173101 | PUT | 500 shares | $2,000 |
| INTERCLOUD SYS INC | COM NEW | 458488202 | — | 462 shares | $2,000 |
| INTERCLOUD SYS INC | *W EXP 08/25/201 | 458488111 | — | 814 shares | $2,000 |
| INTERMOLECULAR INC | COM | 45882D109 | — | 1,000 shares | $2,000 |
| INTERNATIONAL BANCSHARES COR | COM | 459044103 | — | 100 shares | $2,000 |
| INTERPHASE CORP | COM | 460593106 | — | 577 shares | $2,000 |
| INTERSECTIONS INC | COM | 460981301 | CALL | 600 shares | $2,000 |
| INTERSECTIONS INC | COM | 460981301 | PUT | 600 shares | $2,000 |
| ISHARES | BRAZIL SM-CP ETF | 464289131 | — | 119 shares | $2,000 |
| IVANHOE ENERGY INC | COM NO PAR | 465790509 | — | 988 shares | $2,000 |
| JAMES HARDIE INDS PLC | SPONSORED ADR | 47030M106 | — | 29 shares | $2,000 |
| JETBLUE AIRWAYS CORP | DBCV 6.750%10/1 | 477143AG6 | — | 1,000 principal | $2,000 |
| JIVE SOFTWARE INC | COM | 47760A108 | — | 343 shares | $2,000 |
| KAMADA LTD | SHS | M6240T109 | — | 454 shares | $2,000 |
| LANTRONIX INC | COM NEW | 516548203 | — | 1,116 shares | $2,000 |
| LE GAGA HLDGS LTD | SPONSORED ADR | 521168104 | — | 400 shares | $2,000 |
| LHC GROUP INC | COM | 50187A107 | — | 103 shares | $2,000 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 | CALL | 100 shares | $2,000 |
| LOXO ONCOLOGY INC | COM | 548862101 | — | 155 shares | $2,000 |
| LRR ENERGY LP | COM | 50214A104 | CALL | 100 shares | $2,000 |
| LYON WILLIAM HOMES | CL A NEW | 552074700 | — | 100 shares | $2,000 |
| MAD CATZ INTERACTIVE INC | COM | 556162105 | — | 5,932 shares | $2,000 |
| MADISON CVRED CALL & EQ STR | COM | 557437100 | — | 210 shares | $2,000 |
| MAGICJACK VOCALTEC LTD | SHS | M6787E101 | — | 202 shares | $2,000 |
| MARKET VECTORS ETF TR | COAL ETF | 57060U837 | PUT | 100 shares | $2,000 |
| MARKET VECTORS ETF TR | VECTRS POL ETF | 57060U571 | — | 100 shares | $2,000 |
| MATRIX SVC CO | COM | 576853105 | PUT | 100 shares | $2,000 |
| MEDIVATION INC | NOTE 2.625% 4/0 | 58501NAA9 | — | 1,000 principal | $2,000 |
| MERCANTILE BANK CORP | COM | 587376104 | — | 114 shares | $2,000 |
| M/I HOMES INC | COM | 55305B101 | CALL | 100 shares | $2,000 |
| MODEL N INC | COM | 607525102 | CALL | 200 shares | $2,000 |
| MRV COMMUNICATIONS INC | COM NEW | 553477407 | — | 125 shares | $2,000 |
| NATURAL GAS SERVICES GROUP | COM | 63886Q109 | CALL | 100 shares | $2,000 |
| NEONODE INC | COM NEW | 64051M402 | PUT | 1,000 shares | $2,000 |
| NEW GOLD INC CDA | COM | 644535106 | PUT | 400 shares | $2,000 |
| NEWPORT CORP | COM | 651824104 | CALL | 100 shares | $2,000 |
| NEWS CORP NEW | CL B | 65249B208 | CALL | 100 shares | $2,000 |
| NEW YORK & CO INC | COM | 649295102 | — | 519 shares | $2,000 |
| NIC INC | COM | 62914B100 | CALL | 100 shares | $2,000 |
| NORTH AMERN ENERGY PARTNERS | COM | 656844107 | — | 240 shares | $2,000 |
| NORTH AMERN PALLADIUM LTD | COM | 656912102 | — | 10,100 shares | $2,000 |
| NORTHERN DYNASTY MINERALS LT | COM NEW | 66510M204 | — | 4,189 shares | $2,000 |
| NOVATEL WIRELESS INC | COM NEW | 66987M604 | — | 500 shares | $2,000 |
| NOVOGEN LIMITED | SPON ADR 1:25 SH | 67010F202 | — | 699 shares | $2,000 |
| NUVEEN DIVERSIFIED COMMODTY | COM UT BEN INT | 67074P104 | — | 112 shares | $2,000 |
| NUVEEN MTG OPPORTUNITY TERM | COM | 670735109 | — | 64 shares | $2,000 |
| NUVEEN NJ PREM INCOME MUN FD | COM | 67101N106 | — | 144 shares | $2,000 |
| OCEAN PWR TECHNOLOGIES INC | COM NEW | 674870308 | — | 1,621 shares | $2,000 |
| OCEAN RIG UDW INC | SHS | Y64354205 | CALL | 100 shares | $2,000 |
| ONCONOVA THERAPEUTICS INC | COM | 68232V108 | — | 400 shares | $2,000 |
| ONCONOVA THERAPEUTICS INC | COM | 68232V108 | PUT | 500 shares | $2,000 |
| OPLINK COMMUNICATIONS INC | COM NEW | 68375Q403 | CALL | 100 shares | $2,000 |
| OPTIBASE LTD | SHS NEW NIS0.13 | M7524R116 | — | 350 shares | $2,000 |
| PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | CALL | 400 shares | $2,000 |
| PALATIN TECHNOLOGIES INC | COM PAR $ .01 | 696077403 | — | 2,678 shares | $2,000 |
| PANDORA MEDIA INC | COM | 698354107 | PUT | 100 shares | $2,000 |
| PANTRY INC | COM | 698657103 | CALL | 100 shares | $2,000 |
| PARKE BANCORP INC | COM | 700885106 | — | 146 shares | $2,000 |
| PATRIOT NATL BANCORP INC | COM | 70336F104 | — | 1,239 shares | $2,000 |
| PAYCOM SOFTWARE INC | COM | 70432V102 | — | 125 shares | $2,000 |
| PENN NATL GAMING INC | COM | 707569109 | PUT | 200 shares | $2,000 |
| PEOPLES FED BANCSHARES INC | COM | 711037101 | — | 100 shares | $2,000 |
| PEREGRINE PHARMACEUTICALS IN | COM NEW | 713661304 | PUT | 1,700 shares | $2,000 |
| PERFORMANCE SPORTS GROUP LTD | COM | 71377G100 | — | 131 shares | $2,000 |
| P & F INDS INC | CL A NEW | 692830508 | — | 200 shares | $2,000 |
| PICO HLDGS INC | COM NEW | 693366205 | PUT | 100 shares | $2,000 |
| PIEDMONT OFFICE REALTY TR IN | COM CL A | 720190206 | — | 108 shares | $2,000 |
| POLYCOM INC | COM | 73172K104 | CALL | 200 shares | $2,000 |
| POWERSHARES DB CMDTY IDX TRA | UNIT BEN INT | 73935S105 | CALL | 100 shares | $2,000 |
| POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | CALL | 100 shares | $2,000 |
| POWERSHARES ETF TRUST | FND PUR SMVAL PT | 73935X864 | — | 99 shares | $2,000 |
| PRECISION DRILLING CORP | COM 2010 | 74022D308 | CALL | 200 shares | $2,000 |
| PREFERRED APT CMNTYS INC | COM | 74039L103 | — | 182 shares | $2,000 |
| PROGENICS PHARMACEUTICALS IN | COM | 743187106 | CALL | 300 shares | $2,000 |
| PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | — | 62 shares | $2,000 |
| PROSHARES TR | SHRT HGH YIELD | 74347R131 | — | 72 shares | $2,000 |
| PROTALIX BIOTHERAPEUTICS INC | COM | 74365A101 | — | 800 shares | $2,000 |
| PULASKI FINL CORP | COM | 745548107 | — | 200 shares | $2,000 |
| PULSE ELECTRONICS CORP | COM NEW | 74586W205 | — | 1,343 shares | $2,000 |
| QIAGEN NV | REG SHS | N72482107 | CALL | 100 shares | $2,000 |
| QLT INC | COM | 746927102 | — | 505 shares | $2,000 |
| QTS RLTY TR INC | COM CL A | 74736A103 | — | 50 shares | $2,000 |
| QUANTUM CORP | COM DSSG | 747906204 | — | 1,909 shares | $2,000 |
| QUESTAR CORP | COM | 748356102 | PUT | 100 shares | $2,000 |
| RADIO ONE INC | CL A | 75040P108 | — | 759 shares | $2,000 |
| RADIO ONE INC | CL D NON VTG | 75040P405 | — | 500 shares | $2,000 |
| RAMCO-GERSHENSON PPTYS TR | COM SH BEN INT | 751452202 | — | 125 shares | $2,000 |
| RARE ELEMENT RES LTD | COM | 75381M102 | CALL | 3,700 shares | $2,000 |
| RELIV INTL INC | COM | 75952R100 | — | 1,550 shares | $2,000 |
| RENESOLA LTD | SPONS ADS | 75971T103 | — | 500 shares | $2,000 |
| RESONANT INC | COM | 76118L102 | — | 227 shares | $2,000 |
| RETRACTABLE TECHNOLOGIES INC | COM | 76129W105 | — | 769 shares | $2,000 |