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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| NETFLIX INC | COM | 64110L106 | — | 9,948 shares | $4,488,000 |
| OFS CAP CORP | COM | 67103B100 | — | 371,865 shares | $4,488,000 |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | CALL | 290,800 shares | $4,483,000 |
| HORMEL FOODS CORP | COM | 440452100 | — | 87,225 shares | $4,482,000 |
| BANK N S HALIFAX | COM | 064149107 | — | 72,204 shares | $4,466,000 |
| REGIONS FINL CORP NEW | COM | 7591EP100 | — | 444,649 shares | $4,464,000 |
| SONOCO PRODS CO | COM | 835495102 | — | 113,514 shares | $4,460,000 |
| POSCO | SPONSORED ADR | 693483109 | — | 58,735 shares | $4,458,000 |
| AMEREN CORP | COM | 023608102 | — | 115,819 shares | $4,439,000 |
| ISHARES | GLB CNSM STP ETF | 464288737 | — | 50,576 shares | $4,437,000 |
| ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | CALL | 369,400 shares | $4,433,000 |
| CATERPILLAR INC DEL | COM | 149123101 | — | 44,759 shares | $4,432,000 |
| QIAGEN NV | REG SHS | N72482107 | — | 194,514 shares | $4,429,000 |
| AGNICO EAGLE MINES LTD | COM | 008474108 | — | 152,546 shares | $4,428,000 |
| ROCK-TENN CO | CL A | 772739207 | — | 93,070 shares | $4,428,000 |
| CORNING INC | COM | 219350105 | PUT | 228,700 shares | $4,423,000 |
| DIAGEO P L C | SPON ADR NEW | 25243Q205 | — | 38,285 shares | $4,418,000 |
| BLACKROCK ENERGY & RES TR | COM | 09250U101 | — | 184,411 shares | $4,411,000 |
| ALPS ETF TR | INTL SEC DV DOG | 00162Q718 | — | 155,586 shares | $4,410,000 |
| HESS CORP | COM | 42809H107 | — | 46,730 shares | $4,408,000 |
| HANOVER INS GROUP INC | COM | 410867105 | — | 71,708 shares | $4,404,000 |
| HARRIS CORP DEL | COM | 413875105 | — | 66,322 shares | $4,404,000 |
| CENTRAIS ELETRICAS BRASILEIR | SPONSORED ADR | 15234Q207 | — | 1,627,585 shares | $4,394,000 |
| ALTRIA GROUP INC | COM | 02209S103 | CALL | 95,600 shares | $4,392,000 |
| NIKE INC | CL B | 654106103 | — | 49,128 shares | $4,382,000 |
| NUVEEN ENERGY MLP TOTL RTRNF | COM | 67074U103 | — | 198,039 shares | $4,379,000 |
| SWEDISH EXPT CR CORP | ROG TTL ETN 22 | 870297801 | — | 581,213 shares | $4,377,000 |
| COLGATE PALMOLIVE CO | COM | 194162103 | — | 67,097 shares | $4,376,000 |
| INGREDION INC | COM | 457187102 | — | 57,725 shares | $4,375,000 |
| ALLEGION PUB LTD CO | ORD SHS | G0176J109 | — | 91,753 shares | $4,371,000 |
| PALL CORP | COM | 696429307 | — | 52,202 shares | $4,369,000 |
| TIME INC NEW | COM | 887228104 | — | 186,233 shares | $4,363,000 |
| HEALTHCARE SVCS GRP INC | COM | 421906108 | — | 152,448 shares | $4,362,000 |
| HUNTSMAN CORP | COM | 447011107 | CALL | 167,800 shares | $4,361,000 |
| VMWARE INC | CL A COM | 928563402 | — | 46,459 shares | $4,360,000 |
| TIMKEN CO | COM | 887389104 | — | 102,417 shares | $4,341,000 |
| BLACKROCK INCOME OPP TRUST I | COM | 092475102 | — | 418,556 shares | $4,336,000 |
| BLACKROCK MUNIYIELD CALI QLT | COM | 09254N103 | — | 297,324 shares | $4,332,000 |
| WESTLAKE CHEM CORP | COM | 960413102 | — | 49,975 shares | $4,327,000 |
| ALPINE TOTAL DYNAMIC DIVID F | COM SH BEN INT N | 021060207 | — | 508,218 shares | $4,325,000 |
| AMERIPRISE FINL INC | COM | 03076C106 | — | 35,055 shares | $4,325,000 |
| VIMPELCOM LTD | SPONSORED ADR | 92719A106 | — | 598,988 shares | $4,325,000 |
| SSGA ACTIVE ETF TR | MULT ASS RLRTN | 78467V103 | — | 152,277 shares | $4,323,000 |
| ISHARES | MSCI FRNTR100ETF | 464286145 | — | 114,192 shares | $4,321,000 |
| KELLOGG CO | COM | 487836108 | PUT | 70,100 shares | $4,318,000 |
| POWERSHARES GLOBAL ETF FD | S&P 500 BUYWRT | 73936G308 | — | 203,856 shares | $4,318,000 |
| WESTERN GAS EQUITY PARTNERS | COMUNT LTD PT | 95825R103 | — | 70,833 shares | $4,317,000 |
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | — | 330,938 shares | $4,315,000 |
| UNITED RENTALS INC | COM | 911363109 | — | 38,835 shares | $4,315,000 |
| COMPRESSCO PARTNERS L P | COM UNIT | 20467A101 | — | 178,257 shares | $4,307,000 |
| COPA HOLDINGS SA | CL A | P31076105 | CALL | 40,100 shares | $4,302,000 |
| ALLIANT ENERGY CORP | COM | 018802108 | — | 77,594 shares | $4,299,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG BULL2020 E | 18383M514 | — | 203,426 shares | $4,288,000 |
| ST JUDE MED INC | COM | 790849103 | CALL | 71,200 shares | $4,281,000 |
| KINROSS GOLD CORP | COM NO PAR | 496902404 | — | 1,296,516 shares | $4,279,000 |
| UGI CORP NEW | COM | 902681105 | — | 125,523 shares | $4,279,000 |
| IRON MTN INC | COM | 462846106 | — | 131,029 shares | $4,278,000 |
| TERADYNE INC | COM | 880770102 | — | 220,610 shares | $4,278,000 |
| TOLL BROTHERS INC | COM | 889478103 | CALL | 137,300 shares | $4,278,000 |
| EVEREST RE GROUP LTD | COM | G3223R108 | — | 26,383 shares | $4,274,000 |
| POWERSHARES ETF TRUST | DYN EN EX PROD | 73935X658 | — | 128,130 shares | $4,274,000 |
| DR REDDYS LABS LTD | ADR | 256135203 | — | 81,267 shares | $4,271,000 |
| BEAZER HOMES USA INC | COM NEW | 07556Q881 | CALL | 254,100 shares | $4,264,000 |
| LILLY ELI & CO | COM | 532457108 | — | 65,748 shares | $4,264,000 |
| POWERSHARES GLOBAL ETF TRUST | WK VRDO TX FR | 73936T433 | — | 170,764 shares | $4,264,000 |
| SPDR SERIES TRUST | S&P BK ETF | 78464A797 | — | 133,556 shares | $4,262,000 |
| V F CORP | COM | 918204108 | — | 64,504 shares | $4,259,000 |
| CITRIX SYS INC | COM | 177376100 | — | 59,576 shares | $4,250,000 |
| DOMINION RES INC VA NEW | COM | 25746U109 | CALL | 61,400 shares | $4,242,000 |
| ISHARES TR | GLOBAL FINLS ETF | 464287333 | — | 75,398 shares | $4,241,000 |
| KCAP FINL INC | COM | 48668E101 | — | 510,380 shares | $4,241,000 |
| COMPANHIA ENERGETICA DE MINA | SP ADR N-V PFD | 204409601 | — | 680,575 shares | $4,240,000 |
| NUVEEN QUALITY PFD INCOME FD | COM | 67071S101 | — | 519,887 shares | $4,237,000 |
| ESSEX PPTY TR INC | COM | 297178105 | — | 23,668 shares | $4,231,000 |
| QUEST DIAGNOSTICS INC | COM | 74834L100 | — | 69,693 shares | $4,229,000 |
| NOKIA CORP | SPONSORED ADR | 654902204 | — | 498,628 shares | $4,218,000 |
| AVALONBAY CMNTYS INC | COM | 053484101 | — | 29,913 shares | $4,217,000 |
| DONNELLEY R R & SONS CO | COM | 257867101 | — | 255,817 shares | $4,211,000 |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 | — | 39,781 shares | $4,210,000 |
| 500 COM LTD | SPON ADR REP A | 33829R100 | — | 124,760 shares | $4,208,000 |
| AMBEV SA | SPONSORED ADR | 02319V103 | — | 642,316 shares | $4,207,000 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 48,015 shares | $4,203,000 |
| ISHARES | JP MOR EM MK ETF | 464288281 | — | 37,233 shares | $4,202,000 |
| NUVEEN TX ADV TOTAL RET STRG | COM | 67090H102 | — | 303,403 shares | $4,202,000 |
| FTD COS INC | COM | 30281V108 | — | 123,125 shares | $4,200,000 |
| PENN WEST PETE LTD NEW | COM | 707887105 | — | 622,198 shares | $4,200,000 |
| NUVEEN EQUITY PREM INCOME FD | COM | 6706ER101 | — | 329,349 shares | $4,199,000 |
| CASS INFORMATION SYS INC | COM | 14808P109 | — | 101,337 shares | $4,195,000 |
| HANESBRANDS INC | COM | 410345102 | — | 39,014 shares | $4,192,000 |
| ISHARES | AGENCY BOND ETF | 464288166 | — | 37,323 shares | $4,191,000 |
| ISHARES | MSCI JAPN SMCETF | 464286582 | — | 76,610 shares | $4,191,000 |
| SONY CORP | ADR NEW | 835699307 | — | 232,146 shares | $4,188,000 |
| BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | — | 509,724 shares | $4,180,000 |
| SONOCO PRODS CO | COM | 835495102 | — | 106,378 shares | $4,180,000 |
| SILVER WHEATON CORP | COM | 828336107 | — | 209,680 shares | $4,179,000 |
| CROCS INC | COM | 227046109 | — | 332,127 shares | $4,178,000 |
| PEMBINA PIPELINE CORP | COM | 706327103 | — | 99,151 shares | $4,178,000 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | PUT | 48,400 shares | $4,175,000 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | PUT | 84,500 shares | $4,173,000 |
| CHINA PETE & CHEM CORP | SPON ADR H SHS | 16941R108 | — | 47,738 shares | $4,170,000 |